OakChart

Saratoga Investment Corp

SARFinancial·Asset Management·USA·Micro·NYSE·Nov 11 • 11:19 AM ET

12.53-0.08 (-0.65%)
2026-11-11 17:19 CET
Market cap
196.21 USD m
Revenue, TTM
129.71 USD m
Net income, TTM
-4.18 USD m
Free cash flow, TTM
30.55 USD m
EPS diluted, TTM
-0.25
P/E
-
Compare

Price

SAR against its 20, 50 and 200-day averages
2050200miss
12.5015.0017.5020.0022.50512K1.0MMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26SARclose 12.5320-day 13.7050-day 15.56200-day 20.1212.53

48.0% under the 52-week high of 24.07 on 3 Feb 2026. 52-week low 12.48 on 11 Nov 2026. Last 15 sessions, 14.3% high to low

Profile

SAR
52-week range, 0% of the way up
12.6024.07

Saratoga Investment Corp. is a specialty finance company that provides customized financing solutions to U.S. middle-market businesses. The company invests primarily in senior and unitranche leveraged loans and mezzanine debt, and, to a lesser extent, equity to provide financing for change of ownership transactions, strategic acquisitions, recapitalizations and growth initiatives in partnership with business owners, management teams and financial sponsors. The company was founded on March 21, 2007 and is headquartered in New York, NY.

IPOMar 23, 2007
Beta0.67
ATR, 14d0.51
Rel volume1.12
Short float4.55%
Insider own13.95%
Inst own11.26%

Snapshot

6 groups

Valuation

Index-
Market Cap194.93M
Enterprise Value985.21M
Income-4.18M
Sales129.71M
Book/sh22.15
Cash/sh6.16
Dividend Est.2.92 (23.30%)
Dividend TTM3.00 (23.95%)
Dividend Ex-DateDec 03, 2026
Dividend Gr. 3/5Y7.13% 19.52%
Payout129.90%
Employees-
IPOMar 23, 2007

Ratios

P/E-
Forward P/E-
PEG-
P/S1.50
P/B0.57
P/C2.03
P/FCF6.38
EV/EBITDA20.54
EV/Sales7.60
Quick Ratio0.34
Current Ratio0.34
Debt/Eq2.51
LT Debt/Eq1.66
Option/ShortYes / Yes

Earnings

EPS (ttm)-0.25
EPS next Y-
EPS next Q0.49
EPS this Y-19.89%
EPS next Y-
EPS next 5Y-
EPS past 3/5Y3.84% 11.83%
Sales past 3/5Y7.25% 21.85%
EPS Y/Y TTM-110.82%
Sales Y/Y TTM-10.96%
EPS Q/Q-148.96%
Sales Q/Q8.31%
EarningsOct 06 AMC
EPS/Sales Surpr.-6.94% -0.94%

Ownership

Insider Own13.95%
Insider Trans1.40%
Inst Own11.26%
Inst Trans-
ROA-0.34%
ROE-1.09%
ROIC-0.45%
Gross Margin74.84%
Oper. Margin36.98%
Profit Margin-3.22%
SMA20-8.57%
SMA50-19.48%
SMA200-37.73%
Trades-

Technical

Shs Outstand15.92M
Shs Float13.39M
Short Float4.55%
Short Ratio4.04
Short Interest0.61M
52W High24.07 -47.95%
52W Low12.60 -0.58%
Volatility4.33% 3.66%
ATR (14)0.51
RSI (14)26.50
Beta0.67
Rel Volume1.12
Avg Volume150.76K
Volume53,326

Performance

Perf Week-9.87%
Perf Month-16.87%
Perf Quarter-35.92%
Perf Half Y-43.08%
Perf YTD-45.70%
Perf Year-42.49%
Perf 3Y-48.22%
Perf 5Y-55.65%
Perf 10Y-30.58%
Recom2.71
Target Price20.00
Prev Close12.61
Price12.53
Change %-0.65%

Analyst ratings

latest 10 of 20
DateActionAnalystRating changeTargetImplied
Oct 10, 2025DowngradeJJanneyBuy → Neutral
Jun 09, 2025DowngradeCCompass PointBuy → Neutral$24.25+93.6%
May 13, 2025ResumedRB. Riley SecuritiesNeutral$23.50+87.6%
Oct 10, 2024DowngradeLLadenburg ThalmannBuy → Neutral
Jul 11, 2024UpgradeCCompass PointNeutral → Buy$24.75+97.6%
May 08, 2024DowngradeOOppenheimerOutperform → Perform
Jan 10, 2024DowngradeCCompass PointBuy → Neutral
Jan 08, 2024DowngradeRB. Riley SecuritiesBuy → Neutral$28+123.5%
Oct 11, 2023DowngradeHHovde GroupOutperform → Market Perform$27+115.5%
Jul 12, 2023DowngradeRRaymond JamesOutperform → Mkt Perform

Peers

Mkt cap
TickerCompanyMkt cap
GLADGladstone Capital Corp443.50M
SCMStellus Capital Investment Corp190.77M
FDUSFidus Investment Corp778.27M
CSWCCapital Southwest Corp1.57B
MSIFMSC Income Fund Inc564.14M
WHFWhiteHorse Finance Inc174.39M
MAINMain Street Capital Corp5.31B
GAINGladstone Investment Corp605.10M
OFSOFS Capital Corp47.83M
PFXPhenixFIN Corp77.96M

Insider trading

2 filings
InsiderRelationshipDateTransactionCostSharesValueTotal heldForm
Oberbeck Christian LCEO and DirectorOct 08 '26Buy14.8915,000223,35015,000Oct 13 08:30 AM
Oberbeck Christian LCEO and DirectorOct 09 '26Buy14.8315,000222,45030,000Oct 13 08:30 AM

Held by

AUM
TickerCompanyAUM
VPCVirtus Private Credit Strategy ETFAUM: 26.60M
PFRLPGIM Floating Rate Income ETFAUM: 138.10M
PCRSimplify VettaFi Private Credit Strategy ETFAUM: 2.24M
LBOWHITEWOLF Publicly Listed Private Equity ETFAUM: 6.49M

News

latest 14 of 200
  • Saratoga Investment: Fiscal Q2 Earnings Snapshot (Associated Press) -5.69%
  • Saratoga Investment Corp. Announces Fiscal Second Quarter 2027 Financial Results (GlobeNewswire)
  • Saratoga Investment Corp. Prices Public Offering of Additional $20.08 Million 8.00% Notes Due 2031 (GlobeNewswire)
  • Saratoga Investment Corp. Announces Offering of Additional 8.00% Notes due 2031 (GlobeNewswire)
  • Saratoga Investment Corp. Announces CFO Transition and New Leadership Appointments (GlobeNewswire)
  • Loading…
  • Saratoga Investment Corp. to Report Fiscal Second Quarter 2027 Financial Results and Hold Conference Call (GlobeNewswire)
  • Saratoga Investment Corp. Declares Dividend of $0.75 Per Share for the Third Quarter of Fiscal 2027; Paid in Monthly Dividends of $0.25 Per Share (GlobeNewswire)
  • Saratoga Investment Corp. Prices Public Offering of $85.0 Million 8.00% Notes Due 2031 (GlobeNewswire)
  • Saratoga Investment Corp. Announces Offering of Notes and BBB Investment Grade Rating from Egan-Jones Ratings Company (GlobeNewswire)
  • Saratoga Investment: Fiscal Q1 Earnings Snapshot (Associated Press) -14.09%
  • Saratoga Investment Corp. Announces Fiscal First Quarter 2027 Financial Results (GlobeNewswire)
  • Saratoga Investment Corp. to Report Fiscal First Quarter 2027 Financial Results and Hold Conference Call (GlobeNewswire)
  • Saratoga Investment Corp. Declares Dividend of $0.75 Per Share for the Second Quarter of Fiscal 2027; Paid in Monthly Dividends of $0.25 Per Share (GlobeNewswire)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q22026-10-060.4600.494-0.41031.1731.477
2026Q12026-07-070.4700.558-0.42530.7831.386
2025Q42026-05-050.5300.558-0.16231.1230.858
2025Q32026-01-070.6100.5880.74531.6530.947
2025Q22025-10-070.5800.6610.84230.6332.277
2025Q12025-07-080.6600.7160.90832.3232.388
2024Q42025-05-07-0.703-0.04731.3032.868
2024Q32025-01-080.9000.8650.64135.8835.268
2024Q22024-10-081.3300.9440.97043.0037.067
2024Q12024-07-091.0500.9540.48338.6836.478
2023Q42024-05-060.9400.9600.39037.2336.438
2023Q32024-01-091.0101.033-0.31136.3435.898
2023Q22023-10-091.0801.0230.64935.5135.208
2023Q12023-07-101.0800.853-0.01834.6331.448
2022Q42023-05-020.9800.7961.61632.3228.157
2022Q32023-01-100.7700.6310.50626.2623.837

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2015FY1.9001.7602.09030.0529.39
2016FY1.9802.0251.98033.1633.07
2017FY2.2702.2802.93038.6138.23
2018FY2.6002.5832.62747.7147.81
2019FY2.4902.0845.98158.4555.49
2020FY2.0702.1481.32157.6556.13
2021FY2.2401.8863.99270.7469.45
2022FY2.8502.7962.06399.1094.94
2023FY4.1004.1290.705143.72142.91
2024FY3.8103.9692.019148.86150.42
2025FY2.3702.4812.310125.71125.44
2026FY-1.899--126.85

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q3S2026-10-0764032.2031.0733.04
2026Q3S2026-10-0660031.6531.1432.38
2026Q3S2026-09-2160031.6531.1432.38
2026Q3S2026-07-2063131.6531.1432.38
2026Q3S2026-07-0864131.6531.1432.38
2026Q3S2026-05-1253231.4530.7833.22
2026Q3S2026-05-0743131.5830.7833.22
2026Q3S2026-05-0632131.6630.7833.22
2026Q3S2026-03-3170030.6228.8032.59
2026Q3S2026-03-2470130.6228.8032.59
2026Q3S2026-01-1571430.6228.8032.59
2026Q3S2026-01-1371330.7228.8032.59
2026Q3S2026-01-0861330.4128.8032.24
2026Q3S2026-01-0150030.6329.6832.24

Estimate history

EPS, annual2.932.6275.9811.3213.9922.0630.7052.0192.309-0.2536
Period201720182019202020212022202320242025TTM
EPS, quarterly0.970.641-0.0470.9080.8420.745-0.162-0.425-0.412
PeriodQ2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26
Sales, annual32.73752.582101.32548.94684.139106.551143.873106.826131.459129.71
Period201720182019202020212022202320242025TTM
Sales, quarterly9.55541.32338.46535.2230.67834.71630.84530.92733.226
PeriodQ2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26
Shares, annual6.2577.65711.21811.16112.13111.89113.65315.18316.22415.916
Period201720182019202020212022202320242025MRQ
Shares, quarterly13.74613.90915.18315.52916.02716.14516.22416.28915.916
PeriodQ2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue129.71131.46106.83143.87106.5584.1448.95101.3352.58
Total Expenses81.7544.9824.4184.7145.7813.9415.9828.3633.33
Operating Income47.9786.4882.4259.1660.7870.2032.9672.9719.25
Unusual Expense0.820.820.800.111.592.430.131.580.00
Net Income Before Taxes-5.0536.3529.569.8725.6947.8919.2556.7019.25
Income Taxes-0.87-0.251.470.941.012.154.470.960.74
Consolidated Net Income-4.1836.6028.098.9324.6845.7414.7855.7418.51
Net Income From Continuing Operations-4.1836.6028.098.9324.6845.7414.7855.7418.51
Net Income-4.1836.6028.098.9324.6845.7414.7855.7418.51
EPS (Recurring)-0.222.352.060.712.164.141.336.102.63
EPS (Basic, Before Extraordinaries)-0.252.312.020.712.063.991.325.982.63
EPS (Diluted)-0.252.312.020.712.063.991.325.982.63
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.000.00
Price To Earnings Ratio--10.3632.4312.936.677.795.198.67
Price To Sales Ratio2.302.793.392.083.093.745.282.113.09
Gross Margin74.8475.4865.9878.3876.8768.3866.1975.9374.01
Operating Margin36.9865.7877.1541.1257.0483.4467.3572.0136.61
Net Margin-3.2227.8426.296.2123.1654.3630.1955.0135.20
Shares Outstanding15.9216.2215.1813.6511.8912.1311.1611.227.66
Market Capitalization196.21196.21369.00314.50319.60324.33251.52249.93172.12

Income statement, quarterly

Currency USD, millions
Metric2026Q22026Q12025Q42025Q32025Q22025Q12024Q42024Q3
Total Revenue33.2330.9330.8434.7230.6835.2238.4641.32
Total Expenses26.2224.7320.0610.745.468.7324.7919.28
Operating Income7.016.2010.7823.9825.2226.4913.6822.04
Unusual Expense0.000.000.700.120.000.000.800.00
Net Income Before Taxes-7.06-7.45-2.4811.9512.8514.04-0.059.00
Income Taxes-0.39-0.550.13-0.05-0.440.110.630.16
Consolidated Net Income-6.66-6.90-2.6112.0013.2913.93-0.688.83
Net Income From Continuing Operations-6.66-6.90-2.6112.0013.2913.93-0.688.83
Net Income-6.66-6.90-2.6112.0013.2913.93-0.688.83
EPS (Recurring)-0.41-0.42-0.130.750.840.91-0.010.64
EPS (Basic, Before Extraordinaries)-0.41-0.42-0.160.740.840.91-0.050.64
EPS (Diluted)-0.41-0.42-0.160.740.840.91-0.050.64
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Price To Earnings Ratio-9.659.469.8010.2211.9710.3616.36
Price To Sales Ratio2.302.882.852.692.773.053.523.35
Gross Margin75.1973.4574.2276.2974.1676.9580.5578.77
Operating Margin21.0820.0534.9669.0882.2175.2235.5553.34
Net Margin-20.05-22.32-8.4734.5743.3039.56-1.7621.38
Shares Outstanding15.9216.2916.2216.1516.0315.5315.1813.91
Market Capitalization196.21366.19374.82370.08403.04376.66369.00345.90

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments21.79204.7240.5196.0852.8729.9239.4562.0913.78
Short Term Receivables7.567.7910.748.965.556.985.085.963.28
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments1,109.13978.081,138.79972.59817.57554.31485.63402.02342.69
Investment in Unconsolidated Affiliates0.000.000.000.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.000.000.000.00
Other Intangible Assets0.780.951.160.530.250.950.700.600.58
Total Assets1,139.271,191.541,191.211,078.16876.24592.15530.87470.67360.34
Total Debt725.65781.82803.67711.13498.88274.05204.88277.15206.49
Long Term Debt725.65744.93803.67711.13498.88274.05204.88277.15206.49
Provision for Risks Charges0.000.000.000.000.000.000.000.000.00
Deferred Tax Liabilities4.584.893.792.821.251.921.350.74-
Other Liabilities12.8812.1713.5217.2620.3311.9920.3511.9110.16
Total Liabilities743.11798.88820.98731.20520.46287.97226.58289.80216.64
Preferred Stock - Carrying Value0.000.000.000.000.000.000.000.000.00
Common Equity396.16392.67370.22346.96355.78304.19304.29180.88143.69
Total Shareholders Equity396.16392.67370.22346.96355.78304.19304.29180.88143.69
Accumulated Minority Interest0.000.000.000.000.000.000.000.000.00
Total Equity396.16392.67370.22346.96355.78304.19304.29180.88143.69
Total Liabilities & Stockholders Equity1,139.271,191.541,191.211,078.16876.24592.15530.87470.67360.34
Book Value Per Share24.4225.8627.1229.1829.3327.2527.1323.6222.96
Tangible Book Value Per Share24.4225.8627.1229.1829.3327.2527.1323.6222.96
Price to Book Ratio0.570.950.850.920.910.840.880.950.93
Return on Assets3.142.360.792.536.232.6311.134.455.21
Return on Equity9.287.362.497.0213.864.8622.9811.4113.05
Return on Invested Capital3.262.470.762.335.352.5610.954.045.05
Quick Ratio2.284.333.796.092.872.852.195.581.68
Current Ratio2.284.333.796.092.872.852.195.581.68

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations31.0535.7351.6964.7839.2517.5520.1713.0513.09
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital-0.501.111.81-6.15-6.7610.46-10.529.20-1.09
Income Taxes Payable--0.000.00-2.822.82---
Cash from Operating Activities30.5536.8453.5058.6232.4928.019.6622.2512.00
Capital Expenditures0.000.000.000.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.000.000.000.00
Purchase or Sale of Investments-185.30-124.87144.04-215.83-162.86-231.14-72.00-37.39-51.98
Purchase of Investments-362.46-309.50-168.08-246.10-385.08-458.07-202.26-204.64-187.71
Sale Or Maturity of Investments177.16184.64312.1130.27222.22226.93130.26167.25135.73
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities-185.30-124.87144.04-215.83-162.86-231.14-72.00-37.39-51.98
Cash Dividends Paid-46.79-52.36-40.75-32.05-22.67-18.16-11.27-17.00-12.01
Change in Capital Stock-6.9518.6732.7541.91-10.8224.02-3.6184.7130.85
Repurchase of Common Pref Stock-8.45-0.050.00-2.16-10.82-2.55-3.610.000.00
Sale of Common Pref Stock1.5018.7332.7544.070.0026.560.0084.7130.85
Proceedsfrom Stock Options1.5018.7332.7544.070.0026.560.0084.7130.85
Issuance or Reduction of Debt, Net103.52-61.79-27.6887.31207.61218.9867.69-75.2169.46
Change in Long Term Debt103.52-61.79-27.6887.31207.61218.9867.69-75.2169.46
Issuance of Long Term Debt370.02229.7128.82144.31326.74374.48100.6919.44102.71
Reduction of Long Term Debt-266.50-291.50-56.50-57.00-119.12-155.50-33.00-94.65-33.25
Net Financing Active Other Cash Flow-0.010.572.354.47-0.011.250.000.000.00
Other Financing Activities Uses-0.010.000.00-0.00-0.01-0.000.000.000.00
Cash from Financing Activities49.82-94.91-33.32101.64173.58226.0952.81-7.5088.30
Net Change in Cash-104.93-182.94164.22-55.5743.2122.96-9.54-22.6448.32
Free Cash Flow30.5536.8453.5058.6232.4928.019.6622.2512.00
Preferred Dividends (Cash Flow)-0.000.000.000.000.000.000.000.00
Price to Free Cash Flow--28.3611.2633.5631.95-40.71-

Balance sheet, quarterly

Currency USD, millions
Metric2026Q22026Q12025Q42025Q32025Q22025Q1
Cash & Short Term Investments95.8760.8121.79169.56200.80224.29
Short Term Receivables9.359.287.569.178.908.30
Investments1,150.191,126.331,109.131,015.95995.30968.32
Investment in Unconsolidated Affiliates0.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.00
Other Intangible Assets0.851.000.782.281.221.37
Total Assets1,256.261,197.421,139.271,196.961,206.211,202.27
Total Debt886.15802.74725.65764.68776.80780.58
Long Term Debt586.03503.13725.65764.68764.80763.62
Provision for Risks Charges0.000.000.000.000.000.00
Deferred Tax Liabilities3.604.034.584.504.564.99
Other Liabilities13.9412.2012.8814.5714.3520.33
Total Liabilities903.69818.97743.11783.76795.71805.90
Preferred Stock - Carrying Value0.000.000.000.000.000.00
Common Equity352.58378.45396.16413.21410.50396.37
Total Shareholders Equity352.58378.45396.16413.21410.50396.37
Accumulated Minority Interest0.000.000.000.000.000.00
Total Equity352.58378.45396.16413.21410.50396.37
Total Liabilities & Stockholders Equity1,256.261,197.421,139.271,196.961,206.211,202.27
Book Value Per Share22.1523.2324.4225.5925.6125.52
Tangible Book Value Per Share22.1523.2324.4225.5925.6125.52
Price to Book Ratio0.570.920.900.900.990.95
Return on Assets-0.341.313.143.192.922.95
Return on Equity-1.094.079.289.789.049.27
Return on Invested Capital-0.71-0.78-0.231.021.131.20
Quick Ratio0.340.222.2812.277.966.24
Current Ratio0.340.222.2812.277.966.24

Cash flow, quarterly

Currency USD, millions
Metric2026Q22026Q12025Q42025Q32025Q22025Q1
Funds from Operations7.487.387.568.639.4710.07
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital1.82-2.611.42-1.13-6.427.24
Cash from Operating Activities9.304.778.987.503.0417.31
Capital Expenditures0.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments-37.06-30.74-101.40-16.10-22.3514.98
Purchase of Investments-76.11-79.15-135.14-72.05-52.22-50.09
Sale Or Maturity of Investments39.0548.4233.7455.9529.8865.07
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities-37.06-30.74-101.40-16.10-22.3514.98
Cash Dividends Paid-10.81-10.80-14.38-10.80-10.51-16.67
Preferred Dividends (Cash Flow)0.000.000.000.000.000.00
Change in Capital Stock-8.400.00-0.051.5011.086.14
Repurchase of Common Pref Stock-8.400.00-0.050.000.000.00
Sale of Common Pref Stock0.000.000.001.5011.086.14
Proceedsfrom Stock Options0.000.000.001.5011.086.14
Issuance or Reduction of Debt, Net82.0575.79-40.92-13.40-4.97-2.50
Change in Long Term Debt82.0575.79-40.92-13.40-4.97-2.50
Issuance of Long Term Debt82.0575.79181.0831.100.0317.50
Reduction of Long Term Debt0.000.00-222.00-44.50-5.00-20.00
Net Financing Active Other Cash Flow-0.010.000.000.000.270.30
Other Financing Activities Uses-0.010.000.000.000.000.00
Cash from Financing Activities62.8364.99-55.36-22.64-4.18-12.73
Net Change in Cash35.0639.02-147.77-31.25-23.4819.56
Free Cash Flow9.304.778.987.503.0417.31

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-304.55%0.6M13.4M147.98K
2026-10-154.77%0.6M13.4M152.75K
2026-09-304.67%0.6M13.5M165.51K
2026-09-154.97%0.7M13.9M158.03K
2026-08-315.34%0.7M13.9M145.38K
2026-08-145.17%0.7M13.9M140.52K
2026-07-315.32%0.7M13.9M139.23K
2026-07-155.21%0.7M14.1M128.57K
2026-06-304.31%0.6M14.1M97.42K
2026-06-154.51%0.6M14.0M105.77K
2026-05-294.24%0.6M14.0M117.53K
2026-05-154.62%0.7M14.1M120.88K
2026-04-304.20%0.6M14.1M125.68K
2026-04-153.87%0.5M14.1M128.74K
2026-03-313.66%0.5M14.1M135.31K
2026-03-133.85%0.5M14.1M126.54K
2026-02-274.12%0.6M14.0M114.30K
2026-02-133.67%0.5M14.0M109.68K
2026-01-303.04%0.4M14.0M102.11K
2026-01-152.84%0.4M14.0M100.29K

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call2.509.1012.2011.2725.2130.000.000.958-0.0890.002
call5.006.709.7011.8211.3630.000.000.911-0.1690.003
call7.504.706.205.895.2210.000.000.839-0.1710.005
call10.000.804.700.004.8450.000.000.743-0.1500.006
call12.500.102.351.333.0640.000.000.586-0.1210.008
call15.000.002.150.033.83755.000.000.497-0.1630.008
call17.500.000.050.051.23793.000.000.052-0.0140.002
call20.000.000.050.061.62529.000.000.042-0.0160.002
call22.500.000.050.041.9181820.000.037-0.0170.002
call25.000.000.050.032.0967510.000.033-0.0160.002
call30.000.002.150.012.6402.000.000.029-0.0190.001
call35.000.002.000.003.0110.000.000.026-0.0200.001
put2.500.000.750.0011.0960.000.00-0.036-0.0960.002
put5.000.002.000.0010.5180.000.00-0.083-0.1760.003
put7.500.002.000.006.8390.000.00-0.155-0.1780.005
put10.000.002.000.054.4721.000.00-0.252-0.1560.006
put12.500.002.250.102.87861.000.00-0.407-0.1270.008
put15.000.404.602.263.75033.000.00-0.498-0.1680.008
put17.502.905.904.572.8811,2660.00-0.942-0.0200.002
put20.007.307.705.382.0762,3220.00-0.952-0.0210.002
put22.507.9011.405.454.6051510.00-0.958-0.0220.002
put25.0010.4013.4012.084.2453340.00-0.961-0.0230.001
put30.0015.4019.4012.956.3653260.00-0.966-0.0230.001
put35.0020.4024.400.006.8990.000.00-0.968-0.0240.001

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-05N-14 8CInitial registration statement filed on Form N-14 by closed-end investment company (business combinations)SEC
2026-11-023Initial statement of beneficial ownership of securities2026-10-31SEC
2026-11-023Initial statement of beneficial ownership of securities2026-10-31SEC
2026-10-28N-23C-2Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-22026-11-30SEC
2026-10-134Statement of changes in beneficial ownership of securities2026-10-08SEC
2026-10-098-KCurrent report2026-10-08SEC
2026-10-068-KCurrent report2026-10-06SEC
2026-10-0610-QQuarterly report pursuant to Section 13 or 15(d)2026-08-31SEC
2026-09-248-KCurrent report2026-09-23SEC
2026-09-24424B2SEC
2026-09-23497ADFiling by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c). SEC
2026-09-23FWPFiling under Securities Act Rule 163/433 of free writing prospectuses.SEC
2026-09-238-KCurrent report2026-09-22SEC
2026-09-22424B2SEC
2026-09-22497ADFiling by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c). SEC
2026-09-188-KCurrent report2026-09-16SEC
2026-09-1825-NSESEC
2026-09-104Statement of changes in beneficial ownership of securities2026-09-09SEC
2026-08-268-A12BSEC
2026-08-268-KCurrent report2026-08-26SEC
2026-08-26CERTSEC
2026-08-19424B2SEC
2026-08-19N-23C-2Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-22026-09-18SEC
2026-08-198-KCurrent report2026-08-18SEC
2026-08-19497ADFiling by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c). SEC
2026-08-18FWPFiling under Securities Act Rule 163/433 of free writing prospectuses.SEC
2026-08-18497ADFiling by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c). SEC
2026-08-18424B2SEC
2026-08-068-KCurrent report2026-08-05SEC
2026-08-053Initial statement of beneficial ownership of securities2026-08-05SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-10445.80K200
2026-090000
2026-080000
2026-070000
2026-060000
2026-050000
2026-040000
2026-030000
2026-020000
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
Legal & General Group Plc0.87%
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0.87%
Private Advisor Group, LLC0.82%
Advisors Asset Management, Inc.0.72%
LPL Financial LLC0.60%
Lido Advisors, LLC0.58%
Palogic Value Management, L.P.0.57%
Hennion & Walsh Asset Management, Inc.0.56%
WELLS FARGO & COMPANY/MN0.52%
Ethos Financial Group, LLC0.35%

Funds

Fund% owned
Holbrook Income Fund306.55%
ICON FLEXIBLE BOND FUND8.14%
Short Duration Municipal Opportunities Fund6.22%
Municipal Opportunities Fund6.22%
State Farm Municipal Bond Fund6.15%
Multimanager Lifestyle Growth Portfolio3.05%
Multimanager Lifestyle Balanced Portfolio1.89%
Multimanager Lifestyle Aggressive Portfolio1.34%
John Hancock Dynamic Municipal Bond ETF1.14%
Catalyst/SMH High Income Fund0.49%

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