OakChart

Gladstone Capital Corp

GLADFinancial·Asset Management·USA·Small·NASD·Nov 11 • 10:55 AM ET

19.61-0.14 (-0.71%)
2026-11-11 16:55 CET
Market cap
446.21 USD m
Revenue, TTM
92.38 USD m
Net income, TTM
48.15 USD m
Free cash flow, TTM
40.19 USD m
EPS diluted, TTM
1.88
P/E
10.42
Compare

Price

GLAD against its 20, 50 and 200-day averages
2050200beatearnings
18.0019.0020.00154K308KMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26GLADclose 19.6120-day 18.9950-day 19.18200-day 18.9019.61

8.9% under the 52-week high of 21.53 on 12 Dec 2025. 52-week low 16.39 on 27 Mar 2026. Last 15 sessions, 10.2% high to low

Profile

GLAD
52-week range, 63% of the way up
16.3921.53

Gladstone Capital Corp. is real estate investment trust, which owns net leased industrial, commercial, retail property and selectively makes long-term industrial and commercial mortgage loans. It offers debt and equity financing for growth, acquisition and recapitalization with an investment. The company was founded by David J. Gladstone on May 30, 2001 and is headquartered in McLean, VA.

Employees73
IPOAug 24, 2001
Beta0.93
ATR, 14d0.42
Rel volume0.53
Short float4.49%
Insider own0.15%
Inst own13.37%

Snapshot

6 groups

Valuation

Index-
Market Cap443.05M
Enterprise Value915.60M
Income48.15M
Sales92.38M
Book/sh21.50
Cash/sh0.10
Dividend Est.1.84 (9.36%)
Dividend TTM1.79 (9.13%)
Dividend Ex-DateNov 19, 2026
Dividend Gr. 3/5Y7.59% 4.10%
Payout78.46%
Employees73
IPOAug 24, 2001

Ratios

P/E10.42
Forward P/E9.76
PEG-
P/S4.80
P/B0.91
P/C188.53
P/FCF11.02
EV/EBITDA11.88
EV/Sales9.91
Quick Ratio1.29
Current Ratio1.29
Debt/Eq0.81
LT Debt/Eq0.81
Option/ShortYes / Yes

Earnings

EPS (ttm)1.88
EPS next Y2.01
EPS next Q0.48
EPS this Y-1.29%
EPS next Y0.80%
EPS next 5Y-
EPS past 3/5Y29.60% -
Sales past 3/5Y28.44% 29.94%
EPS Y/Y TTM-36.61%
Sales Y/Y TTM-38.83%
EPS Q/Q40.27%
Sales Q/Q35.69%
EarningsNov 17 AMC
EPS/Sales Surpr.2.94% -1.63%

Ownership

Insider Own0.15%
Insider Trans0.00%
Inst Own13.37%
Inst Trans-
ROA5.74%
ROE9.86%
ROIC5.23%
Gross Margin74.77%
Oper. Margin83.39%
Profit Margin52.12%
SMA203.26%
SMA502.22%
SMA2003.77%
Trades-

Technical

Shs Outstand22.59M
Shs Float22.56M
Short Float4.49%
Short Ratio6.25
Short Interest1.01M
52W High21.53 -8.92%
52W Low16.39 19.66%
Volatility2.99% 2.22%
ATR (14)0.42
RSI (14)58.66
Beta0.93
Rel Volume0.53
Avg Volume162.11K
Volume22,100

Performance

Perf Week-0.36%
Perf Month3.16%
Perf Quarter-1.04%
Perf Half Y2.92%
Perf YTD-4.21%
Perf Year2.02%
Perf 3Y1.27%
Perf 5Y-14.50%
Perf 10Y26.01%
Recom1.80
Target Price22.00
Prev Close19.75
Price19.61
Change %-0.71%

Analyst ratings

latest 8 of 8
DateActionAnalystRating changeTargetImplied
Feb 06, 2026DowngradeJJefferiesBuy → Hold$21+7.1%
Nov 19, 2025UpgradeOOppenheimerPerform → Outperform$22+12.2%
Nov 19, 2025UpgradeRB. Riley SecuritiesNeutral → Buy$22+12.2%
Oct 23, 2024InitiatedRB. Riley SecuritiesNeutral$23+17.3%
Jul 05, 2023InitiatedJJefferiesBuy$11-43.9%
Jul 12, 2022InitiatedJJanneyNeutral
Apr 06, 2022InitiatedRRaymond JamesMkt Perform
Jun 29, 2021InitiatedOOppenheimerPerform$10-49.0%

Peers

Mkt cap
TickerCompanyMkt cap
FDUSFidus Investment Corp777.74M
CCAPCrescent Capital BDC Inc374.91M
SARSaratoga Investment Corp195.51M
SCMStellus Capital Investment Corp192.32M
CSWCCapital Southwest Corp1.57B
CIONCION Invt Corp310.47M
MSIFMSC Income Fund Inc562.78M
PFLTPennantPark Floating Rate Capital Ltd673.19M
GAINGladstone Investment Corp605.30M
MAINMain Street Capital Corp5.30B

Insider trading

1 filings
InsiderRelationshipDateTransactionCostSharesValueTotal heldForm
Schaltenbrand Nicole Frances DCFO and TreasurerNov 20 '25Buy20.164969,9993,095Nov 21 04:30 PM

Held by

AUM
TickerCompanyAUM
BIZDVanEck BDC Income ETFAUM: 1.51B
VPCVirtus Private Credit Strategy ETFAUM: 26.60M
LBOWHITEWOLF Publicly Listed Private Equity ETFAUM: 6.49M

News

latest 14 of 204
  • Gladstone Capital's Credit Watch: Can Asset Growth Outrun Rising Non-Accruals? (Earnings Whispers)
  • Gladstone Capital Announces Monthly Cash Distributions for October, November and December 2026 and Conference Call Date (ACCESSWIRE)
  • Gladstone Capital Corp's Dividend Analysis (GuruFocus.com)
  • Gladstone Capital Announces $0.18 Supplemental Cash Distribution to Common Stockholders (ACCESSWIRE)
  • Gladstone Capital Corp (GLAD) (Q3 2026) Earnings Call Highlights: NII Covers Distributions, ... (GuruFocus.com)
  • Loading…
  • Gladstone Capital: Fiscal Q3 Earnings Snapshot (Associated Press)
  • Gladstone Capital Corporation Reports Financial Results for its Third Quarter Ended June 30, 2026 (ACCESSWIRE)
  • Gladstone Capital Corporation Earnings Call and Webcast Information (ACCESSWIRE)
  • Gladstone Capital Announces Monthly Cash Distributions for July, August and September 2026 and Conference Call Date (ACCESSWIRE)
  • Gladstone Capital Corporation Announces Election of George "Chip" Stelljes, III as Director (ACCESSWIRE)
  • 6 High-Yielding BDCs Safe Enough for Dividend Investors (Barrons.com)
  • Gladstone Capital: Fiscal Q2 Earnings Snapshot (Associated Press)
  • Gladstone Capital Corporation Reports Financial Results for its Second Quarter Ended March 31, 2026 (ACCESSWIRE)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q42026-11-17-0.480--25.725
2026Q32026-08-040.4900.4760.59024.5024.905
2026Q22026-05-060.5200.4850.63425.9925.196
2026Q12026-02-040.5000.4860.19224.5124.377
2025Q42025-11-17-0.5020.58823.9423.675
2025Q12025-02-110.5000.5321.20921.9624.316
2024Q42024-11-130.5000.5271.43123.7123.926
2024Q32024-08-070.5700.5320.87625.6924.725
2024Q22024-05-010.2500.5551.08624.0024.145
2024Q12024-02-050.5400.5590.91923.2223.455
2023Q42023-11-130.5600.5880.66623.7623.465
2023Q32023-07-260.6200.5400.63122.8221.675
2023Q22023-05-020.5200.5250.65520.5619.994
2023Q12023-02-060.5000.4750.32419.2918.364
2022Q42022-11-140.4400.4100.29615.9416.054
2022Q32022-07-270.4000.405-0.32613.7814.874

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2022FY1.8801.7101.15963.1563.26
2023FY2.2002.2322.28786.4386.16
2024FY2.1102.0494.33996.6296.29
2025FY2.0202.0602.55089.1287.70
2026FY-1.994--100.65
2027FY-2.010--110.19

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q4S2026-10-1950025.7225.0326.16
2026Q4S2026-08-0553125.7225.0326.16
2026Q4S2026-08-0450025.4324.8626.34
2026Q4S2026-07-2350025.4324.8626.34
2026Q4S2026-07-2250025.4124.8626.34
2026Q4S2026-07-2150125.4124.8626.34
2026Q4S2026-06-1051325.4124.8626.34
2026Q4S2026-05-1652325.4124.8626.34
2026Q4S2026-05-0862325.2624.5126.34
2026Q4S2026-05-0762225.4524.5126.47
2026Q4S2026-04-2250025.5524.5126.47
2026Q4S2026-04-2150125.5524.5126.47
2026Q4S2026-03-1052225.5524.5126.47
2026Q4S2026-02-2663225.7724.5126.87

Estimate history

EPS, annual1.341.3761.358-0.1215.0731.1592.2874.3392.5241.8818
Period201720182019202020212022202320242025TTM
EPS, quarterly0.8761.4311.2090.3940.3340.5880.1920.6340.468
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Sales, annual34.4719.38533.64739.07656.97468.32399.098102.58144.76492.38
Period201720182019202020212022202320242025TTM
Sales, quarterly29.00423.92879.77429.27518.03717.67824.80725.42224.475
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Shares, annual13.0814.25115.17315.78317.15217.36721.75422.23122.59322.593
Period201720182019202020212022202320242025MRQ
Shares, quarterly21.75422.23122.3322.3322.3322.59322.59322.59322.593
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue92.38144.76102.5899.1068.3256.9739.0833.6519.39
Total Expenses15.3464.38-15.7234.0534.27-40.1929.4613.780.74
Operating Income77.0480.39118.3065.0434.0597.169.6119.8718.65
Unusual Expense0.000.000.000.000.000.000.00--
Net Income Before Taxes50.2658.1194.7242.6719.9184.30-1.8719.8718.65
Income Taxes0.000.000.000.000.000.000.000.000.00
Consolidated Net Income50.2658.1194.7242.6719.9184.30-1.8719.8718.65
Net Income From Continuing Operations50.2658.1194.7242.6719.9184.30-1.8719.8718.65
Net Income48.1557.1994.5142.6719.9184.30-1.8719.8718.65
EPS (Recurring)1.792.524.342.291.165.07-0.121.361.38
EPS (Basic, Before Extraordinaries)2.132.564.342.291.165.07-0.121.361.38
EPS (Diluted)1.882.524.342.291.165.07-0.121.361.38
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.000.00
Price To Earnings Ratio10.5010.506.599.8414.214.35-14.047.20
Price To Sales Ratio5.963.425.113.634.276.595.898.4813.28
Gross Margin74.7787.2776.7879.2378.6877.3576.4267.4745.58
Operating Margin83.3955.53115.3265.6449.84170.5324.6059.0596.20
Net Margin52.1239.5192.1343.0629.15147.96-4.7959.0596.20
Shares Outstanding22.5922.5922.2321.7517.3717.1515.7815.1714.25
Market Capitalization446.21446.21508.61361.74286.11376.09226.94287.06254.94

Income statement, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q22025Q12024Q4
Total Revenue24.4825.4224.8117.6818.0429.2779.7723.93
Total Expenses3.272.8612.23-3.025.2914.7447.37-13.99
Operating Income21.2022.5612.5820.7012.7514.5332.4137.92
Unusual Expense0.000.000.000.000.000.000.000.00
Net Income Before Taxes14.0016.055.9214.297.698.9927.1531.94
Income Taxes0.000.000.000.000.000.000.000.00
Consolidated Net Income14.0016.055.9214.297.698.9927.1531.94
Net Income From Continuing Operations14.0016.055.9214.297.698.9927.1531.94
Net Income13.2715.465.4513.977.458.8026.9831.82
EPS (Recurring)0.470.630.190.590.330.391.211.43
EPS (Basic, Before Extraordinaries)0.590.680.240.620.330.391.211.43
EPS (Diluted)0.470.630.190.590.330.391.211.43
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Price To Earnings Ratio10.5011.408.116.436.805.896.516.59
Price To Sales Ratio5.965.736.533.593.993.793.995.21
Gross Margin77.1373.7876.6770.2574.3685.7894.5074.20
Operating Margin86.6488.7350.70117.0970.6849.6540.62158.47
Net Margin54.2260.8121.9979.0341.2930.0533.81132.97
Shares Outstanding22.5922.5922.5922.5922.3322.3322.3322.23
Market Capitalization446.21388.40462.50483.89594.13604.93626.52508.61

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments32.372.301.402.110.852.4715.752.005.27
Short Term Receivables10.498.729.045.945.315.105.455.415.24
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments859.12796.26704.82649.62557.61450.40402.88390.05352.37
Investment in Unconsolidated Affiliates0.000.000.000.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.000.000.000.00
Other Intangible Assets5.615.184.253.312.731.202.002.052.98
Total Assets907.60812.47719.50660.97566.50459.18426.07399.51365.86
Total Debt397.86324.61300.91339.41237.11221.53173.17160.08142.96
Long Term Debt397.86324.61300.91339.41237.11221.53173.17160.08142.96
Provision for Risks Charges0.000.000.000.000.000.000.000.000.00
Other Liabilities8.329.129.896.0710.953.903.572.343.25
Total Liabilities406.18333.73310.80345.48248.06225.43176.74162.42146.21
Preferred Stock - Carrying Value19.397.850.000.000.000.000.000.000.00
Common Equity482.04470.89408.69315.49318.44233.74249.33237.09219.65
Total Shareholders Equity501.42478.74408.69315.49318.44233.74249.33237.09219.65
Accumulated Minority Interest0.000.000.000.000.000.000.000.000.00
Total Equity501.42478.74408.69315.49318.44233.74249.33237.09219.65
Total Liabilities & Stockholders Equity907.60812.47719.50660.97566.50459.18426.07399.51365.86
Book Value Per Share21.3421.1818.7918.1718.5714.8116.4316.6416.79
Tangible Book Value Per Share21.3421.1818.7918.1718.5714.8116.4316.6416.79
Full-Time Employees737373716968706765
Price to Book Ratio0.921.161.010.911.180.971.151.041.10
Return on Assets6.7612.376.183.2416.44-0.424.814.874.89
Return on Equity11.8621.3511.786.2830.53-0.788.178.178.16
Return on Invested Capital6.4611.796.013.0415.17-0.414.704.704.74
Quick Ratio5.451.281.261.451.252.126.553.674.53
Current Ratio5.451.281.261.451.252.126.553.674.53

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations42.8845.7347.8842.6633.0128.3426.5326.3123.85
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital-2.69-2.11-1.690.14-5.822.760.930.700.74
Cash from Operating Activities40.1943.6346.1942.8127.1931.1127.4627.0124.59
Capital Expenditures0.000.000.000.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.000.000.000.00
Purchase or Sale of Investments-199.19-49.12-37.43-49.97-103.59-45.17-73.55-17.76-42.39
Purchase of Investments-359.01-401.71-177.65-175.48-279.43-187.84-152.31-148.82-110.17
Sale Or Maturity of Investments159.82352.59140.22125.51175.84142.6678.75131.0667.79
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities-190.95-49.12-42.95-53.67-103.59-45.17-73.55-17.76-42.39
Cash Dividends Paid-43.89-55.48-43.14-35.41-27.32-25.97-25.16-24.58-22.80
Change in Capital Stock37.5120.9818.6986.084.4626.45-51.9216.9921.66
Repurchase of Common Pref Stock-0.780.000.000.000.000.00-51.750.000.00
Sale of Common Pref Stock38.2920.9818.6986.084.4626.45-0.1716.9921.66
Proceedsfrom Stock Options38.2920.9818.6986.084.4626.45-0.1716.9921.66
Issuance or Reduction of Debt, Net144.1870.0622.11-40.52100.5211.96109.9012.0815.67
Change in Long Term Debt144.1870.0622.11-40.52100.5211.96109.9012.0815.67
Issuance of Long Term Debt702.18472.65220.51202.48376.93385.76253.30225.88117.57
Reduction of Long Term Debt-558.00-402.60-198.40-243.00-276.41-373.80-143.40-213.80-101.90
Net Financing Active Other Cash Flow0.000.000.000.000.000.000.000.000.00
Other Financing Activities Uses0.000.000.000.000.000.000.000.000.00
Cash from Financing Activities137.8035.55-2.3410.1577.6612.4432.814.4914.53
Net Change in Cash-12.9530.070.90-0.711.26-1.62-13.2813.74-3.27
Free Cash Flow40.1943.6346.1942.8127.1931.1127.4627.0124.59
Preferred Dividends (Cash Flow)---0.000.000.000.000.000.00
Price to Free Cash Flow--171.6448.62-73.11100.14117.29143.85

Balance sheet, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Cash & Short Term Investments2.353.394.1732.3715.302.80
Short Term Receivables9.138.9812.3610.497.897.66
Investments953.33906.84902.91859.12751.26762.64
Investment in Unconsolidated Affiliates0.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.00
Other Intangible Assets5.315.853.375.615.743.69
Total Assets970.12925.07922.81907.60780.20776.78
Total Debt429.88392.92405.90397.86282.25279.63
Long Term Debt429.88392.92405.90397.86282.25279.63
Provision for Risks Charges0.000.000.000.000.000.00
Other Liabilities9.4914.0710.448.328.977.32
Total Liabilities439.38406.99416.34406.18291.23286.94
Preferred Stock - Carrying Value45.0235.4729.1519.3914.5211.73
Common Equity485.72482.61477.32482.04474.45478.06
Total Shareholders Equity530.74518.08506.47501.42488.97489.79
Accumulated Minority Interest0.000.000.000.000.000.00
Total Equity530.74518.08506.47501.42488.97489.79
Total Liabilities & Stockholders Equity970.12925.07922.81907.60780.20776.73
Book Value Per Share21.5021.3621.1321.3421.2521.41
Tangible Book Value Per Share21.5021.3621.1321.3421.2521.41
Full-Time Employees---73--
Price to Book Ratio0.920.810.961.021.241.26
Return on Assets5.745.164.246.769.7410.98
Return on Equity9.868.727.4011.8616.2318.92
Return on Invested Capital1.461.760.651.591.001.17
Quick Ratio1.290.921.405.452.751.56
Current Ratio1.290.921.405.452.751.56

Cash flow, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Funds from Operations6.7111.1311.6213.4210.5110.92
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital-5.845.043.14-5.031.631.04
Cash from Operating Activities0.8816.1714.778.3812.1411.96
Capital Expenditures0.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments-43.060.40-48.57-107.969.3435.68
Purchase of Investments-80.61-45.55-101.30-131.54-72.95-45.59
Sale Or Maturity of Investments37.5545.9552.7323.5982.2981.28
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities-37.760.40-48.57-105.028.2634.79
Cash Dividends Paid-10.17-10.17-10.17-13.39-11.05-11.05
Change in Capital Stock9.556.329.7611.882.791.63
Repurchase of Common Pref Stock-0.24-0.45-0.090.000.000.00
Sale of Common Pref Stock9.796.779.8511.882.791.63
Proceedsfrom Stock Options9.796.779.8511.882.791.63
Issuance or Reduction of Debt, Net36.45-13.496.01115.210.37-36.41
Change in Long Term Debt36.45-13.496.01115.210.37-36.41
Issuance of Long Term Debt155.7550.11233.61262.7161.4760.99
Reduction of Long Term Debt-119.30-63.60-227.60-147.50-61.10-97.40
Net Financing Active Other Cash Flow0.000.000.000.000.000.00
Other Financing Activities Uses0.000.000.000.000.000.00
Cash from Financing Activities35.84-17.345.60113.70-7.90-45.83
Net Change in Cash-1.04-0.78-28.2017.0712.510.92
Free Cash Flow0.8816.1714.778.3812.1411.96
Price to Free Cash Flow-73.65368.33---

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-304.49%1.0M22.6M168.78K
2026-10-154.50%1.0M22.6M165.54K
2026-09-304.60%1.0M22.6M164.33K
2026-09-154.62%1.0M22.6M168.99K
2026-08-314.09%0.9M22.6M166.18K
2026-08-144.47%1.0M22.6M171.45K
2026-07-314.39%1.0M22.6M169.55K
2026-07-153.91%0.9M22.6M173.88K
2026-06-303.83%0.9M22.3M187.67K
2026-06-153.64%0.8M21.7M203.79K
2026-05-293.63%0.8M21.7M214.39K
2026-05-153.47%0.8M21.7M219.03K
2026-04-303.19%0.7M21.7M234.91K
2026-04-152.83%0.6M21.7M229.31K
2026-03-312.58%0.6M21.8M218.08K
2026-03-132.12%0.5M21.8M199.98K
2026-02-271.94%0.4M21.8M184.54K
2026-02-132.27%0.5M21.8M195.58K
2026-01-302.12%0.5M21.8M179.89K
2026-01-152.07%0.5M21.8M204.43K

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call2.5015.9018.6017.0017.4470.000.000.992-0.0130.000
call5.0013.4016.1013.6510.2920.000.000.975-0.0460.002
call7.5010.9013.6010.907.4600.000.000.965-0.0450.002
call10.008.3011.100.005.5550.000.000.953-0.0430.003
call12.505.808.600.004.1800.000.000.935-0.0400.004
call15.003.306.003.802.9681.000.000.907-0.0360.005
call17.500.853.701.852.16120.000.000.843-0.0280.007
call20.000.050.450.050.5094701.000.440-0.0430.012
call22.500.000.300.060.9492.000.000.197-0.0440.009
call25.000.001.000.001.3590.000.000.151-0.0540.007
call30.000.001.750.001.9850.000.000.114-0.0650.006
call35.000.000.100.001.8880.000.000.044-0.0290.003
put2.500.000.050.006.1990.000.00-0.006-0.0160.001
put5.000.001.000.005.5220.000.00-0.022-0.0500.002
put7.500.001.200.003.9820.000.00-0.032-0.0490.002
put10.000.001.000.002.9170.000.00-0.045-0.0470.003
put12.500.001.000.002.0860.000.00-0.063-0.0440.004
put15.000.001.000.001.3880.000.00-0.091-0.0390.005
put17.500.000.200.050.75666.000.00-0.155-0.0310.007
put20.000.351.300.650.87431.000.00-0.557-0.0450.012
put22.501.654.400.002.0740.000.00-0.800-0.0460.009
put25.004.106.900.002.6030.000.00-0.846-0.0560.007
put30.009.0011.800.003.3000.000.00-0.884-0.0660.006
put35.0014.1016.900.003.9920.000.00-0.953-0.0330.003

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-09PRE 14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 19342027-02-04SEC
2026-10-264Statement of changes in beneficial ownership of securities2026-10-26SEC
2026-10-268-KCurrent report2026-10-22SEC
2026-10-018-KCurrent report2026-10-01SEC
2026-08-048-KCurrent report2026-08-04SEC
2026-08-0410-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-06-053/A2026-06-01SEC
2026-06-058-KCurrent report2026-06-03SEC
2026-06-033Initial statement of beneficial ownership of securities2026-06-01SEC
2026-06-03424B2SEC
2026-06-03FWPFiling under Securities Act Rule 163/433 of free writing prospectuses.SEC
2026-06-028-KCurrent report2026-06-01SEC
2026-05-068-KCurrent report2026-05-06SEC
2026-05-0610-QQuarterly report pursuant to Section 13 or 15(d)2026-03-31SEC
2026-04-073Initial statement of beneficial ownership of securities2026-03-20SEC
2026-04-073Initial statement of beneficial ownership of securities2026-03-20SEC
2026-03-303Initial statement of beneficial ownership of securities2026-03-20SEC
2026-03-238-KCurrent report2026-03-20SEC
2026-02-058-KCurrent report2026-02-05SEC
2026-02-048-KCurrent report2026-02-04SEC
2026-02-0410-QQuarterly report pursuant to Section 13 or 15(d)2025-12-31SEC
2025-12-19DEF 14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 19342026-02-05SEC
2025-11-214Statement of changes in beneficial ownership of securities2025-11-20SEC
2025-11-2040-17GFidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940.SEC
2025-11-178-KCurrent report2025-11-17SEC
2025-11-1710-KAnnual report pursuant to Section 13 or 15(d)2025-09-30SEC
2025-10-1425-NSESEC
2025-09-158-KCurrent report2025-09-15SEC
2025-09-15N-23C-2Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-22025-09-15SEC
2025-09-128-KCurrent report2025-09-09SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-100000
2026-090000
2026-080000
2026-070000
2026-060000
2026-050000
2026-040000
2026-030000
2026-020000
2026-010000
2025-120000
2025-1110.00K100

Institutional holders

Manager% owned
VAN ECK ASSOCIATES CORP2.02%
UBS Group AG1.68%
B. Riley Wealth Advisors, Inc.1.00%
Legal & General Group Plc0.81%
TWO SIGMA INVESTMENTS, LP0.72%
LPL Financial LLC0.53%
MORGAN STANLEY0.48%
North Ground Capital0.47%
MILLENNIUM MANAGEMENT LLC0.43%
Legacy Capital Wealth Partners, LLC0.41%

Funds

Fund% owned
Holbrook Income Fund265.57%
Multi-Asset Strategy Fund3.79%
WATER ISLAND CREDIT OPPORTUNITIES FUND3.17%
Multi-Strategy Income Fund2.30%
VanEck BDC Income ETF2.02%
Water Island Event-Driven Fund1.03%
AltShares Event-Driven ETF0.23%
Virtus Private Credit Strategy ETF0.09%
WHITEWOLF Publicly Listed Private Equity ETF0.00%

OakChart. GLAD. Cached 15 minutes.