OFS Capital Corp
OFSFinancial·Asset Management·USA·Micro·NASD·Nov 11 • 11:50 AM ET
3.75+0.16 (4.46%)
2026-11-11 17:52 CET
Market cap
48.10 USD m
Revenue, TTM
5.17 USD m
Net income, TTM
-28.37 USD m
Free cash flow, TTM
6.81 USD m
EPS diluted, TTM
-2.12
P/E
-
Price
OFS against its 20, 50 and 200-day averages2050200beatmiss
32.2% under the 52-week high of 5.53 on 13 Nov 2025. 52-week low 2.72 on 23 Mar 2026. Last 15 sessions, 17.2% high to low
Profile
OFS52-week range, 37% of the way up
2.725.53
OFS Capital Corp. engages in investments in senior secured, floating rate loans to United States-based middle market borrowers. It provides stockholders with both current income and capital appreciation primarily through debt investments and, to a lesser extent, equity investments. The company was founded on March 20, 2001 and is headquartered in Chicago, IL.
| Employees | 47 |
|---|---|
| IPO | Nov 08, 2012 |
| Beta | 0.91 |
| ATR, 14d | 0.19 |
| Rel volume | 1.04 |
| Short float | 3.82% |
| Insider own | 0.61% |
| Inst own | 26.82% |
Snapshot
6 groupsValuation
| Index | - |
|---|---|
| Market Cap | 50.24M |
| Enterprise Value | 199.76M |
| Income | -28.37M |
| Sales | 5.17M |
| Book/sh | 7.38 |
| Cash/sh | 0.23 |
| Dividend Est. | 0.68 (18.13%) |
| Dividend TTM | 0.68 (18.13%) |
| Dividend Ex-Date | Dec 18, 2026 |
| Dividend Gr. 3/5Y | 0.85% 6.71% |
| Payout | - |
| Employees | 47 |
| IPO | Nov 08, 2012 |
Ratios
| P/E | - |
|---|---|
| Forward P/E | 4.26 |
| PEG | - |
| P/S | 9.72 |
| P/B | 0.51 |
| P/C | 16.05 |
| P/FCF | 7.38 |
| EV/EBITDA | - |
| EV/Sales | 38.64 |
| Quick Ratio | 0.83 |
| Current Ratio | 0.83 |
| Debt/Eq | 1.54 |
| LT Debt/Eq | 1.54 |
| Option/Short | Yes / Yes |
Earnings
| EPS (ttm) | -2.12 |
|---|---|
| EPS next Y | 0.88 |
| EPS next Q | 0.19 |
| EPS this Y | -45.65% |
| EPS next Y | 76.00% |
| EPS next 5Y | - |
| EPS past 3/5Y | -63.47% - |
| Sales past 3/5Y | -15.24% -4.25% |
| EPS Y/Y TTM | -978.39% |
| Sales Y/Y TTM | -82.20% |
| EPS Q/Q | -115.97% |
| Sales Q/Q | -131.94% |
| Earnings | Oct 29 AMC |
| EPS/Sales Surpr. | -28.57% -9.87% |
Ownership
| Insider Own | 0.61% |
|---|---|
| Insider Trans | 0.00% |
| Inst Own | 26.82% |
| Inst Trans | - |
| ROA | -8.88% |
| ROE | -24.13% |
| ROIC | -11.28% |
| Gross Margin | -26.94% |
| Oper. Margin | -238.97% |
| Profit Margin | -548.71% |
| SMA20 | -2.72% |
| SMA50 | -2.51% |
| SMA200 | 0.14% |
| Trades | - |
Technical
| Shs Outstand | 13.40M |
|---|---|
| Shs Float | 13.32M |
| Short Float | 3.82% |
| Short Ratio | 6.99 |
| Short Interest | 0.51M |
| 52W High | 5.53 -32.19% |
| 52W Low | 2.72 38.10% |
| Volatility | 5.86% 4.42% |
| ATR (14) | 0.19 |
| RSI (14) | 47.24 |
| Beta | 0.91 |
| Rel Volume | 1.04 |
| Avg Volume | 72.81K |
| Volume | 29,793 |
Performance
| Perf Week | -2.34% |
|---|---|
| Perf Month | -8.54% |
| Perf Quarter | 4.17% |
| Perf Half Y | 12.61% |
| Perf YTD | -21.22% |
| Perf Year | -29.64% |
| Perf 3Y | -63.84% |
| Perf 5Y | -66.67% |
| Perf 10Y | -69.26% |
| Recom | 3.00 |
| Target Price | 5.00 |
| Prev Close | 3.59 |
| Price | 3.75 |
| Change % | 4.46% |
Analyst ratings
latest 10 of 10| Date | Action | Analyst | Rating change | Target | Implied |
|---|---|---|---|---|---|
| Jul 01, 2021 | Initiated | OOppenheimer | Perform | $10 | +166.7% |
| Apr 01, 2020 | Downgrade | JJanney | Buy → Neutral | ||
| Nov 11, 2019 | Downgrade | LLadenburg Thalmann | Buy → Neutral | ||
| Aug 05, 2019 | Upgrade | LLadenburg Thalmann | Neutral → Buy | $12 | +220.0% |
| May 06, 2019 | Downgrade | LLadenburg Thalmann | Buy → Neutral | ||
| Aug 07, 2017 | Downgrade | RRobert W. Baird | Outperform → Neutral | $16 → $13 | +246.7% |
| Mar 27, 2017 | Upgrade | LLadenburg Thalmann | Neutral → Buy | ||
| Dec 20, 2016 | Initiated | RRobert W. Baird | Outperform | $15 | +300.0% |
| Jan 28, 2014 | Downgrade | BBarclays | Equal Weight → Underweight | $14 | +273.3% |
| Oct 18, 2013 | Initiated | LLadenburg Thalmann | Neutral |
Peers
Mkt cap| Ticker | Company | Mkt cap |
|---|---|---|
| GECC | Great Elm Capital Corp | 67.88M |
| OXSQ | Oxford Square Capital Corp | 96.05M |
| WHF | WhiteHorse Finance Inc | 176.97M |
| PFX | PhenixFIN Corp | 79.40M |
| PNNT | PennantPark Investment Corp | 217.44M |
| ICMB | Investcorp Credit Management BDC Inc | 8.68M |
| SCM | Stellus Capital Investment Corp | 193.02M |
| SAR | Saratoga Investment Corp | 196.60M |
| LIEN | Chicago Atlantic BDC Inc | 208.80M |
| MFIC | MidCap Financial Investment Corp | 850.09M |
Held by
AUM| Ticker | Company | AUM |
|---|---|---|
| PFRL | PGIM Floating Rate Income ETF | AUM: 138.10M |
News
latest 14 of 206- OFS Capital Misses As NII Covers Under A Third Of The Dividend; Pfanstiehl Monetization Brings Relief And A Lawsuit (Earnings Whispers) -10.47%
- OFS Capital: Q3 Earnings Snapshot (Associated Press)
- OFS Capital Corporation Announces Third Quarter 2026 Financial Results (Business Wire)
- OFS Capital Must Show Redeployment Can Rebuild Income Behind An Uncovered $0.17 Payout (Earnings Whispers)
- OFS Capital Corporation Announces Date for Its Third Quarter 2026 Earnings Release and Conference Call (Business Wire)
- Loading…
- OFS Capital Corporation Announces Partial Monetization of Equity Interest for $52.3 Million of Gross Proceeds (Business Wire) +16.85%
- OFS Capital Corp's Dividend Analysis (GuruFocus.com) -8.84%
- OFS Capital Corp (OFS) (Q2 2026) Earnings Call Highlights: NAV Rises 3% on Fansteel Strength, ... (GuruFocus.com)
- OFS Capital: Q2 Earnings Snapshot (Associated Press)
- OFS Capital Corporation Announces Second Quarter 2026 Financial Results (Business Wire)
- OFS Capital Corporation Announces Date for Its Second Quarter 2026 Earnings Release and Conference Call (Business Wire)
- OFS Capital Corp (OFS) Q1 2026 Earnings Call Highlights: Navigating Challenges with Strategic ... (GuruFocus.com)
- OFS Capital: Q1 Earnings Snapshot (Associated Press) -5.19%
Quarterly earnings
actual against estimate| Period | Reported | EPS act | EPS est | EPS rep | Sales act | Sales est | Analysts |
|---|---|---|---|---|---|---|---|
| 2026Q3 | 2026-10-29 | 0.050 | 0.070 | -0.860 | 5.94 | 6.59 | 1 |
| 2026Q2 | 2026-07-30 | 0.080 | 0.140 | 0.416 | 6.84 | 7.87 | 1 |
| 2026Q1 | 2026-04-30 | 0.180 | 0.210 | -0.865 | 8.90 | 9.45 | 1 |
| 2025Q4 | 2026-03-02 | 0.200 | 0.320 | -0.810 | 9.37 | 11.97 | 1 |
| 2025Q3 | 2025-10-30 | 0.220 | - | -0.398 | 10.55 | - | - |
| 2025Q2 | 2025-07-31 | 0.250 | 0.240 | -0.719 | 10.48 | 10.00 | 1 |
| 2025Q1 | 2025-05-01 | - | 0.330 | -0.544 | 10.30 | 11.90 | 1 |
| 2024Q4 | 2025-03-03 | 0.300 | 0.240 | 1.901 | 11.65 | 10.41 | 2 |
| 2024Q3 | 2024-10-31 | 0.270 | 0.255 | 0.126 | 10.92 | 11.03 | 2 |
| 2024Q2 | 2024-08-01 | 0.260 | 0.290 | 0.771 | 11.17 | 11.74 | 2 |
| 2024Q1 | 2024-05-02 | 0.420 | 0.355 | -0.675 | 14.23 | 13.25 | 2 |
| 2023Q4 | 2024-03-04 | 0.350 | 0.390 | -0.307 | 13.48 | 14.37 | 2 |
| 2023Q3 | 2023-11-02 | 0.400 | 0.385 | 0.134 | 14.65 | 14.68 | 2 |
| 2023Q2 | 2023-08-03 | 0.380 | 0.360 | -0.147 | 14.53 | 14.20 | 2 |
| 2023Q1 | 2023-05-04 | 0.370 | 0.355 | 0.284 | 14.28 | 14.18 | 2 |
| 2022Q4 | 2023-03-03 | 0.350 | 0.350 | 0.182 | 14.00 | 14.09 | 2 |
Annual earnings
| Period | EPS act | EPS est | EPS rep | Sales act | Sales est |
|---|---|---|---|---|---|
| 2016FY | 1.460 | 1.420 | 1.430 | 31.09 | 30.56 |
| 2017FY | 1.280 | 1.347 | 0.640 | 33.43 | 34.39 |
| 2018FY | 1.380 | 1.333 | 0.717 | 42.83 | 41.42 |
| 2019FY | 1.430 | 1.435 | 0.715 | 52.52 | 52.47 |
| 2020FY | 0.920 | 0.890 | 0.276 | 45.48 | 44.80 |
| 2021FY | 1.000 | 0.915 | 4.239 | 47.76 | 43.67 |
| 2022FY | 1.370 | 1.370 | -0.565 | 48.74 | 48.82 |
| 2023FY | 1.500 | 1.545 | -0.035 | 56.94 | 57.80 |
| 2024FY | 1.250 | 1.180 | 2.123 | 47.96 | 46.71 |
| 2025FY | 0.920 | 1.340 | -2.470 | 40.69 | 44.15 |
| 2026FY | - | 0.500 | - | - | 29.27 |
| 2027FY | - | 0.880 | - | - | 32.70 |
Estimate revisions
last 14 periods| Period | Type | Date | Estimates | Up | Down | Mean | Low | High |
|---|---|---|---|---|---|---|---|---|
| 2026Q4 | S | 2026-10-30 | 1 | 1 | 0 | 7.59 | 7.59 | 7.59 |
| 2026Q4 | S | 2026-10-29 | 1 | 1 | 0 | 7.67 | 7.67 | 7.67 |
| 2026Q4 | S | 2026-10-05 | 1 | 1 | 0 | 7.67 | 7.67 | 7.67 |
| 2026Q4 | S | 2026-08-03 | 1 | 0 | 1 | 6.60 | 6.60 | 6.60 |
| 2026Q4 | S | 2026-07-31 | 1 | 0 | 0 | 7.68 | 7.68 | 7.68 |
| 2026Q4 | S | 2026-07-15 | 1 | 0 | 0 | 7.68 | 7.68 | 7.68 |
| 2026Q4 | S | 2026-05-01 | 1 | 0 | 1 | 7.68 | 7.68 | 7.68 |
| 2026Q4 | S | 2026-03-03 | 1 | 0 | 1 | 9.86 | 9.86 | 9.86 |
| 2026Q4 | S | 2026-02-25 | 1 | 0 | 0 | 12.56 | 12.56 | 12.56 |
| 2026Q4 | S | 2025-12-12 | 1 | 1 | 0 | 12.56 | 12.56 | 12.56 |
| 2026Q4 | S | 2025-11-11 | 1 | 0 | 0 | 10.79 | 10.79 | 10.79 |
| 2026Q4 | S | 2025-11-10 | 1 | 0 | 0 | 10.79 | 10.79 | 10.79 |
| 2026Q4 | S | 2025-11-09 | 1 | 0 | 0 | 10.79 | 10.79 | 10.79 |
| 2026Q4 | S | 2025-11-08 | 1 | 0 | 0 | 10.79 | 10.79 | 10.79 |
Estimate history
| EPS, annual | 0.64 | 0.717 | 0.715 | 0.276 | 4.239 | -0.565 | -0.035 | 2.123 | -2.47 | -2.1178 |
|---|---|---|---|---|---|---|---|---|---|---|
| Period | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | TTM |
| EPS, quarterly | 0.126 | 1.901 | -0.544 | -0.719 | -0.398 | -0.81 | -0.865 | 0.416 | -0.859 | |
| Period | Q3 '24 | Q4 '24 | Q1 '25 | Q2 '25 | Q3 '25 | Q4 '25 | Q1 '26 | Q2 '26 | Q3 '26 | |
| Sales, annual | 40.259 | 38.055 | 48.621 | 35.454 | 28.194 | 46.859 | 45.589 | 30.852 | 28.532 | 5.17 |
| Period | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | TTM |
| Sales, quarterly | -0.188 | 9.148 | 7.708 | 6.285 | 5.905 | 8.635 | -2.397 | 0.819 | -1.886 | |
| Period | Q3 '24 | Q4 '24 | Q1 '25 | Q2 '25 | Q3 '25 | Q4 '25 | Q1 '26 | Q2 '26 | Q3 '26 | |
| Shares, annual | 13.34 | 13.357 | 13.377 | 13.41 | 13.422 | 13.398 | 13.398 | 13.398 | 13.398 | 13.398 |
| Period | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | MRQ |
| Shares, quarterly | 13.398 | 13.398 | 13.398 | 13.398 | 13.398 | 13.398 | 13.398 | 13.398 | 13.398 | |
| Period | Q3 '24 | Q4 '24 | Q1 '25 | Q2 '25 | Q3 '25 | Q4 '25 | Q1 '26 | Q2 '26 | Q3 '26 |
Income statement, annual
| Metric | TTM | 2025FY | 2024FY | 2023FY | 2022FY | 2021FY | 2020FY | 2019FY | 2018FY |
|---|---|---|---|---|---|---|---|---|---|
| Total Revenue | 5.17 | 28.53 | 30.85 | 45.59 | 46.86 | 28.19 | 35.45 | 48.62 | 38.05 |
| Total Expenses | 17.53 | 44.30 | -14.76 | 26.24 | 37.46 | -51.69 | 11.33 | 39.07 | 19.25 |
| Operating Income | -12.36 | -15.77 | 45.61 | 19.35 | 9.40 | 79.88 | 24.12 | 9.55 | 18.80 |
| Unusual Expense | 0.45 | 0.50 | 0.00 | 0.21 | 0.14 | 4.59 | 1.90 | - | - |
| Net Income Before Taxes | -27.88 | -32.78 | 28.96 | -0.34 | -7.77 | 57.78 | 3.42 | 9.55 | 9.57 |
| Income Taxes | 0.50 | 0.31 | 0.52 | 0.12 | -0.18 | 0.91 | -0.28 | 0.00 | 0.00 |
| Consolidated Net Income | -28.37 | -33.09 | 28.44 | -0.47 | -7.59 | 56.86 | 3.69 | 9.55 | 9.57 |
| Net Income From Continuing Operations | -28.37 | -33.09 | 28.44 | -0.47 | -7.59 | 56.86 | 3.69 | 9.55 | 9.57 |
| Net Income | -28.37 | -33.09 | 28.44 | -0.47 | -7.59 | 56.86 | 3.69 | 9.55 | 9.57 |
| EPS (Recurring) | -2.09 | -2.44 | 2.12 | -0.02 | -0.56 | 4.48 | 0.37 | 0.71 | 0.72 |
| EPS (Basic, Before Extraordinaries) | -2.12 | -2.47 | 2.12 | -0.03 | -0.57 | 4.24 | 0.28 | 0.71 | 0.72 |
| EPS (Diluted) | -2.12 | -2.47 | 2.12 | -0.03 | -0.57 | 4.24 | 0.28 | 0.71 | 0.72 |
| Non-Operating Income (Expense) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Other After Tax Adjustments | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Price To Earnings Ratio | - | - | - | 25.79 | 19.26 | 2.57 | 26.34 | 15.62 | 14.90 |
| Price To Sales Ratio | 9.39 | 2.24 | 3.50 | 3.44 | 2.91 | 5.19 | 2.70 | 3.07 | 3.72 |
| Gross Margin | -26.94 | 68.16 | 61.88 | 68.53 | 77.61 | 50.64 | 68.27 | 69.20 | 67.11 |
| Operating Margin | -238.97 | -55.27 | 147.83 | 42.44 | 20.06 | 283.33 | 68.04 | 19.65 | 49.41 |
| Net Margin | -548.71 | -115.99 | 92.19 | -1.02 | -16.19 | 201.69 | 10.42 | 19.65 | 25.15 |
| Shares Outstanding | 13.40 | 13.40 | 13.40 | 13.40 | 13.40 | 13.42 | 13.41 | 13.38 | 13.36 |
| Market Capitalization | 48.10 | 48.10 | 108.12 | 156.76 | 135.94 | 146.27 | 95.86 | 149.35 | 141.54 |
Income statement, quarterly
| Metric | 2026Q3 | 2026Q2 | 2026Q1 | 2025Q4 | 2025Q3 | 2025Q2 | 2025Q1 | 2024Q4 |
|---|---|---|---|---|---|---|---|---|
| Total Revenue | -1.89 | 0.82 | -2.40 | 8.63 | 5.91 | 6.29 | 7.71 | 9.15 |
| Total Expenses | 5.98 | -8.49 | 4.83 | 15.20 | 5.92 | 12.22 | 11.24 | -20.35 |
| Operating Income | -7.87 | 9.30 | -7.22 | -6.57 | -0.01 | -5.94 | -3.53 | 29.50 |
| Unusual Expense | 0.31 | 0.00 | 0.13 | 0.01 | 0.49 | 0.00 | 0.00 | 0.00 |
| Net Income Before Taxes | -11.36 | 5.57 | -11.24 | -10.85 | -5.05 | -9.78 | -7.39 | 25.56 |
| Income Taxes | 0.15 | 0.00 | 0.34 | 0.00 | 0.28 | -0.15 | -0.10 | 0.09 |
| Consolidated Net Income | -11.51 | 5.57 | -11.59 | -10.85 | -5.33 | -9.63 | -7.29 | 25.48 |
| Net Income From Continuing Operations | -11.51 | 5.57 | -11.59 | -10.85 | -5.33 | -9.63 | -7.29 | 25.48 |
| Net Income | -11.51 | 5.57 | -11.59 | -10.85 | -5.33 | -9.63 | -7.29 | 25.48 |
| EPS (Recurring) | -0.84 | 0.42 | -0.86 | -0.81 | -0.37 | -0.72 | -0.54 | 1.90 |
| EPS (Basic, Before Extraordinaries) | -0.86 | 0.42 | -0.86 | -0.81 | -0.40 | -0.72 | -0.54 | 1.90 |
| EPS (Diluted) | -0.86 | 0.42 | -0.86 | -0.81 | -0.40 | -0.72 | -0.54 | 1.90 |
| Non-Operating Income (Expense) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Other After Tax Adjustments | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Price To Earnings Ratio | - | - | - | 19.74 | 10.06 | 3.74 | 4.38 | - |
| Price To Sales Ratio | 9.39 | 3.66 | 2.58 | 2.24 | 3.55 | 4.93 | 5.29 | 3.50 |
| Gross Margin | 173.49 | -83.64 | 181.31 | 80.02 | 59.29 | 57.33 | 70.51 | 68.56 |
| Operating Margin | 417.18 | 1,136.14 | 301.42 | -76.07 | -0.22 | -94.45 | -45.77 | 322.45 |
| Net Margin | 610.02 | 679.73 | 483.44 | -125.63 | -90.21 | -153.24 | -94.54 | 278.48 |
| Shares Outstanding | 13.40 | 13.40 | 13.40 | 13.40 | 13.40 | 13.40 | 13.40 | 13.40 |
| Market Capitalization | 48.10 | 47.43 | 47.56 | 63.77 | 103.03 | 113.08 | 124.47 | 108.12 |
Balance sheet, annual
| Metric | 2025FY | 2024FY | 2023FY | 2022FY | 2021FY | 2020FY | 2019FY | 2018FY | 2017FY |
|---|---|---|---|---|---|---|---|---|---|
| Cash & Short Term Investments | 3.36 | 6.07 | 45.35 | 14.94 | 43.05 | 37.71 | 13.45 | 38.17 | 72.95 |
| Short Term Receivables | 0.72 | 11.02 | 2.22 | 2.20 | 16.37 | 1.30 | 3.35 | 2.79 | 2.73 |
| Investment Securities | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Securities In Custody | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Investments | 342.01 | 409.67 | 420.29 | 500.58 | 507.10 | 442.32 | 516.93 | 396.80 | 277.50 |
| Investment in Unconsolidated Affiliates | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Net Property, Plant & Equipment | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Other Intangible Assets | 0.61 | 1.37 | 1.97 | 3.00 | 2.53 | 2.48 | 4.46 | 3.67 | 4.59 |
| Total Assets | 346.71 | 428.12 | 469.82 | 520.72 | 569.05 | 483.81 | 538.19 | 441.42 | 357.78 |
| Total Debt | 217.64 | 246.66 | 299.73 | 331.75 | 344.81 | 309.19 | 352.48 | 254.83 | 164.82 |
| Long Term Debt | 197.14 | 246.66 | 299.73 | 331.75 | 344.81 | 309.19 | 352.48 | 242.97 | 147.22 |
| Provision for Risks Charges | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Deferred Tax Liabilities | - | - | - | - | - | - | - | - | 0.00 |
| Other Liabilities | 5.88 | 9.24 | 8.08 | 8.54 | 20.49 | 15.67 | 19.08 | 11.57 | 4.62 |
| Total Liabilities | 223.52 | 255.90 | 307.81 | 340.29 | 365.30 | 324.86 | 371.56 | 266.40 | 169.44 |
| Preferred Stock - Carrying Value | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Common Equity | 123.19 | 172.22 | 162.00 | 180.42 | 203.74 | 158.96 | 166.63 | 175.02 | 188.34 |
| Total Shareholders Equity | 123.19 | 172.22 | 162.00 | 180.42 | 203.74 | 158.96 | 166.63 | 175.02 | 188.34 |
| Accumulated Minority Interest | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Total Equity | 123.19 | 172.22 | 162.00 | 180.42 | 203.74 | 158.96 | 166.63 | 175.02 | 188.34 |
| Total Liabilities & Stockholders Equity | 346.71 | 428.12 | 469.82 | 520.72 | 569.05 | 483.81 | 538.19 | 441.42 | 357.78 |
| Book Value Per Share | 9.19 | 12.85 | 12.09 | 13.47 | 15.18 | 11.85 | 12.46 | 13.10 | 14.12 |
| Tangible Book Value Per Share | 9.19 | 12.85 | 12.09 | 13.47 | 15.18 | 11.85 | 12.46 | 13.10 | 13.98 |
| Full-Time Employees | 47 | 53 | 51 | 50 | 50 | 50 | 44 | 46 | 45 |
| Price to Book Ratio | 0.49 | 0.71 | 0.92 | 0.75 | 0.72 | 0.60 | 0.90 | 0.81 | 0.82 |
| Return on Assets | -8.54 | 6.33 | -0.09 | -1.39 | 10.80 | 0.72 | 1.95 | 2.40 | 2.39 |
| Return on Equity | -22.40 | 17.02 | -0.27 | -3.95 | 31.36 | 2.27 | 5.59 | 5.27 | 4.76 |
| Return on Invested Capital | -10.33 | 6.79 | -0.10 | -1.48 | 10.37 | 0.79 | 1.84 | 2.29 | 2.36 |
| Quick Ratio | 0.16 | 2.10 | 6.12 | 2.06 | 3.10 | 2.54 | 0.91 | 1.77 | 3.54 |
| Current Ratio | 0.16 | 2.10 | 6.12 | 2.06 | 3.10 | 2.54 | 0.91 | 1.77 | 3.54 |
Cash flow, annual
| Metric | TTM | 2025FY | 2024FY | 2023FY | 2022FY | 2021FY | 2020FY | 2019FY | 2018FY |
|---|---|---|---|---|---|---|---|---|---|
| Funds from Operations | 7.59 | 13.68 | 21.15 | 21.54 | 19.32 | 14.12 | 11.52 | 17.77 | 15.13 |
| Extraordinary Item | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Changes in Working Capital | -0.78 | 6.79 | -8.02 | -0.17 | 2.50 | -10.73 | -0.84 | 6.85 | 7.80 |
| Cash from Operating Activities | 6.81 | 20.47 | 13.13 | 21.37 | 21.82 | 3.39 | 10.67 | 24.62 | 22.93 |
| Capital Expenditures | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Net Assets From Acquisitions | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | - |
| Sale of Fixed Assets and Businesses | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Purchase or Sale of Investments | 84.54 | 23.17 | 19.88 | 60.20 | -18.88 | -15.40 | 69.95 | -126.26 | -124.02 |
| Purchase of Investments | -21.45 | -50.53 | -93.37 | -41.74 | -154.17 | -268.90 | -130.40 | -222.17 | -272.15 |
| Sale Or Maturity of Investments | 105.99 | 73.70 | 113.25 | 101.93 | 135.29 | 253.50 | 200.35 | 95.92 | 148.13 |
| Other Uses | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Other Sources | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Cash from Investing Activities | 84.54 | 23.17 | 19.88 | 60.20 | -18.88 | -15.40 | 69.95 | -126.26 | -124.02 |
| Cash Dividends Paid | -6.83 | -15.94 | -18.22 | -17.95 | -15.38 | -12.07 | -11.37 | -17.95 | -22.89 |
| Change in Capital Stock | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Repurchase of Common Pref Stock | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Sale of Common Pref Stock | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Proceedsfrom Stock Options | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Issuance or Reduction of Debt, Net | -86.39 | -30.40 | -54.07 | -33.20 | -15.67 | 29.42 | -45.00 | 94.86 | 89.20 |
| Change in Long Term Debt | -86.39 | -30.40 | -54.07 | -33.20 | -15.67 | 29.42 | -45.00 | 94.86 | 89.20 |
| Issuance of Long Term Debt | 112.61 | 118.95 | 17.50 | 26.55 | 58.08 | 320.02 | 110.21 | 202.38 | 191.30 |
| Reduction of Long Term Debt | -199.00 | -149.35 | -71.57 | -59.75 | -73.75 | -290.60 | -155.21 | -107.53 | -102.10 |
| Net Financing Active Other Cash Flow | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Other Financing Activities Uses | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Cash from Financing Activities | -93.23 | -46.35 | -72.29 | -51.15 | -31.06 | 17.35 | -56.36 | 76.91 | 66.31 |
| Net Change in Cash | -1.88 | -2.71 | -39.28 | 30.41 | -28.11 | 5.34 | 24.26 | -24.73 | -34.78 |
| Free Cash Flow | 6.81 | 20.47 | 13.13 | 21.37 | 21.82 | 3.39 | 10.67 | 24.62 | 22.93 |
| Preferred Dividends (Cash Flow) | - | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Price to Free Cash Flow | - | 14.10 | - | 45.92 | 21.15 | - | - | 22.37 | 3,723.45 |
Balance sheet, quarterly
| Metric | 2026Q3 | 2026Q2 | 2026Q1 | 2025Q4 | 2025Q3 | 2025Q2 |
|---|---|---|---|---|---|---|
| Cash & Short Term Investments | 3.13 | 3.98 | 3.26 | 3.36 | 5.01 | 10.24 |
| Short Term Receivables | 2.72 | 0.81 | 2.22 | 0.72 | 2.20 | 1.32 |
| Investments | 252.15 | 297.76 | 308.12 | 342.01 | 370.17 | 382.75 |
| Investment in Unconsolidated Affiliates | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Net Property, Plant & Equipment | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Other Intangible Assets | 2.91 | 1.92 | 2.08 | 0.61 | 0.77 | 1.14 |
| Total Assets | 260.91 | 304.46 | 315.68 | 346.71 | 378.15 | 395.44 |
| Total Debt | 152.65 | 183.49 | 199.90 | 217.64 | 236.08 | 242.20 |
| Long Term Debt | 152.65 | 183.49 | 199.90 | 197.14 | 205.08 | 117.20 |
| Provision for Risks Charges | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Other Liabilities | 9.43 | 8.36 | 6.46 | 5.88 | 5.76 | 7.04 |
| Total Liabilities | 162.08 | 191.85 | 206.36 | 223.52 | 241.84 | 249.25 |
| Preferred Stock - Carrying Value | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Common Equity | 98.83 | 112.61 | 109.32 | 123.19 | 136.31 | 146.20 |
| Total Shareholders Equity | 98.83 | 112.61 | 109.32 | 123.19 | 136.31 | 146.20 |
| Accumulated Minority Interest | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Total Equity | 98.83 | 112.61 | 109.32 | 123.19 | 136.31 | 146.20 |
| Total Liabilities & Stockholders Equity | 260.91 | 304.46 | 315.68 | 346.71 | 378.15 | 395.44 |
| Book Value Per Share | 7.38 | 8.41 | 8.16 | 9.19 | 10.17 | 10.91 |
| Tangible Book Value Per Share | 7.38 | 8.41 | 8.16 | 9.19 | 10.17 | 10.91 |
| Full-Time Employees | - | - | - | 47 | - | - |
| Price to Book Ratio | 0.49 | 0.43 | 0.39 | 0.47 | 0.70 | 0.71 |
| Return on Assets | -8.88 | -6.34 | -10.28 | -8.54 | 0.81 | 2.55 |
| Return on Equity | -24.13 | -17.15 | -27.73 | -22.40 | 2.25 | 6.82 |
| Return on Invested Capital | -4.57 | 1.88 | -3.75 | -3.39 | -1.56 | -3.66 |
| Quick Ratio | 0.83 | 0.74 | 1.16 | 0.16 | 0.20 | 0.09 |
| Current Ratio | 0.83 | 0.74 | 1.16 | 0.16 | 0.20 | 0.09 |
Cash flow, quarterly
| Metric | 2026Q3 | 2026Q2 | 2026Q1 | 2025Q4 | 2025Q3 | 2025Q2 |
|---|---|---|---|---|---|---|
| Funds from Operations | 1.22 | 1.00 | 2.13 | 3.24 | 3.60 | 3.27 |
| Extraordinary Item | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Changes in Working Capital | -2.05 | 1.11 | -1.30 | 1.47 | -2.41 | 4.47 |
| Cash from Operating Activities | -0.83 | 2.11 | 0.83 | 4.71 | 1.19 | 7.75 |
| Capital Expenditures | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Net Assets From Acquisitions | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Sale of Fixed Assets and Businesses | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Purchase or Sale of Investments | 33.66 | 15.27 | 20.94 | 14.67 | 4.84 | 7.64 |
| Purchase of Investments | -7.67 | -2.15 | -2.11 | -9.53 | -18.09 | -12.51 |
| Sale Or Maturity of Investments | 41.33 | 17.41 | 23.05 | 24.20 | 22.93 | 20.15 |
| Other Uses | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Other Sources | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Cash from Investing Activities | 33.66 | 15.27 | 20.94 | 14.67 | 4.84 | 7.64 |
| Cash Dividends Paid | -2.28 | 0.00 | -2.28 | -2.28 | -4.55 | -4.56 |
| Preferred Dividends (Cash Flow) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Change in Capital Stock | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Repurchase of Common Pref Stock | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Sale of Common Pref Stock | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Proceedsfrom Stock Options | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Issuance or Reduction of Debt, Net | -31.40 | -16.65 | -19.59 | -18.75 | -6.70 | -4.65 |
| Change in Long Term Debt | -31.40 | -16.65 | -19.59 | -18.75 | -6.70 | -4.65 |
| Issuance of Long Term Debt | 26.80 | 5.00 | 68.61 | 12.20 | 91.50 | 5.50 |
| Reduction of Long Term Debt | -58.20 | -21.65 | -88.20 | -30.95 | -98.20 | -10.15 |
| Net Financing Active Other Cash Flow | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Other Financing Activities Uses | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Cash from Financing Activities | -33.68 | -16.65 | -21.87 | -21.03 | -11.26 | -9.21 |
| Net Change in Cash | -0.85 | 0.72 | -0.10 | -1.65 | -5.23 | 6.18 |
| Free Cash Flow | -0.83 | 2.11 | 0.83 | 4.71 | 1.19 | 7.75 |
| Price to Free Cash Flow | - | - | 59.16 | 14.10 | - | - |
Revenue breakdown
| Revenue split | - |
|---|
Short interest
shares short against float, oldest to newest| Settlement | Of float | Shares short | Float | Avg volume |
|---|---|---|---|---|
| 2026-10-30 | 3.82% | 0.5M | 13.3M | 75.03K |
| 2026-10-15 | 3.87% | 0.5M | 13.3M | 72.99K |
| 2026-09-30 | 4.01% | 0.5M | 13.3M | 60.68K |
| 2026-09-15 | 4.03% | 0.5M | 13.3M | 56.52K |
| 2026-08-31 | 3.80% | 0.5M | 13.3M | 61.51K |
| 2026-08-14 | 3.82% | 0.5M | 13.3M | 63.46K |
| 2026-07-31 | 3.73% | 0.5M | 13.3M | 62.10K |
| 2026-07-15 | 3.21% | 0.4M | 13.3M | 63.71K |
| 2026-06-30 | 2.98% | 0.4M | 13.3M | 71.50K |
| 2026-06-15 | 3.24% | 0.4M | 13.3M | 90.11K |
| 2026-05-29 | 3.07% | 0.4M | 13.3M | 92.53K |
| 2026-05-15 | 2.39% | 0.3M | 13.3M | 95.27K |
| 2026-04-30 | 2.36% | 0.3M | 13.3M | 103.99K |
| 2026-04-15 | 2.48% | 0.3M | 13.3M | 107.01K |
| 2026-03-31 | 1.97% | 0.3M | 13.3M | 104.49K |
| 2026-03-13 | 1.73% | 0.2M | 13.3M | 91.13K |
| 2026-02-27 | 1.37% | 0.2M | 13.3M | 89.44K |
| 2026-02-13 | 1.38% | 0.2M | 13.3M | 89.36K |
| 2026-01-30 | 1.27% | 0.2M | 13.3M | 100.89K |
| 2026-01-15 | 1.49% | 0.2M | 13.3M | 98.19K |
Option chain
expiry 2026-11-20| Type | Strike | Bid | Ask | Last | IV | Open int | Volume | Delta | Theta | Vega |
|---|---|---|---|---|---|---|---|---|---|---|
| call | 2.50 | 0.60 | 1.75 | 1.47 | 6.345 | 10.00 | 0.00 | 0.905 | -0.008 | 0.001 |
| call | 5.00 | 0.00 | 0.05 | 0.05 | 1.580 | 335 | 0.00 | 0.121 | -0.009 | 0.001 |
| call | 7.50 | 0.00 | 0.20 | 0.00 | 2.774 | 0.00 | 0.00 | 0.080 | -0.012 | 0.001 |
| put | 2.50 | 0.00 | 0.05 | 0.00 | 6.155 | 0.00 | 0.00 | -0.194 | -0.051 | 0.002 |
| put | 5.00 | 0.95 | 2.00 | 1.21 | 4.620 | 3.00 | 0.00 | -0.871 | -0.011 | 0.001 |
| put | 7.50 | 3.20 | 4.70 | 0.00 | 7.188 | 0.00 | 0.00 | -0.915 | -0.014 | 0.001 |
Latest SEC filings
30| Filed | Form | Description | Period | Link |
|---|---|---|---|---|
| 2026-10-30 | 10-Q | Quarterly report pursuant to Section 13 or 15(d) | 2026-09-30 | SEC |
| 2026-10-29 | 8-K | Current report | 2026-10-27 | SEC |
| 2026-10-06 | 8-K | Current report | 2026-10-05 | SEC |
| 2026-08-28 | N-23C-2 | Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2 | 2026-08-28 | SEC |
| 2026-08-28 | 8-K | Current report | 2026-08-28 | SEC |
| 2026-08-11 | 8-K | Current report | 2026-08-11 | SEC |
| 2026-07-31 | 10-Q | Quarterly report pursuant to Section 13 or 15(d) | 2026-06-30 | SEC |
| 2026-07-30 | 8-K | Current report | 2026-07-28 | SEC |
| 2026-07-30 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-07-22 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-07-09 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-07-01 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-06-17 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-06-10 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-06-10 | 8-K | Current report | 2026-06-10 | SEC |
| 2026-05-28 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-05-15 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-05-01 | 10-Q | Quarterly report pursuant to Section 13 or 15(d) | 2026-03-31 | SEC |
| 2026-04-30 | 8-K | Current report | 2026-04-28 | SEC |
| 2026-04-29 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-04-29 | DEF 14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | 2026-06-10 | SEC |
| 2026-04-29 | ARS | Annual report to security holders. | 2025-12-31 | SEC |
| 2026-04-29 | DEFA14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | SEC | |
| 2026-04-29 | DEF 14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | 2026-06-10 | SEC |
| 2026-04-07 | PRE 14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | 2026-06-10 | SEC |
| 2026-03-27 | 8-K | Current report | 2026-03-27 | SEC |
| 2026-03-11 | 40-17G | Fidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940. | SEC | |
| 2026-03-03 | 10-K | Annual report pursuant to Section 13 or 15(d) | 2025-12-31 | SEC |
| 2026-03-02 | 8-K | Current report | 2026-02-26 | SEC |
| 2026-02-20 | 8-K | Current report | 2026-02-18 | SEC |
Insider activity by month
| Month | Bought | Buys | Sold | Sells |
|---|---|---|---|---|
| 2026-11 | 0 | 0 | 0 | 0 |
| 2026-10 | 0 | 0 | 0 | 0 |
| 2026-09 | 0 | 0 | 0 | 0 |
| 2026-08 | 0 | 0 | 0 | 0 |
| 2026-07 | 0 | 0 | 0 | 0 |
| 2026-06 | 0 | 0 | 0 | 0 |
| 2026-05 | 0 | 0 | 0 | 0 |
| 2026-04 | 0 | 0 | 0 | 0 |
| 2026-03 | 0 | 0 | 0 | 0 |
| 2026-02 | 0 | 0 | 0 | 0 |
| 2026-01 | 0 | 0 | 0 | 0 |
| 2025-12 | 0 | 0 | 0 | 0 |
| 2025-11 | 0 | 0 | 0 | 0 |
Institutional holders
| Manager | % owned |
|---|---|
| Callodine Capital Management, LP | 0.80% |
| Virtus Investment Advisers, LLC | 0.67% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0.66% |
| Curi Capital, LLC | 0.49% |
| Vident Advisory, LLC | 0.31% |
| LPL Financial LLC | 0.26% |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 0.26% |
| Concorde Asset Management, LLC | 0.25% |
| MORGAN STANLEY | 0.21% |
| Arkadios Wealth Advisors | 0.20% |
Funds
| Fund | % owned |
|---|---|
| Holbrook Income Fund | 4.28% |
| BBH Income Fund | 1.32% |
| Virtus Private Credit Strategy ETF | 0.67% |
| PGIM Floating Rate Income Fund | 0.42% |
| Kingsbarn Dividend Opportunity ETF | 0.30% |
| PACE Strategic Fixed Income Investments | 0.20% |
| PACE Intermediate Fixed Income Investments | 0.16% |
| High Income Securities Fund | 0.11% |
| PGIM Floating Rate Income ETF | 0.03% |
| Blackstone Alternative Multi-Strategy Fund | 0.00% |
OakChart. OFS. Cached 15 minutes.
Some panels did not load: insider.