OakChart

Gladstone Investment Corp

GAINFinancial·Asset Management·USA·Small·NASD·Nov 11 • 3:59 PM ET

15.19+0.18 (1.20%)
2026-11-11 23:28 CET
Market cap
597.73 USD m
Revenue, TTM
96.11 USD m
Net income, TTM
153.48 USD m
Free cash flow, TTM
35.49 USD m
EPS diluted, TTM
3.86
P/E
3.94
Compare

Price

GAIN against its 20, 50 and 200-day averages
2050200beatmiss
15.0016.0017.001.2M2.3MVolumeMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26GAINclose 15.1920-day 15.0150-day 15.47200-day 15.3915.1952w high

11.4% under the 52-week high of 17.14 on 6 May 2026. 52-week low 13.11 on 9 Mar 2026. Last 15 sessions, 8.0% high to low

Volume 1.07× normal · the line is the 50-bar volume average

Profile

GAIN
52-week range, 52% of the way up
13.1117.14

Gladstone Investment Corp., a traded business development company, which engages in the provision of lower middle market companies located in the United States. The fund focuses on companies with an EBITDA of USD 4 - 15 million. It targets companies operating in the fields of manufacturing, consumer products and business and consumer services. It provides financing for debt, buyout and growth stage capital requirements with an investment size up to USD 75 million. The company was founded in 2005 and is headquartered in McLean, VA.

Employees78
IPOJun 23, 2005
Beta0.73
ATR, 14d0.32
Rel volume1.07
Short float0.77%
Insider own2.26%
Inst own18.86%

Snapshot

6 groups

Valuation

Index-
Market Cap604.90M
Enterprise Value1.24B
Income153.48M
Sales96.11M
Book/sh16.43
Cash/sh1.98
Dividend Est.1.06 (6.98%)
Dividend TTM0.96 (6.32%)
Dividend Ex-DateNov 19, 2026
Dividend Gr. 3/5Y1.06% 2.71%
Payout20.12%
Employees78
IPOJun 23, 2005

Ratios

P/E3.94
Forward P/E15.22
PEG-
P/S6.29
P/B0.92
P/C7.65
P/FCF17.04
EV/EBITDA6.29
EV/Sales12.90
Quick Ratio1.12
Current Ratio1.12
Debt/Eq1.09
LT Debt/Eq1.09
Option/ShortYes / Yes

Earnings

EPS (ttm)3.86
EPS next Y1.00
EPS next Q0.21
EPS this Y1038.00%
EPS next Y6.40%
EPS next 5Y-
EPS past 3/5Y64.76% 30.12%
Sales past 3/5Y-8.17% 1.24%
EPS Y/Y TTM54.99%
Sales Y/Y TTM8.38%
EPS Q/Q-42.61%
Sales Q/Q618.63%
EarningsNov 09 AMC
EPS/Sales Surpr.-53.25% -6.78%

Ownership

Insider Own2.26%
Insider Trans0.27%
Inst Own18.86%
Inst Trans-
ROA11.82%
ROE25.79%
ROIC11.22%
Gross Margin46.88%
Oper. Margin205.07%
Profit Margin159.68%
SMA201.20%
SMA50-1.80%
SMA200-1.33%
Trades-

Technical

Shs Outstand39.82M
Shs Float38.92M
Short Float0.77%
Short Ratio1.85
Short Interest0.30M
52W High17.14 -11.38%
52W Low13.11 15.87%
Volatility2.58% 1.88%
ATR (14)0.32
RSI (14)50.22
Beta0.73
Rel Volume1.07
Avg Volume161.09K
Volume171,772

Performance

Perf Week-1.36%
Perf Month-0.85%
Perf Quarter-8.11%
Perf Half Y-3.49%
Perf YTD8.73%
Perf Year9.44%
Perf 3Y21.31%
Perf 5Y14.81%
Perf 10Y151.18%
Recom1.00
Target Price17.00
Prev Close15.01
Price15.19
Change %1.20%

Analyst ratings

latest 10 of 20
DateActionAnalystRating changeTargetImplied
TodayUpgradeLLadenburg ThalmannNeutral → Buy$17+11.9%
May 14, 2026UpgradeRB. Riley SecuritiesNeutral → Buy$14.50 → $16.50+8.6%
Nov 02, 2023UpgradeOOppenheimerPerform → Outperform
Dec 12, 2022InitiatedRB. Riley SecuritiesBuy$12-21.0%
Nov 02, 2022UpgradeLLadenburg ThalmannNeutral → Buy
Jul 12, 2022InitiatedJJanneyNeutral$13.50-11.1%
Apr 21, 2021InitiatedOOppenheimerPerform
Mar 06, 2020InitiatedNNational SecuritiesNeutral$11.50-24.3%
Feb 06, 2020DowngradeWWedbushOutperform → Neutral$13.75 → $14-7.8%
May 15, 2019DowngradeLLadenburg ThalmannBuy → Neutral

Peers

Mkt cap
TickerCompanyMkt cap
GLADGladstone Capital Corp443.27M
FDUSFidus Investment Corp778.31M
MAINMain Street Capital Corp5.32B
CSWCCapital Southwest Corp1.58B
MSIFMSC Income Fund Inc564.36M
SARSaratoga Investment Corp197.30M
PNNTPennantPark Investment Corp214.17M
SCMStellus Capital Investment Corp190.21M
PFXPhenixFIN Corp78.36M
RANDRand Capital Corp29.03M

Insider trading

4 filings
InsiderRelationshipDateTransactionCostSharesValueTotal heldForm
Ritchie TaylorChief Financial OfficerAug 18 '26Buy16.201,50024,3004,353Aug 19 10:26 AM
Ritchie TaylorChief Financial OfficerMay 15 '26Buy16.504507,4252,347May 19 01:50 PM
Ritchie TaylorChief Financial OfficerMay 19 '26Buy16.133155,0802,812May 19 01:50 PM
Ritchie TaylorChief Financial OfficerMay 18 '26Buy16.291502,4442,497May 19 01:50 PM

Held by

AUM
TickerCompanyAUM
BIZDVanEck BDC Income ETFAUM: 1.51B
PSPInvesco Global Listed Private Equity ETFAUM: 217.98M
FBDCFT Confluence BDC & Specialty Finance Income ETFAUM: 38.66M
VPCVirtus Private Credit Strategy ETFAUM: 26.60M
KNOWFundamentals First ETFAUM: 8.69M
LBOWHITEWOLF Publicly Listed Private Equity ETFAUM: 6.49M

News

latest 14 of 200
  • Gladstone Investment Misses As Core Income Slips Below Its Payout, While Record Deployment And The SFEG Exit Shift The Story To Gains And Growth (Earnings Whispers)
  • Gladstone Investment: Fiscal Q2 Earnings Snapshot (Associated Press)
  • Gladstone Investment Corporation Reports Financial Results for its Second Quarter Ended September 30, 2026 (ACCESSWIRE)
  • Gladstone Investment Corporation Acquires Majority Stake in McFarlane Toys (ACCESSWIRE)
  • Gladstone Investment Corporation Earnings Call and Webcast Information (ACCESSWIRE)
  • Gladstone Investment Faces SFEG Payday Test As NII Forecast Slips Below Its Dividend (Earnings Whispers)
  • Gladstone Investment Corporation Supports Smart Chemical Solutions' Acquisition of Polymer Technologies (ACCESSWIRE)
  • Gladstone Investment Corporation Portfolio Company SFEG Holdings Inc. Has Closed on the Sale of Specialized Fabrication Equipment Group LLC (ACCESSWIRE)
  • Gladstone Investment Announces Monthly Cash Distributions for October, November and December 2026, and Earnings Release and Conference Call Dates for the Second Fiscal Quarter (ACCESSWIRE)
  • Gladstone Investment Closes on the Acquisition of Extrude Hone LLC (ACCESSWIRE)
  • Gladstone Investment Corporation Supports Detroit Defense's Merger with Athenix Solutions Group (ACCESSWIRE)
  • Gladstone Investment Corp's Dividend Analysis (GuruFocus.com)
  • Gladstone Investment Corporation Supports Global GRAB's Acquisition of Barrier1 Systems (ACCESSWIRE)
  • Gladstone Investment Corporation Hosts Annual Investor Day (ACCESSWIRE)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q22026-11-090.1200.2570.43024.1625.924
2026Q12026-08-060.2600.223-0.29828.3625.754
2025Q42026-05-12-0.2700.2142.06925.1925.805
2025Q32026-02-03-0.1600.2301.66125.0625.815
2025Q22025-11-040.1100.2300.74725.2824.726
2025Q12025-08-120.2500.2230.21123.5424.275
2024Q42025-05-130.2600.2330.48527.5524.554
2024Q32025-02-120.0300.2381.04821.3722.885
2024Q22024-11-070.2000.2470.42222.5722.805
2024Q12024-08-050.2400.254-0.17822.1824.045
2023Q42024-05-080.2400.2630.62523.6523.175
2023Q32024-02-060.2600.2700.19223.0824.285
2023Q22023-11-010.2400.2621.40020.2822.405
2023Q12023-08-020.2500.2680.26220.3020.705
2022Q42023-05-100.2600.2660.13919.8620.415
2022Q32023-02-010.3000.2600.47421.5919.995

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2016FY0.7400.7431.48051.8852.21
2017FY0.6800.7731.88058.3657.23
2018FY0.7830.6112.48759.6657.65
2019FY0.9000.906-0.22061.9264.76
2020FY0.6900.6601.28056.6353.68
2021FY0.4500.4803.08172.5569.70
2022FY1.1001.0861.06781.5482.10
2023FY1.0000.9112.47587.3186.49
2024FY0.7600.8441.77893.6690.65
2025FY-0.1000.4064.77099.0899.69
2026FY-0.938--107.12
2027FY-0.998--115.67

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q3S2026-11-1052026.9024.1029.15
2026Q3S2026-11-0940026.5124.1027.89
2026Q3S2026-10-2440026.5124.1027.89
2026Q3S2026-10-2142026.5124.1027.89
2026Q3S2026-08-2842126.5124.1027.89
2026Q3S2026-08-1042226.5124.1027.89
2026Q3S2026-08-0740226.1024.1027.21
2026Q3S2026-08-0431026.9826.0527.83
2026Q3S2026-07-2730026.7926.0527.27
2026Q3S2026-05-1632026.7926.0527.27
2026Q3S2026-05-1542027.3226.0528.90
2026Q3S2026-05-1352027.1926.0528.90
2026Q3S2026-04-2150026.9425.5228.90
2026Q3S2026-04-2051026.9425.5228.90

Estimate history

EPS, annual1.882.487-0.221.283.0811.0672.4751.7784.7723.8601
Period201720182019202020212022202320242025TTM
EPS, quarterly0.4221.0480.4850.2110.7471.6612.069-0.2980.429
PeriodQ2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26
Sales, annual59.691126.532106.72767.21984.99692.296117.562156.84671.48296.11
Period201720182019202020212022202320242025TTM
Sales, quarterly64.86821.37148.42723.544-4.65927.24225.35519.35524.163
PeriodQ2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26
Shares, annual32.65432.82233.04933.20533.20533.59236.68936.83739.82239.822
Period201720182019202020212022202320242025MRQ
Shares, quarterly36.68936.83736.83737.35339.59139.82239.82239.82239.822
PeriodQ2 '24Q3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue96.1171.48156.85117.5692.3085.0067.22106.73126.53
Total Expenses-100.99-154.2960.435.8339.07-34.519.9089.8914.94
Operating Income197.10225.7796.42111.7353.23119.5057.3216.84111.59
Unusual Expense0.000.000.000.000.000.000.00--
Net Income Before Taxes153.48184.7565.3285.3135.55102.3242.453.0395.09
Income Taxes0.000.000.000.000.000.000.0010.2613.50
Consolidated Net Income153.48184.7565.3285.3135.55102.3242.45-7.2381.59
Net Income From Continuing Operations153.48184.7565.3285.3135.55102.3242.45-7.2381.59
Net Income153.48184.7565.3285.3135.55102.3242.45-7.2381.59
EPS (Recurring)3.854.771.782.471.073.081.28-0.222.49
EPS (Basic, Before Extraordinaries)3.864.771.782.481.073.081.28-0.222.49
EPS (Diluted)3.864.771.782.481.073.081.28-0.222.49
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.000.00
Price To Earnings Ratio3.893.896.726.5610.434.257.62-2.92
Price To Sales Ratio6.467.693.134.174.786.306.042.423.01
Gross Margin46.8819.3882.0470.4576.5157.9070.9093.6275.65
Operating Margin205.07315.8561.4795.0457.67140.6085.2715.7788.19
Net Margin159.68258.4641.6572.5638.51120.3863.16-6.7864.48
Shares Outstanding39.8239.8236.8436.6933.5933.2133.2133.0532.82
Market Capitalization597.73597.73474.65469.28372.48435.05323.65205.22296.21

Income statement, quarterly

Currency USD, millions
Metric2026Q22026Q12025Q42025Q32025Q22025Q12024Q42024Q3
Total Revenue24.1619.3625.3627.24-4.6623.5448.4321.37
Total Expenses-4.6220.37-67.62-49.12-43.916.3620.67-24.20
Operating Income28.78-1.0292.9876.3639.2517.1827.7645.57
Unusual Expense0.000.000.000.000.000.000.000.00
Net Income Before Taxes17.06-11.8682.3765.9028.717.7717.8738.49
Income Taxes0.000.000.000.000.000.000.000.00
Consolidated Net Income17.06-11.8682.3765.9028.717.7717.8738.49
Net Income From Continuing Operations17.06-11.8682.3765.9028.717.7717.8738.49
Net Income17.06-11.8682.3765.9028.717.7717.8738.49
EPS (Recurring)0.43-0.302.071.660.750.210.491.05
EPS (Basic, Before Extraordinaries)0.43-0.302.071.660.750.210.491.05
EPS (Diluted)0.43-0.302.071.660.750.210.491.05
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Price To Earnings Ratio3.893.304.585.616.388.036.7212.04
Price To Sales Ratio6.469.157.915.865.993.333.144.14
Gross Margin72.9098.304.2526.95304.8983.4181.1944.88
Operating Margin119.10-5.26366.70280.32-842.4672.9757.32213.21
Net Margin70.62-61.25324.88241.90-616.2133.0136.91180.10
Shares Outstanding39.8239.8239.8239.8239.5937.3536.8436.84
Market Capitalization597.73615.65565.47553.86528.19526.87474.65468.84

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments17.6099.953.223.2514.492.404.063.603.97
Short Term Receivables8.869.0711.056.949.455.134.704.596.36
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments1,294.03894.52920.50753.54714.40633.83565.92624.17599.15
Investment in Unconsolidated Affiliates0.000.000.000.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.000.000.000.00
Other Intangible Assets2.352.863.311.922.072.371.692.731.43
Total Assets1,322.851,006.40938.08765.64740.41643.73576.38635.10610.90
Total Debt564.47455.71398.35292.61261.35243.59183.46186.58248.21
Long Term Debt436.54455.71398.35292.61261.35243.59178.36186.58248.21
Provision for Risks Charges0.000.000.000.000.000.000.000.000.00
Other Liabilities90.1551.6147.0333.3033.2317.7823.8941.418.49
Total Liabilities654.62507.32445.37325.90294.58261.37207.35227.99256.70
Preferred Stock - Carrying Value0.000.000.000.000.000.000.000.000.00
Common Equity668.23499.08492.71439.74445.83382.36369.03407.11354.20
Total Shareholders Equity668.23499.08492.71439.74445.83382.36369.03407.11354.20
Accumulated Minority Interest0.000.000.000.000.000.000.000.000.00
Total Equity668.23499.08492.71439.74445.83382.36369.03407.11354.20
Total Liabilities & Stockholders Equity1,322.851,006.40938.08765.64740.41643.73576.38635.10610.90
Book Value Per Share16.7813.5513.4313.0913.4311.5211.1712.4010.85
Tangible Book Value Per Share16.7813.5513.4313.0913.4311.5211.1712.4010.85
Full-Time Employees78747074696770-65
Price to Book Ratio0.910.971.000.850.980.850.560.720.75
Return on Assets15.866.7210.014.7214.786.96-1.1913.1010.78
Return on Equity31.6513.1718.308.0324.7111.30-1.8621.4318.52
Return on Invested Capital16.726.849.574.8514.476.78-1.3213.7410.07
Quick Ratio0.122.140.310.310.730.430.629.1911.27
Current Ratio0.122.140.310.310.730.430.629.1911.27

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations11.363.57108.5776.3174.6967.5850.80117.95107.22
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital24.1338.545.359.682.2710.35-6.00-17.1933.12
Cash from Operating Activities35.4942.11113.9285.9976.9577.9444.81100.76140.34
Capital Expenditures0.000.000.000.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.000.000.000.00
Purchase or Sale of Investments-152.88-143.72-97.62-155.92-81.46-41.34-74.54-65.45-46.72
Purchase of Investments-196.83-173.62-221.22-183.92-133.76-92.74-95.27-145.45-91.94
Sale Or Maturity of Investments43.9529.90123.6028.0052.3051.4020.7380.0045.21
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities-152.88-143.72-97.62-155.92-81.46-41.34-74.54-65.45-46.72
Cash Dividends Paid-38.20-57.16-60.95-76.06-47.05-38.85-30.86-33.92-30.52
Change in Capital Stock3.2041.642.0043.905.42-94.37-36.483.08-5.06
Repurchase of Common Pref Stock0.000.000.000.000.00-94.37-57.500.00-81.65
Sale of Common Pref Stock3.2041.642.0043.905.420.0021.023.0876.59
Proceedsfrom Stock Options3.2041.642.0043.905.420.0021.023.0876.59
Issuance or Reduction of Debt, Net151.62104.3654.57102.0734.89108.7295.41-4.01-58.41
Change in Long Term Debt151.62104.3654.57102.0734.89108.7295.41-4.01-58.41
Issuance of Long Term Debt619.54450.95335.67312.57102.19242.82248.11188.09201.09
Reduction of Long Term Debt-467.92-346.58-281.10-210.50-67.30-134.10-152.70-192.10-259.50
Net Financing Active Other Cash Flow0.000.000.000.000.000.000.000.000.00
Other Financing Activities Uses0.000.000.000.000.000.000.000.000.00
Cash from Financing Activities116.6288.84-4.3769.91-6.74-24.5028.07-34.85-93.98
Net Change in Cash-0.77-12.7711.93-0.03-11.2512.10-1.660.46-0.36
Free Cash Flow35.4942.11113.9285.9976.9577.9444.81100.76140.34
Preferred Dividends (Cash Flow)-0.000.000.000.000.000.000.000.00
Price to Free Cash Flow--9.2649.4214.7613.7029.093.863.47

Balance sheet, quarterly

Currency USD, millions
Metric2026Q22026Q12025Q42025Q32025Q22025Q1
Cash & Short Term Investments79.0411.5617.602.902.245.36
Short Term Receivables13.7010.538.868.568.518.54
Investments1,353.301,274.061,294.031,222.791,130.861,036.74
Investment in Unconsolidated Affiliates0.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.00
Other Intangible Assets6.206.872.352.372.843.27
Total Assets1,452.231,303.021,322.851,236.621,144.441,053.91
Total Debt713.61570.84564.47571.84555.03518.62
Long Term Debt713.61570.84436.54571.84555.03518.62
Provision for Risks Charges0.000.000.000.000.000.00
Other Liabilities84.3185.3790.1569.3753.5649.98
Total Liabilities797.91656.20654.62641.21608.60568.61
Preferred Stock - Carrying Value0.000.000.000.000.000.00
Common Equity654.32646.81668.23595.41535.84485.30
Total Shareholders Equity654.32646.81668.23595.41535.84485.30
Accumulated Minority Interest0.000.000.000.000.000.00
Total Equity654.32646.81668.23595.41535.84485.30
Total Liabilities & Stockholders Equity1,452.231,303.021,322.851,236.621,144.441,053.91
Book Value Per Share16.4316.2416.7814.9513.5312.99
Tangible Book Value Per Share16.4316.2416.7814.9513.5312.99
Full-Time Employees--78---
Price to Book Ratio0.910.920.951.031.061.05
Return on Assets11.8214.0115.8610.359.228.09
Return on Equity25.7929.1731.6522.1618.6816.54
Return on Invested Capital1.25-0.977.465.652.630.77
Quick Ratio1.120.260.120.170.200.29
Current Ratio1.120.260.120.170.200.29

Cash flow, quarterly

Currency USD, millions
Metric2026Q22026Q12025Q42025Q32025Q22025Q1
Funds from Operations5.7416.99-9.33-2.045.119.83
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital-3.79-8.3320.1016.153.83-1.54
Cash from Operating Activities1.958.6610.7714.118.948.29
Capital Expenditures0.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments-136.63-0.606.05-21.70-69.60-58.47
Purchase of Investments-156.49-0.60-2.30-37.44-71.04-62.84
Sale Or Maturity of Investments19.860.008.3515.741.444.37
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities-136.63-0.606.05-21.70-69.60-58.47
Cash Dividends Paid-9.56-9.56-9.56-9.53-9.29-28.79
Preferred Dividends (Cash Flow)0.000.000.000.000.000.00
Change in Capital Stock0.000.000.003.2031.187.25
Repurchase of Common Pref Stock0.000.000.000.000.000.00
Sale of Common Pref Stock0.000.000.003.2031.187.25
Proceedsfrom Stock Options0.000.000.003.2031.187.25
Issuance or Reduction of Debt, Net142.122.70-7.7714.5735.6461.92
Change in Long Term Debt142.122.70-7.7714.5735.6461.92
Issuance of Long Term Debt175.02146.74114.06183.7275.7477.42
Reduction of Long Term Debt-32.90-144.04-121.83-169.15-40.10-15.50
Net Financing Active Other Cash Flow0.000.000.000.000.000.00
Other Financing Activities Uses0.000.000.000.000.000.00
Cash from Financing Activities132.56-6.86-17.338.2457.5440.38
Net Change in Cash-2.121.21-0.510.66-3.12-9.80
Free Cash Flow1.958.6610.7714.118.948.29
Price to Free Cash Flow-135.22-48.19-16.79

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-300.77%0.3M38.9M171.01K
2026-10-150.86%0.3M38.9M173.15K
2026-09-300.80%0.3M38.9M187.97K
2026-09-151.05%0.4M38.9M200.43K
2026-08-311.17%0.5M38.9M208.60K
2026-08-141.16%0.5M38.9M226.02K
2026-07-311.43%0.6M38.9M278.56K
2026-07-151.82%0.7M38.9M325.02K
2026-06-301.69%0.7M38.9M330.13K
2026-06-151.77%0.7M39.1M368.71K
2026-05-291.69%0.7M39.1M401.63K
2026-05-151.58%0.6M39.1M388.66K
2026-04-301.56%0.6M38.9M334.43K
2026-04-153.19%1.2M38.9M292.08K
2026-03-313.44%1.3M38.9M278.49K
2026-03-135.86%2.3M38.9M221.17K
2026-02-275.08%2.0M38.9M172.31K
2026-02-134.97%1.9M38.9M162.71K
2026-01-304.89%1.9M38.9M145.54K
2026-01-154.80%1.9M38.8M140.58K

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call2.5011.4014.3012.5618.06215.000.000.990-0.0140.001
call5.009.5012.309.8711.7600.000.000.958-0.0610.002
call7.507.009.307.256.9080.000.000.935-0.0580.003
call10.003.806.005.203.4814.000.000.903-0.0530.004
call12.502.004.402.603.3881.000.000.841-0.0430.006
call15.000.250.450.400.3782,1491.000.588-0.0200.009
call17.500.001.950.050.6242400.000.078-0.0120.003
call20.000.000.750.051.0372.000.000.052-0.0150.002
call22.500.000.750.001.3710.000.000.041-0.0160.002
call25.000.001.950.001.6560.000.000.035-0.0170.002
call30.000.000.200.002.1230.000.000.029-0.0190.002
put2.500.000.050.055.6031.000.00-0.008-0.0150.001
put5.000.002.150.005.4040.000.00-0.041-0.0630.002
put7.500.002.150.473.6382.000.00-0.063-0.0600.003
put10.000.001.950.002.3980.000.00-0.096-0.0550.004
put12.500.001.000.901.3921.000.00-0.157-0.0450.006
put15.000.100.300.310.4091620.00-0.411-0.0210.009
put17.500.954.502.603.3114.000.00-0.920-0.0130.003
put20.003.407.000.003.8930.000.00-0.947-0.0150.002
put22.506.009.500.004.4370.000.00-0.957-0.0160.002
put25.008.5012.000.004.8890.000.00-0.963-0.0170.002
put30.0013.5017.000.005.6140.000.00-0.969-0.0180.002

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-098-KCurrent report2026-11-09SEC
2026-11-0910-QQuarterly report pursuant to Section 13 or 15(d)2026-09-30SEC
2026-10-264Statement of changes in beneficial ownership of securities2026-10-26SEC
2026-10-268-KCurrent report2026-10-22SEC
2026-10-018-KCurrent report2026-10-01SEC
2026-09-048-KCurrent report2026-09-04SEC
2026-08-194Statement of changes in beneficial ownership of securities2026-08-18SEC
2026-08-068-KCurrent report2026-08-06SEC
2026-08-0610-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-08-06DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-08-068-KCurrent report2026-08-06SEC
2026-07-14DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-07-088-KCurrent report2026-07-07SEC
2026-06-18DEF 14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 19342026-08-06SEC
2026-06-118-KCurrent report2026-06-10SEC
2026-06-053/A2026-06-01SEC
2026-06-033Initial statement of beneficial ownership of securities2026-06-01SEC
2026-06-028-KCurrent report2026-06-01SEC
2026-05-194Statement of changes in beneficial ownership of securities2026-05-15SEC
2026-05-128-KCurrent report2026-05-12SEC
2026-05-1210-KAnnual report pursuant to Section 13 or 15(d)2026-03-31SEC
2026-05-0425-NSESEC
2026-05-04PRE 14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 19342026-08-06SEC
2026-04-073Initial statement of beneficial ownership of securities2026-03-20SEC
2026-04-073Initial statement of beneficial ownership of securities2026-03-20SEC
2026-03-303Initial statement of beneficial ownership of securities2026-03-20SEC
2026-03-238-KCurrent report2026-03-20SEC
2026-02-18CERTSEC
2026-02-188-A12BSEC
2026-02-188-KCurrent report2026-02-18SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-100000
2026-090000
2026-0824.30K100
2026-070000
2026-060000
2026-0514.95K300
2026-040000
2026-030000
2026-020000
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
VAN ECK ASSOCIATES CORP2.02%
Melia Wealth LLC1.65%
UBS Group AG1.64%
TWO SIGMA INVESTMENTS, LP1.47%
COOPER CREEK PARTNERS MANAGEMENT LLC1.45%
MORGAN STANLEY0.88%
Legal & General Group Plc0.85%
PFG Advisors0.64%
BlackRock, Inc.0.55%
OUTFITTERS FINANCIAL LLC0.51%

Funds

Fund% owned
Holbrook Income Fund143.14%
VanEck BDC Income ETF2.02%
BBH Income Fund0.33%
OneAscent Enhanced Small and Mid Cap ETF0.18%
First American Multi-Manager Fixed-Income Fund0.18%
Invesco Global Listed Private Equity ETF0.18%
Virtus Private Credit Strategy ETF0.06%
FT Confluence BDC & Specialty Finance Income ETF0.05%
Holbrook Total Return Fund0.05%
AAM Low Duration Preferred and Income Securities ETF0.03%

OakChart. GAIN. Cached 15 minutes.