OakChart

Capital Southwest Corp

CSWCFinancial·Asset Management·USA·Small·NASD·Nov 11 • 10:44 AM ET

23.59-0.02 (-0.08%)
2026-11-11 16:44 CET
Market cap
1,569.95 USD m
Revenue, TTM
247.62 USD m
Net income, TTM
105.20 USD m
Free cash flow, TTM
105.97 USD m
EPS diluted, TTM
1.70
P/E
13.86
Compare

Price

CSWC against its 20, 50 and 200-day averages
2050200miss
22.0023.0024.0025.00813K1.6MMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26CSWCclose 23.5920-day 23.0650-day 23.42200-day 23.3323.5952w high

8.2% under the 52-week high of 25.69 on 31 Aug 2026. 52-week low 19.99 on 18 Nov 2025. Last 15 sessions, 8.8% high to low

Profile

CSWC
52-week range, 63% of the way up
19.9925.69

Capital Southwest Corp operates as an investment company, which provides financing to middle market companies. Its investment objective is to produce attractive risk-adjusted returns by generating current income from debt investments and capital appreciation from equity and equity related investments. The company was founded on April 19, 1961 and is headquartered in Dallas, TX.

Employees36
IPOMar 17, 1980
Beta0.70
ATR, 14d0.45
Rel volume0.72
Short float6.28%
Insider own3.08%
Inst own27.33%

Snapshot

6 groups

Valuation

Index-
Market Cap1.57B
Enterprise Value2.91B
Income105.20M
Sales247.62M
Book/sh16.64
Cash/sh0.79
Dividend Est.2.56 (10.85%)
Dividend TTM2.30 (9.77%)
Dividend Ex-DateNov 13, 2026
Dividend Gr. 3/5Y4.55% 7.05%
Payout122.16%
Employees36
IPOMar 17, 1980

Ratios

P/E13.86
Forward P/E9.71
PEG-
P/S6.33
P/B1.42
P/C29.90
P/FCF14.80
EV/EBITDA15.00
EV/Sales11.74
Quick Ratio1.19
Current Ratio1.19
Debt/Eq1.26
LT Debt/Eq1.19
Option/ShortYes / Yes

Earnings

EPS (ttm)1.70
EPS next Y2.43
EPS next Q0.59
EPS this Y-2.23%
EPS next Y4.80%
EPS next 5Y-1.33%
EPS past 3/5Y19.88% -6.58%
Sales past 3/5Y33.92% 32.81%
EPS Y/Y TTM7.88%
Sales Y/Y TTM25.12%
EPS Q/Q-24.89%
Sales Q/Q34.33%
EarningsNov 02 AMC
EPS/Sales Surpr.-1.75% 2.36%

Ownership

Insider Own3.08%
Insider Trans0.19%
Inst Own27.33%
Inst Trans-
ROA4.62%
ROE10.25%
ROIC4.35%
Gross Margin97.11%
Oper. Margin75.38%
Profit Margin42.49%
SMA202.32%
SMA500.71%
SMA2001.11%
Trades-

Technical

Shs Outstand66.49M
Shs Float64.44M
Short Float6.28%
Short Ratio7.40
Short Interest4.05M
52W High25.69 -8.16%
52W Low19.99 18.01%
Volatility2.39% 1.91%
ATR (14)0.45
RSI (14)55.53
Beta0.70
Rel Volume0.72
Avg Volume547.34K
Volume90,297

Performance

Perf Week-0.84%
Perf Month0.38%
Perf Quarter-6.34%
Perf Half Y1.15%
Perf YTD7.34%
Perf Year14.47%
Perf 3Y11.87%
Perf 5Y-8.03%
Perf 10Y103.26%
Recom1.75
Target Price25.07
Prev Close23.61
Price23.59
Change %-0.08%

Analyst ratings

latest 10 of 20
DateActionAnalystRating changeTargetImplied
Oct 07, 2025DowngradeRRaymond JamesOutperform → Mkt Perform
Jun 24, 2025UpgradeCCitizens JMPMkt Perform → Mkt Outperform$25+6.0%
May 15, 2024DowngradeJJMP SecuritiesMkt Outperform → Mkt Perform
Jan 08, 2024DowngradeRB. Riley SecuritiesBuy → Neutral$23.50-0.4%
Apr 11, 2023InitiatedUUBSNeutral$19-19.5%
Dec 09, 2022UpgradeRB. Riley SecuritiesNeutral → Buy$20-15.2%
Sep 16, 2022ResumedRB. Riley SecuritiesNeutral$18-23.7%
Sep 24, 2021InitiatedOOppenheimerPerform
Mar 05, 2021InitiatedHHovde GroupOutperform$24+1.7%
Nov 05, 2020ResumedJJMP SecuritiesMkt Outperform$17-27.9%

Peers

Mkt cap
TickerCompanyMkt cap
MAINMain Street Capital Corp5.29B
FDUSFidus Investment Corp777.12M
TSLXSixth Street Specialty Lending Inc1.67B
GBDCGolub Capital BDC Inc3.29B
SARSaratoga Investment Corp195.12M
BXSLBlackstone Secured Lending Fund5.59B
OBDCBlue Owl Capital Corp5.43B
TRINTrinity Capital Inc1.77B
ARCCAres Capital Corp14.01B
HTGCHercules Capital Inc3.04B

Insider trading

9 filings
InsiderRelationshipDateTransactionCostSharesValueTotal heldForm
Thomas William R IIIDirectorOct 01 '26Buy23.042,17050,00522,842Oct 01 07:04 PM
Rogers-Windsor Ramona LynnDirectorJun 30 '26Buy23.702115,00023,091Jun 30 04:13 PM
BATTIST CHRISTINEDirectorJun 17 '26Buy23.2386019,97814,075Jun 18 04:01 PM
WILLIAM R THOMASDirectorJun 05 '26Proposed Sale23.294,661108,569Jun 05 04:10 PM
Thomas William R IIIDirectorJun 05 '26Buy23.405,000117,00018,683Jun 05 04:01 PM
Thomas William R IIIDirectorJun 05 '26Sale23.294,661108,56913,683Jun 05 04:01 PM
Rogers-Windsor Ramona LynnDirectorJun 01 '26Buy23.422134,98822,880Jun 01 04:19 PM
Sarner Michael ScottPresident and CEOFeb 27 '26Buy21.902,69559,013473,154Mar 02 04:06 PM
BATTIST CHRISTINEDirectorFeb 09 '26Buy23.1660013,89513,215Feb 09 05:14 PM

Held by

AUM
TickerCompanyAUM
BIZDVanEck BDC Income ETFAUM: 1.51B
PBDCPutnam BDC Income ETFAUM: 279.27M
ORRMilitia Long/Short Equity ETFAUM: 358.90M
HIPSGraniteShares HIPS US High Income ETFAUM: 91.62M
FBDCFT Confluence BDC & Specialty Finance Income ETFAUM: 38.66M
PSPInvesco Global Listed Private Equity ETFAUM: 217.98M
VPCVirtus Private Credit Strategy ETFAUM: 26.60M
PEXProShares Global Listed Private Equity ETFAUM: 10.82M
FXEDSound Enhanced Fixed Income ETFAUM: 37.20M
PCRSimplify VettaFi Private Credit Strategy ETFAUM: 2.24M

News

latest 14 of 206
  • Capital Southwest Misses The Whisper By A Penny As Record Originations Collide With Creeping Credit Strain (Earnings Whispers)
  • Capital Southwest: Fiscal Q2 Earnings Snapshot (Associated Press)
  • Capital Southwest Announces Financial Results for Second Fiscal Quarter Ended September 30, 2026 (GlobeNewswire)
  • Capital Southwest Must Prove Its Origination Surge Can Outrun Falling Rates And Defend The Dividend (Earnings Whispers)
  • Capital Southwest Announces Preliminary Estimate of Second Quarter 2027 Operating Results and Earnings Release and Conference Call Schedule (GlobeNewswire)
  • Loading…
  • Capital Southwest Announces SBA Approval to Increase Leverage Commitment Available to Capital Southwest SBIC II, LP (GlobeNewswire)
  • Capital Southwest Corporation Prices Public Offering of $350 Million 6.750% Notes due 2031 (GlobeNewswire)
  • Capital Southwest Increases Corporate Credit Facility to $595 million and Extends Maturity to September 2031 (GlobeNewswire)
  • Capital Southwest Announces Shareholder Approval of Proposal to Increase Authorized Shares (GlobeNewswire)
  • Capital Southwest Announces Quarterly Regular Dividend for the Quarter Ending December 31, 2026 and Quarterly Supplemental Dividend Payable on December 31, 2026 (GlobeNewswire)
  • Capital Southwest Corp (CSWC) (Q1 2027) Earnings Call Highlights: Strong Originations and ... (GuruFocus.com)
  • Capital Southwest Urges Shareholders to Support Authorized Shares Proposal (GlobeNewswire)
  • Capital Southwest: Fiscal Q1 Earnings Snapshot (Associated Press)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q22026-11-020.5600.5700.33067.1665.616
2026Q12026-08-030.5800.5610.39361.0561.226
2025Q42026-05-130.5700.5800.44157.7661.787
2025Q32026-02-020.6400.5870.53761.4558.126
2025Q22025-11-030.5700.5940.44256.9555.487
2025Q12025-08-060.5900.5980.47855.9554.307
2024Q42025-05-140.5400.6140.33352.3452.717
2024Q32025-02-030.6300.6170.30151.9750.288
2024Q22024-10-280.6600.6530.48048.7149.937
2024Q12024-08-050.6300.6480.30751.3549.097
2023Q42024-05-140.6600.6560.29946.3445.648
2023Q32024-01-290.7000.6590.56648.5744.848
2023Q22023-10-300.6900.6520.57042.7841.968
2023Q12023-08-070.6500.6440.63340.3638.748
2022Q42023-05-220.6600.6150.50437.1935.948
2022Q32023-01-300.6200.5650.09432.7729.957

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2017FY1.0101.0272.43635.1335.18
2018FY1.4201.6021.97651.8851.89
2019FY1.5701.632-1.24262.0462.46
2020FY1.6601.7482.67068.0668.57
2021FY1.8701.8671.87582.2282.81
2022FY2.2902.2501.103119.3118
2023FY2.7002.6932.048178.14177.38
2024FY2.4602.5421.468204.44205.11
2025FY2.3702.3861.900232.11236.11
2026FY-2.317--274.54
2027FY-2.429--327.44
2028FY-2.277--250.86

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q3S2026-11-0374072.2969.5776.07
2026Q3S2026-11-0252069.0467.1171.30
2026Q3S2026-10-2152069.0467.1171.30
2026Q3S2026-10-1851068.9067.1171.30
2026Q3S2026-10-0955068.9067.1171.30
2026Q3S2026-08-2655068.9067.1171.30
2026Q3S2026-08-0455068.4766.1171.30
2026Q3S2026-08-0251065.6663.4069.30
2026Q3S2026-07-2852065.6663.4069.30
2026Q3S2026-07-2753165.6663.4069.30
2026Q3S2026-07-2353165.7263.4069.60
2026Q3S2026-07-2052265.4562.0369.60
2026Q3S2026-07-1752265.4562.0369.60
2026Q3S2026-07-0452265.5262.0369.60

Estimate history

EPS, annual2.4361.976-1.2422.671.8751.1032.0481.4681.91.7019
Period201720182019202020212022202320242025TTM
EPS, quarterly0.480.3010.3330.4780.4420.5370.4410.3930.332
PeriodQ2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26
Sales, annual36.70872.735104.2759.52689.491102.401138.526157.73245.935247.62
Period201720182019202020212022202320242025TTM
Sales, quarterly38.41739.16828.0877.8852.77861.2853.99761.44970.895
PeriodQ2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26
Shares, annual16.16217.50317.99821.00524.95936.07645.05152.91360.57766.491
Period201720182019202020212022202320242025MRQ
Shares, quarterly47.68750.05152.91355.22756.96759.45760.57763.73466.491
PeriodQ2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue247.62245.94157.73138.53102.4089.4959.53104.2772.73
Total Expenses60.9556.8822.9510.4733.465.55-14.98108.0426.63
Operating Income186.67189.06134.78128.0568.9483.9474.51-3.7746.11
Unusual Expense3.572.160.390.360.0017.091.01--
Net Income Before Taxes108.29120.2879.4184.6040.0746.8455.56-19.6133.93
Income Taxes1.747.298.871.216.974.034.682.750.87
Consolidated Net Income105.20111.7869.8683.3933.0942.8150.88-22.3533.06
Net Income From Continuing Operations105.20111.7869.8683.3933.0942.8150.88-22.3533.06
Net Income105.20111.7869.8683.3933.0942.8150.88-22.3533.06
EPS (Recurring)1.851.921.472.051.102.402.71-1.241.98
EPS (Basic, Before Extraordinaries)1.751.981.472.051.101.872.67-1.241.98
EPS (Diluted)1.701.901.472.051.101.872.67-1.241.98
Non-Operating Income (Expense)0.00-0.00-0.020.000.00-0.090.000.000.00
Other After Tax Adjustments-1.34-1.22-0.690.000.000.000.000.000.00
Stock Option Compensation Expense4.703.935.503.572.933.582.152.081.66
Price To Earnings Ratio13.8713.8715.2310.7116.5912.317.68-7.81
Price To Sales Ratio5.955.927.247.345.216.067.101.974.84
Gross Margin97.1197.1796.2896.8997.3197.5196.7097.6998.08
Operating Margin75.3876.8785.4592.4467.3293.79125.17-3.6263.39
Net Margin42.4945.4544.2960.2032.3247.8485.48-21.4445.45
Shares Outstanding66.4960.5852.9145.0536.0824.9621.0118.0017.50
Market Capitalization1,569.951,569.951,068.711,045.72592.93540.67408.39192.62310.39

Income statement, quarterly

Currency USD, millions
Metric2026Q22026Q12025Q42025Q32025Q22025Q12024Q42024Q3
Total Revenue70.8961.4554.0061.2852.7877.8828.0839.17
Total Expenses25.6717.849.348.117.2932.15-9.204.41
Operating Income45.2243.6144.6653.1745.4945.7337.2834.76
Unusual Expense1.410.000.002.160.000.000.000.39
Net Income Before Taxes22.8325.1127.3832.9729.4730.4722.0619.64
Income Taxes1.400.38-0.100.073.853.474.503.38
Consolidated Net Income21.1224.3627.1832.5425.3326.6716.8716.27
Net Income From Continuing Operations21.1224.3627.1832.5425.3326.6716.8716.27
Net Income21.1224.3627.1832.5425.3326.6716.8716.27
EPS (Recurring)0.350.390.440.560.440.480.330.31
EPS (Basic, Before Extraordinaries)0.330.400.460.570.460.500.330.34
EPS (Diluted)0.330.390.440.540.440.480.330.30
Non-Operating Income (Expense)0.000.000.000.00-0.000.00-0.01-0.01
Other After Tax Adjustments-0.31-0.37-0.30-0.35-0.29-0.33-0.690.00
Stock Option Compensation Expense1.531.141.011.021.000.902.101.22
Price To Earnings Ratio13.8712.5012.3014.1513.5914.7215.2312.96
Price To Sales Ratio5.957.306.226.737.167.547.177.55
Gross Margin97.4197.0796.7497.1096.6897.8494.0595.93
Operating Margin63.7970.9782.7086.7786.1958.72132.7788.74
Net Margin29.7939.6450.3353.1148.0034.2560.0941.53
Shares Outstanding66.4963.7360.5859.4656.9755.2352.9150.05
Market Capitalization1,569.951,473.411,324.091,263.001,203.331,146.861,068.711,021.26

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments29.4544.8732.2721.5911.4331.6113.749.927.91
Short Term Receivables35.2034.3430.5619.8115.8512.0112.2311.055.89
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments2,023.181,729.211,476.561,155.13936.61688.43553.07524.07393.10
Investment in Unconsolidated Affiliates74.2656.090.0051.260.000.000.000.000.00
Net Property, Plant & Equipment3.703.902.400.000.000.000.000.000.00
Deferred Tax Assets2.982.061.120.220.180.401.401.812.05
Other Intangible Assets11.7314.4314.979.9010.073.534.514.998.54
Total Assets2,180.501,884.901,557.881,257.90974.14735.98584.96551.84417.49
Total Debt1,136.22961.47774.05637.64528.59381.30303.30216.1095.31
Long Term Debt1,072.30905.23730.98613.81511.94364.03287.10216.1089.81
Provision for Risks Charges0.530.560.570.602.712.983.083.072.94
Deferred Tax Liabilities15.4918.8413.1212.345.933.740.960.000.19
Other Liabilities17.2720.4114.4616.9216.0511.715.406.7110.77
Total Liabilities1,169.511,001.27802.21667.50553.27399.73312.74225.88109.20
Preferred Stock - Carrying Value0.000.000.000.000.000.000.000.000.00
Common Equity1,010.99883.63755.68590.41420.87336.25272.22325.96308.29
Total Shareholders Equity1,010.99883.63755.68590.41420.87336.25272.22325.96308.29
Accumulated Minority Interest0.000.000.000.000.000.000.000.000.00
Total Equity1,010.99883.63755.68590.41420.87336.25272.22325.96308.29
Total Liabilities & Stockholders Equity2,180.501,884.901,557.881,257.90974.14735.98584.96551.84417.49
Book Value Per Share16.6916.7016.7716.3716.8616.0115.1318.6219.08
Tangible Book Value Per Share16.6916.7016.7716.3716.8616.0115.1318.6219.08
Full-Time Employees363027262321222219
Price to Book Ratio1.421.271.451.051.341.280.680.980.75
Return on Assets5.504.065.922.975.017.70-3.936.8210.58
Return on Equity11.808.5212.396.5411.3116.72-7.4710.4213.25
Return on Invested Capital5.373.915.612.754.597.27-4.006.109.87
Quick Ratio1.001.341.451.731.522.521.55-1.38
Current Ratio1.001.341.451.731.522.521.55-1.38

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations123.45115.50113.02104.5168.2748.0229.0330.4726.01
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital-17.41-5.12-4.73-3.86-3.88-2.526.63-5.570.29
Income Taxes Payable-1.32-2.132.490.13-1.081.19-0.46-3.14-
Cash from Operating Activities106.03110.38108.30100.6564.3945.5035.6724.9126.30
Capital Expenditures-0.07-0.29-1.67-0.01-0.28-2.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.000.000.000.00
Purchase or Sale of Investments-532.74-303.88-325.55-289.15-291.49-228.18-103.92-72.85-121.00
Purchase of Investments-1,004.83-683.24-620.46-497.49-433.20-499.22-219.35-196.61-229.60
Sale Or Maturity of Investments472.09379.36294.91208.34141.72271.04115.43123.75108.60
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities-532.81-304.17-327.22-289.16-291.77-230.17-103.92-72.85-121.00
Cash Dividends Paid-156.88-147.23-125.27-102.92-71.10-58.62-39.95-50.34-42.53
Change in Capital Stock205.59157.82178.49181.45202.9698.1450.4116.7720.75
Repurchase of Common Pref Stock0.000.000.000.000.000.000.00-9.21-0.18
Sale of Common Pref Stock205.59157.82178.49181.45202.9698.1450.4125.9820.93
Proceedsfrom Stock Options205.59157.82178.49181.45202.9698.1450.4125.9818.76
Issuance or Reduction of Debt, Net343.14168.89181.00121.73106.80266.5775.8985.76118.70
Change in Long Term Debt343.14168.89181.00121.73106.80266.5775.8985.76118.70
Issuance of Long Term Debt1,438.02976.77611.00396.73261.80496.57369.03204.76163.70
Reduction of Long Term Debt-1,094.88-807.88-430.00-275.00-155.00-230.00-293.14-119.00-45.00
Net Financing Active Other Cash Flow-1.70-1.12-2.71-1.06-1.12-1.41-0.24-0.42-0.19
Other Financing Activities Uses-1.70-1.12-2.71-1.06-1.12-1.41-0.24-0.42-0.19
Cash from Financing Activities390.15178.36231.52199.20237.53164.4986.1251.7796.72
Net Change in Cash-36.62-15.4312.6010.6910.15-20.1817.873.822.02
Free Cash Flow105.97110.09106.63100.6464.1043.5135.6724.9126.30
Preferred Dividends (Cash Flow)-0.000.000.000.000.000.000.000.00

Balance sheet, quarterly

Currency USD, millions
Metric2026Q22026Q12025Q42025Q32025Q22025Q1
Cash & Short Term Investments52.4658.8629.4544.2189.0848.54
Short Term Receivables45.4639.7735.2041.8637.6335.94
Investments2,373.762,090.842,023.181,957.831,823.211,726.25
Investment in Unconsolidated Affiliates36.37111.4474.2655.3754.6953.94
Net Property, Plant & Equipment3.603.603.703.703.603.70
Deferred Tax Assets2.982.982.982.982.062.06
Other Intangible Assets13.1011.0111.7312.9513.1114.03
Total Assets2,527.732,318.502,180.502,118.912,023.391,884.48
Total Debt1,392.111,226.071,136.221,077.581,039.76931.05
Long Term Debt1,311.431,158.591,072.301,016.04767.77879.01
Provision for Risks Charges0.520.520.530.540.550.55
Deferred Tax Liabilities14.7814.5715.4918.0116.9314.98
Other Liabilities13.8918.8817.2727.1419.1621.42
Total Liabilities1,421.301,260.051,169.511,123.271,076.38968.00
Preferred Stock - Carrying Value0.000.000.000.000.000.00
Common Equity1,106.431,058.461,010.99995.63947.00916.47
Total Shareholders Equity1,106.431,058.461,010.99995.63947.00916.47
Accumulated Minority Interest0.000.000.000.000.000.00
Total Equity1,106.431,058.461,010.99995.63947.00916.47
Total Liabilities & Stockholders Equity2,527.732,318.502,180.502,118.912,023.391,884.48
Book Value Per Share16.6416.6116.6916.7516.6216.59
Tangible Book Value Per Share16.6416.6116.6916.7516.6216.59
Full-Time Employees--36---
Price to Book Ratio1.421.421.311.321.301.25
Return on Assets4.625.215.505.194.694.81
Return on Equity10.2511.0811.7911.119.809.74
Return on Invested Capital0.871.101.301.621.481.49
Quick Ratio1.191.431.001.350.461.42
Current Ratio1.191.431.001.350.461.42

Cash flow, quarterly

Currency USD, millions
Metric2026Q22026Q12025Q42025Q32025Q22025Q1
Funds from Operations32.1929.8429.1832.2430.0424.04
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital-11.98-3.08-4.001.64-3.981.22
Income Taxes Payable0.420.70-1.65-0.79-4.314.62
Cash from Operating Activities20.2126.7625.1933.8826.0625.26
Capital Expenditures-0.000.00-0.05-0.01-0.08-0.14
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments-213.27-107.63-84.33-127.51-97.285.24
Purchase of Investments-325.05-234.24-158.56-286.97-142.84-94.87
Sale Or Maturity of Investments111.78126.6174.23159.4645.56100.10
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities-213.28-107.63-84.38-127.53-97.365.09
Cash Dividends Paid-41.40-39.64-38.55-37.30-36.04-35.34
Preferred Dividends (Cash Flow)0.000.000.000.000.000.00
Change in Capital Stock66.0262.6425.1651.7739.7041.20
Repurchase of Common Pref Stock0.000.000.000.000.000.00
Sale of Common Pref Stock66.0262.6425.1651.7739.7041.20
Proceedsfrom Stock Options66.0262.6425.1651.7739.7041.20
Issuance or Reduction of Debt, Net162.0488.9857.8134.31108.19-31.42
Change in Long Term Debt162.0488.9857.8134.31108.19-31.42
Issuance of Long Term Debt770.04232.9891.81343.19493.1948.58
Reduction of Long Term Debt-608.00-144.00-34.00-308.88-385.00-80.00
Net Financing Active Other Cash Flow-0.00-1.700.00-0.000.00-1.12
Other Financing Activities Uses-0.00-1.700.00-0.000.00-1.12
Cash from Financing Activities186.66110.2844.4248.78111.84-26.68
Net Change in Cash-6.4029.41-14.76-44.8740.543.67
Free Cash Flow20.2126.7625.1433.8625.9825.12

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-306.28%4.0M64.4M577.44K
2026-10-155.75%3.6M61.8M619.00K
2026-09-305.77%3.6M61.8M633.61K
2026-09-156.49%4.0M61.8M660.12K
2026-08-316.62%4.1M61.7M648.83K
2026-08-147.88%4.9M61.7M668.90K
2026-07-317.61%4.7M61.7M666.92K
2026-07-158.69%5.2M60.2M666.71K
2026-06-308.16%4.9M60.2M681.57K
2026-06-156.69%4.0M60.2M656.31K
2026-05-296.95%4.2M60.4M663.79K
2026-05-157.22%4.4M60.4M667.67K
2026-04-308.51%5.0M58.5M659.85K
2026-04-158.29%4.8M58.5M661.46K
2026-03-317.48%4.4M58.4M657.04K
2026-03-137.25%4.2M58.4M625.46K
2026-02-276.81%4.0M58.4M598.83K
2026-02-136.04%3.5M58.4M599.90K
2026-01-305.95%3.5M58.4M607.95K
2026-01-155.48%3.1M55.8M581.31K

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call12.509.9012.5011.044.8110.000.000.944-0.0600.004
call15.007.4010.008.553.7920.000.000.927-0.0570.005
call17.505.207.106.042.4640.000.000.902-0.0510.006
call20.003.105.002.502.0991.000.000.858-0.0440.008
call22.500.651.401.000.53444.000.000.710-0.0360.013
call25.000.000.050.050.27778.000.000.208-0.0230.011
call30.000.000.750.000.8410.000.000.041-0.0150.003
call35.000.000.750.001.2590.000.000.029-0.0170.002
put12.500.000.750.002.9300.000.00-0.054-0.0660.004
put15.000.000.750.002.2230.000.00-0.071-0.0620.005
put17.500.000.950.001.6110.000.00-0.095-0.0560.006
put20.000.000.300.081.0419.000.00-0.141-0.0480.008
put22.500.000.400.100.5652,4200.00-0.287-0.0400.013
put25.000.253.401.901.74322.000.00-0.714-0.0430.013
put30.005.207.800.002.2730.000.00-0.956-0.0190.003
put35.0010.2012.800.002.9100.000.00-0.968-0.0200.002

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-02424B3SEC
2026-11-0210-QQuarterly report pursuant to Section 13 or 15(d)2026-09-30SEC
2026-11-028-KCurrent report2026-11-02SEC
2026-10-158-KCurrent report2026-10-15SEC
2026-10-014Statement of changes in beneficial ownership of securities2026-10-01SEC
2026-09-158-KCurrent report2026-09-10SEC
2026-09-11424B2SEC
2026-09-11497ADFiling by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c). SEC
2026-09-11497ADFiling by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c). SEC
2026-09-10FWPFiling under Securities Act Rule 163/433 of free writing prospectuses.SEC
2026-09-10424B2SEC
2026-09-028-KCurrent report2026-09-02SEC
2026-09-018-KCurrent report2026-09-01SEC
2026-08-25DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-08-25DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-08-25DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-08-14DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-08-124Statement of changes in beneficial ownership of securities2026-08-10SEC
2026-08-114Statement of changes in beneficial ownership of securities2026-08-10SEC
2026-08-114Statement of changes in beneficial ownership of securities2026-08-10SEC
2026-08-114Statement of changes in beneficial ownership of securities2026-08-10SEC
2026-08-114Statement of changes in beneficial ownership of securities2026-08-10SEC
2026-08-078-KCurrent report2026-08-07SEC
2026-08-07424B3SEC
2026-08-04DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-08-04DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-08-0310-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-08-038-KCurrent report2026-08-03SEC
2026-07-30DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-07-228-KCurrent report2026-07-22SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-1050.01K100
2026-090000
2026-080000
2026-070000
2026-06146.97K4108.57K1
2026-050000
2026-040000
2026-030000
2026-0272.91K200
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
VICTORY CAPITAL MANAGEMENT INC24.10%
INCOME RESEARCH & MANAGEMENT11.65%
VAN ECK ASSOCIATES CORP2.46%
TWO SIGMA INVESTMENTS, LP1.90%
UBS Group AG1.70%
SMH CAPITAL ADVISORS INC1.59%
Sound Income Strategies, LLC1.37%
SANDERS MORRIS HARRIS LLC1.04%
Empowered Funds, LLC0.85%
Empirical Finance, LLC0.85%

Funds

Fund% owned
Holbrook Income Fund74.76%
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND16.80%
VANGUARD TOTAL BOND MARKET INDEX FUND12.45%
VANGUARD SHORT-TERM BOND INDEX FUND7.56%
VANGUARD TOTAL BOND MARKET II INDEX FUND4.36%
iShares 1-5 Year Investment Grade Corporate Bond ETF4.25%
Victory Investment Grade Convertible Fund4.22%
iShares iBonds Dec 2030 Term Corporate ETF3.70%
State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF2.72%
American Beacon SSI Alternative Income Fund2.63%

OakChart. CSWC. Cached 15 minutes.