OakChart

Stellus Capital Investment Corp

SCMFinancial·Asset Management·USA·Micro·NYSE·Nov 11 • 9:52 AM ET

6.83-0.05 (-0.73%)
2026-11-11 15:52 CET
Market cap
195.94 USD m
Revenue, TTM
92.21 USD m
Net income, TTM
16.70 USD m
Free cash flow, TTM
26.50 USD m
EPS diluted, TTM
0.57
P/E
11.88
Compare

Price

SCM against its 20, 50 and 200-day averages
2050200beatmiss
8.0010.0012.00451K902KMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26SCMclose 6.8320-day 6.9850-day 7.45200-day 8.806.83

49.6% under 13.55 on 15 Jan 2026. Last 15 sessions, 13.9% high to low

Profile

SCM
52-week range, 4% of the way up
6.5413.55

Stellus Capital Investment Corp. engages in investing in private U.S. lower middle-market companies. Its investment objective is to maximize the total return to its stockholders in the form of current income and capital appreciation through debt and related equity investments in lower middle-market companies. The company was founded on May 18, 2012 and is headquartered in Houston, TX.

IPONov 08, 2012
Beta0.69
ATR, 14d0.23
Rel volume0.63
Short float2.23%
Insider own4.35%
Inst own12.28%

Snapshot

6 groups

Valuation

Index-
Market Cap192.46M
Enterprise Value798.54M
Income16.70M
Sales92.21M
Book/sh12.40
Cash/sh0.08
Dividend Est.1.19 (17.46%)
Dividend TTM1.28 (18.68%)
Dividend Ex-DateNov 30, 2026
Dividend Gr. 3/5Y5.57% 7.98%
Payout167.76%
Employees-
IPONov 08, 2012

Ratios

P/E11.88
Forward P/E6.50
PEG-
P/S2.09
P/B0.55
P/C82.96
P/FCF7.26
EV/EBITDA15.21
EV/Sales8.66
Quick Ratio0.47
Current Ratio0.47
Debt/Eq1.74
LT Debt/Eq1.74
Option/ShortYes / Yes

Earnings

EPS (ttm)0.57
EPS next Y1.05
EPS next Q0.26
EPS this Y-19.69%
EPS next Y0.57%
EPS next 5Y-7.17%
EPS past 3/5Y8.76% -1.66%
Sales past 3/5Y9.59% 17.38%
EPS Y/Y TTM-47.23%
Sales Y/Y TTM-11.79%
EPS Q/Q-195.28%
Sales Q/Q-23.14%
EarningsNov 09 AMC
EPS/Sales Surpr.-4.58% -2.57%

Ownership

Insider Own4.35%
Insider Trans0.95%
Inst Own12.28%
Inst Trans-
ROA1.67%
ROE4.59%
ROIC1.74%
Gross Margin75.57%
Oper. Margin56.94%
Profit Margin18.11%
SMA20-2.15%
SMA50-8.37%
SMA200-22.37%
Trades-

Technical

Shs Outstand28.18M
Shs Float27.24M
Short Float2.23%
Short Ratio4.30
Short Interest0.61M
52W High13.55 -49.59%
52W Low6.54 4.43%
Volatility4.60% 3.10%
ATR (14)0.23
RSI (14)39.07
Beta0.69
Rel Volume0.63
Avg Volume140.91K
Volume9,138

Performance

Perf Week-5.92%
Perf Month-3.94%
Perf Quarter-23.34%
Perf Half Y-25.68%
Perf YTD-46.14%
Perf Year-43.46%
Perf 3Y-45.45%
Perf 5Y-51.77%
Perf 10Y-38.50%
Recom2.60
Target Price10.12
Prev Close6.88
Price6.83
Change %-0.73%

Analyst ratings

latest 10 of 16
DateActionAnalystRating changeTargetImplied
May 13, 2024UpgradeRB. Riley SecuritiesSell → Neutral$12.50 → $13.25+94.0%
Jan 08, 2024DowngradeRB. Riley SecuritiesNeutral → Sell$13+90.3%
Aug 14, 2023DowngradeOOppenheimerOutperform → Perform$15+119.6%
Jun 16, 2023InitiatedRB. Riley SecuritiesNeutral$14+105.0%
Mar 02, 2023DowngradeRRaymond JamesOutperform → Mkt Perform
Oct 05, 2022InitiatedJJanneyNeutral$11+61.1%
Nov 01, 2021UpgradeOOppenheimerPerform → Outperform$15+119.6%
May 06, 2020InitiatedNNational SecuritiesNeutral$8+17.1%
Apr 01, 2020DowngradeJJanneyBuy → Neutral
Aug 12, 2019DowngradeOOppenheimerOutperform → Perform

Peers

Mkt cap
TickerCompanyMkt cap
WHFWhiteHorse Finance Inc174.39M
FDUSFidus Investment Corp777.12M
GLADGladstone Capital Corp444.97M
PNNTPennantPark Investment Corp218.09M
CSWCCapital Southwest Corp1.57B
CCAPCrescent Capital BDC Inc371.41M
SARSaratoga Investment Corp196.21M
PFLTPennantPark Floating Rate Capital Ltd676.17M
TCPCBlackRock TCP Capital Corp345.26M
PSBDPalmer Square Capital BDC Inc299.28M

Insider trading

8 filings
InsiderRelationshipDateTransactionCostSharesValueTotal heldForm
Arnoult J TimDirectorSep 16 '26Buy7.971,0007,97053,569Sep 17 04:44 PM
Arnoult J TimDirectorMay 19 '26Buy9.059,00081,45050,869Jun 25 09:30 PM
Arnoult J TimDirectorMay 13 '26Buy9.271,0009,27041,869Jun 25 09:30 PM
Arnoult J TimDirectorJun 23 '26Buy8.297005,80351,569Jun 25 09:30 PM
Bilger Bruce RDirectorMar 13 '26Buy8.7445,490397,491228,055Mar 17 05:11 PM
Huskinson W. ToddCFO and CCOMar 13 '26Buy8.795,70050,07454,297Mar 17 05:09 PM
Ladd Robert T.President and CEOMar 13 '26Buy8.7035,000304,500667,935Mar 17 05:08 PM
Ladd Robert T.President and CEOMar 16 '26Buy8.451,70014,365669,635Mar 17 05:08 PM

Held by

AUM
TickerCompanyAUM
VPCVirtus Private Credit Strategy ETFAUM: 26.60M
LBOWHITEWOLF Publicly Listed Private Equity ETFAUM: 6.49M

News

latest 14 of 206
  • Stellus Capital Matches Estimates, But Credit Losses Wipe Out Q2's NAV Recovery And Leave The Reset Dividend Barely Covered (Earnings Whispers) -5.75%
  • Stellus Capital: Q3 Earnings Snapshot (Associated Press)
  • Stellus Capital Investment Corporation Reports Results for its Third Fiscal Quarter Ended September 30, 2026 (PR Newswire)
  • Stellus Must Prove Its $0.25 Dividend Is Safe As Credit Grades Slip (Earnings Whispers)
  • Stellus Capital Investment Corporation Schedules Third Quarter 2026 Financial Results Conference Call (PR Newswire)
  • Loading…
  • Stellus Capital Investment Corporation Announces $0.25 Fourth Quarter 2026 Regular Dividend, Payable Monthly in Increments of $0.0833 in November and December 2026, and January 2027 (PR Newswire)
  • Stellus Capital: Q2 Earnings Snapshot (Associated Press)
  • Stellus Capital Investment Corporation Reports Results for its Second Fiscal Quarter Ended June 30, 2026 (PR Newswire)
  • Stellus Capital Investment Corporation Reports Preliminary Results for its Second Fiscal Quarter Ended June 30, 2026 (PR Newswire) +5.22%
  • Stellus Capital Investment Corporation Announces $0.25 Third Quarter 2026 Regular Dividend, Payable Monthly in Increments of $0.0833 in August, September, and October 2026 (PR Newswire) -9.40%
  • Stellus Capital Management Closes Stellus Credit Fund IV (PR Newswire)
  • Stellus Capital Investment Corp (SCM) Q1 2026 Earnings Call Highlights: Navigating Challenges ... (GuruFocus.com)
  • Stellus Capital: Q1 Earnings Snapshot (Associated Press)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q32026-11-090.2500.262-0.22022.4022.995
2026Q22026-08-100.2600.2600.56122.3024.375
2026Q12026-05-110.2600.2580.05723.2924.805
2025Q42026-03-110.2900.2950.18025.2126.335
2025Q32025-11-100.3200.3250.23526.2825.866
2025Q22025-08-060.3400.3500.35725.7026.156
2024Q42025-03-040.3700.3960.31625.6126.607
2024Q32024-11-070.3900.4590.58726.5027.846
2024Q22024-08-070.4800.4530.34526.6327.016
2024Q12024-05-090.4400.4550.54526.0026.736
2023Q42024-03-040.5000.4590.47628.0227.367
2023Q32023-11-070.4900.475-0.10527.1727.246
2023Q22023-08-090.5100.4730.17526.5925.467
2023Q12023-05-090.4500.4430.23924.0823.766
2022Q42023-02-280.4400.3870.20323.3721.466
2022Q32022-11-030.3500.2980.20220.1417.596

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2017FY1.2101.2441.52039.6541.03
2018FY1.4201.3651.64253.2751.95
2019FY1.3201.2241.44758.9158.96
2020FY1.1301.1301.03756.6656.93
2021FY1.2201.1361.72363.6862.52
2022FY1.3801.2470.74175.1173.20
2023FY1.9501.8890.797105.85105.18
2024FY1.7101.7051.791104.74105.77
2025FY1.3001.3110.950102.14103.25
2026FY-1.046--91.80
2027FY-1.062--94.24
2028FY-1.040---

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q4S2026-11-1041023.2221.9725.31
2026Q4S2026-11-0941023.2221.9725.31
2026Q4S2026-10-2541023.2221.9725.31
2026Q4S2026-10-2141223.2221.9725.31
2026Q4S2026-10-0240323.1521.9725.31
2026Q4S2026-08-1340423.1521.9725.31
2026Q4S2026-08-1241323.2821.9725.31
2026Q4S2026-08-1131223.7222.3025.31
2026Q4S2026-07-2631024.4023.0726.58
2026Q4S2026-07-2331224.4023.0726.58
2026Q4S2026-06-2130324.2423.0726.58
2026Q4S2026-06-2040323.9523.0626.58
2026Q4S2026-05-2750323.9423.0626.58
2026Q4S2026-05-2650423.9423.0626.58

Estimate history

EPS, annual1.521.6421.4471.0371.7230.7410.7971.7910.9540.5748
Period201720182019202020212022202320242025TTM
EPS, quarterly0.5870.3160.1810.3570.2350.180.0570.561-0.224
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Sales, annual44.30458.80778.47846.52887.38978.77375.63688.999103.6792.21
Period201720182019202020212022202320242025TTM
Sales, quarterly23.20131.56818.98424.83729.14330.70624.04315.05922.4
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Shares, annual15.94615.95419.13219.48619.51819.66724.12627.48128.94728.179
Period201720182019202020212022202320242025MRQ
Shares, quarterly27.03927.48128.13728.41628.94728.94728.94728.67328.179
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue92.21103.6789.0075.6478.7787.3946.5378.4858.81
Total Expenses39.7139.849.9227.5038.4431.019.3936.0919.66
Operating Income52.5063.8379.0848.1440.3456.3837.1442.3839.14
Unusual Expense0.060.230.000.000.000.540.000.000.00
Net Income Before Taxes17.5428.6347.4616.0115.8737.1221.1927.4126.81
Income Taxes0.831.581.62-1.531.373.551.000.970.61
Consolidated Net Income16.7027.0545.8417.5314.4933.5720.1926.4426.19
Net Income From Continuing Operations16.7027.0545.8417.5314.4933.5720.1926.4426.19
Net Income16.7027.0545.8417.5314.4933.5720.1926.4426.19
EPS (Recurring)0.590.961.790.800.741.741.041.451.64
EPS (Basic, Before Extraordinaries)0.570.951.790.800.741.721.041.451.64
EPS (Diluted)0.570.951.790.800.741.721.041.451.64
Non-Operating Income (Expense)-0.07-0.04-0.11-0.12-5E-050.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.000.00
Price To Earnings Ratio11.9711.977.0425.0912.467.4210.359.367.68
Price To Sales Ratio2.293.473.963.743.292.904.553.313.51
Gross Margin75.5776.0870.5564.2477.1875.7567.0676.7273.70
Operating Margin56.9461.5788.8563.6451.2164.5279.8254.0166.56
Net Margin18.1126.0951.5123.1818.4038.4243.4033.6944.54
Shares Outstanding28.1828.9527.4824.1319.6719.5219.4919.1315.95
Market Capitalization195.94195.94372.31310.01259.18249.15207.73262.30201.43

Income statement, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q22025Q12024Q4
Total Revenue22.4015.0624.0430.7129.1424.8418.9831.57
Total Expenses20.09-9.7413.1316.2312.815.595.2114.67
Operating Income2.3124.8010.9114.4816.3319.2413.7816.90
Unusual Expense0.000.000.000.060.160.000.000.00
Net Income Before Taxes-6.0716.242.025.357.2110.575.499.19
Income Taxes0.310.030.360.140.520.430.500.50
Consolidated Net Income-6.3716.211.665.216.6910.154.998.69
Net Income From Continuing Operations-6.3716.211.665.216.6910.154.998.69
Net Income-6.3716.211.665.216.6910.154.998.69
EPS (Recurring)-0.220.560.060.180.240.360.180.32
EPS (Basic, Before Extraordinaries)-0.220.560.060.180.230.360.180.32
EPS (Diluted)-0.220.560.060.180.230.360.180.32
Non-Operating Income (Expense)-0.030.02-0.04-0.02-0.010.01-0.02-0.04
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Price To Earnings Ratio11.9710.159.6611.649.069.757.807.04
Price To Sales Ratio2.292.462.453.543.564.023.774.25
Gross Margin74.3066.1377.9479.2776.4675.7670.7477.91
Operating Margin10.30164.7045.3947.1556.0477.4872.5753.53
Net Margin-28.46107.626.8916.9822.9640.8526.3027.53
Shares Outstanding28.1828.6728.9528.9528.9528.4228.1427.48
Market Capitalization195.94243.74266.60367.05371.11396.12385.27372.31

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments209.2520.0626.1348.0444.1718.4816.1317.4725.11
Short Term Receivables8.436.686.894.743.542.433.063.972.95
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments823.43953.50874.46844.73772.87653.42628.95504.48371.84
Investment in Unconsolidated Affiliates0.000.000.000.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.000.000.000.00
Deferred Tax Assets----0.15---1.21
Other Intangible Assets0.150.670.610.670.530.580.370.360.36
Total Assets1,041.25980.90908.09898.18821.26674.91648.51526.29401.47
Total Debt651.82593.01575.83604.13518.17393.20366.03292.27174.46
Long Term Debt651.82593.01575.83604.13518.17393.20366.03292.27174.46
Provision for Risks Charges0.000.000.000.000.000.000.000.000.00
Deferred Tax Liabilities--0.190.06-0.360.130.071.21
Other Liabilities18.2517.9712.1218.2117.987.9911.789.115.56
Total Liabilities670.07610.98588.15622.41536.15401.55377.94301.44181.23
Preferred Stock - Carrying Value0.000.000.000.000.000.000.000.000.00
Common Equity371.18369.92319.94275.78285.11273.36270.57224.85220.25
Total Shareholders Equity371.18369.92319.94275.78285.11273.36270.57224.85220.25
Accumulated Minority Interest0.000.000.000.000.000.000.000.000.00
Total Equity371.18369.92319.94275.78285.11273.36270.57224.85220.25
Total Liabilities & Stockholders Equity1,041.25980.90908.09898.18821.26674.91648.51526.29401.47
Book Value Per Share12.8213.4613.2614.0214.6114.0314.1414.0913.81
Tangible Book Value Per Share12.8213.4613.2614.0214.6114.0314.1414.0913.81
Full-Time Employees---444444
Price to Book Ratio0.561.020.970.940.880.760.980.900.93
Return on Assets2.674.851.941.694.493.054.505.655.79
Return on Equity7.3013.295.895.1712.027.4210.6711.7711.56
Return on Invested Capital2.644.761.961.654.183.034.155.075.73
Quick Ratio11.941.532.772.932.682.681.662.395.12
Current Ratio11.941.532.772.932.682.681.662.395.12

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations23.2830.8738.3840.9026.9515.5320.9121.7220.36
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital3.22-0.902.29-8.530.238.01-1.023.222.62
Income Taxes Payable-0.000.00-1.18-2.092.54-0.190.600.32
Cash from Operating Activities26.5029.9740.6732.3727.1823.5419.8924.9522.98
Capital Expenditures0.000.000.000.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.00-
Sale of Fixed Assets and Businesses0.000.000.000.000.000.000.000.000.00
Purchase or Sale of Investments39.67-54.42-69.32-49.64-83.46-99.64-24.04-118.23-125.40
Purchase of Investments-135.57-194.07-221.15-183.86-211.01-387.28-152.67-246.44-272.93
Sale Or Maturity of Investments175.24139.65151.83134.22127.55287.64128.63128.21147.53
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities39.67-54.42-69.32-49.64-83.46-99.64-23.38-118.23-125.40
Cash Dividends Paid-39.83-45.27-37.56-35.53-26.59-21.04-24.34-24.68-21.59
Change in Capital Stock-6.8619.6745.3762.151.610.394.6844.34-0.02
Repurchase of Common Pref Stock-6.59-0.31-0.70-0.94-0.03-0.00-0.020.00-0.00
Sale of Common Pref Stock-0.2619.9846.0763.091.640.404.7044.34-0.02
Proceedsfrom Stock Options-0.2619.9846.0763.091.640.404.7044.34-0.02
Issuance or Reduction of Debt, Net-26.1455.0314.77-31.2885.14122.4525.4972.29116.39
Change in Long Term Debt-26.1455.0314.77-31.2885.14122.4525.4972.29116.39
Issuance of Long Term Debt253.31423.81187.21116.86211.75436.69133.99256.04303.89
Reduction of Long Term Debt-279.45-368.77-172.44-148.14-126.61-314.24-108.50-183.75-187.50
Net Financing Active Other Cash Flow0.000.000.000.000.000.00-0.000.000.00
Other Financing Activities Uses0.000.000.000.000.000.00-0.000.000.00
Cash from Financing Activities-72.8629.4422.58-4.6560.16101.805.8391.9594.78
Net Change in Cash-6.704.99-6.07-21.923.8725.702.34-1.33-7.64
Free Cash Flow26.5029.9740.6732.3727.1823.5419.8924.9522.98
Preferred Dividends (Cash Flow)-0.000.000.000.000.000.000.000.00
Price to Free Cash Flow--113.21-445.48101.75-971.11149.54

Balance sheet, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Cash & Short Term Investments2.32138.45158.96209.25206.19196.60
Short Term Receivables5.048.217.258.439.138.33
Investments966.15834.94834.41823.43813.04829.28
Investment in Unconsolidated Affiliates0.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.00
Other Intangible Assets0.370.530.650.150.280.56
Total Assets973.88982.121,001.271,041.251,028.641,034.77
Total Debt608.40599.42618.19651.82632.32638.31
Long Term Debt608.40599.42618.19651.82632.32638.31
Provision for Risks Charges0.000.000.000.000.000.00
Other Liabilities16.1515.7420.0918.2518.5921.09
Total Liabilities624.55615.17638.28670.07650.91659.39
Preferred Stock - Carrying Value0.000.000.000.000.000.00
Common Equity349.33366.96363.00371.18377.73375.37
Total Shareholders Equity349.33366.96363.00371.18377.73375.37
Accumulated Minority Interest0.000.000.000.000.000.00
Total Equity349.33366.96363.00371.18377.73375.37
Total Liabilities & Stockholders Equity973.88982.121,001.271,041.251,028.641,034.77
Book Value Per Share12.4012.8012.5412.8213.0513.21
Tangible Book Value Per Share12.4012.8012.5412.8213.0513.21
Price to Book Ratio0.560.670.720.970.991.05
Return on Assets1.672.952.362.673.073.97
Return on Equity4.598.026.447.308.2010.88
Return on Invested Capital-0.671.680.170.510.661.00
Quick Ratio0.479.348.3011.9411.609.74
Current Ratio0.479.348.3011.9411.609.74

Cash flow, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Funds from Operations5.455.695.676.477.698.03
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital2.98-3.483.080.64-3.166.80
Income Taxes Payable0.31-0.040.09---
Cash from Operating Activities8.432.218.757.104.5314.83
Capital Expenditures0.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments-7.4731.1614.051.93-24.768.84
Purchase of Investments-37.80-18.01-27.66-52.09-63.75-22.81
Sale Or Maturity of Investments30.3349.1741.7154.0239.0031.65
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities-7.4731.1614.051.93-24.768.84
Cash Dividends Paid-8.01-9.83-10.42-11.58-11.36-11.33
Preferred Dividends (Cash Flow)0.000.000.000.000.000.00
Change in Capital Stock-4.15-2.45-0.07-0.197.213.71
Repurchase of Common Pref Stock-4.15-2.450.000.00-0.11-0.06
Sale of Common Pref Stock0.000.00-0.07-0.197.323.77
Proceedsfrom Stock Options0.000.00-0.07-0.197.323.77
Issuance or Reduction of Debt, Net8.42-19.33-33.9818.76-6.5913.05
Change in Long Term Debt8.42-19.33-33.9818.76-6.5913.05
Issuance of Long Term Debt57.9034.1058.05103.26142.85110.00
Reduction of Long Term Debt-49.48-53.43-92.03-84.50-149.43-96.95
Net Financing Active Other Cash Flow0.000.000.000.000.000.00
Other Financing Activities Uses0.000.000.000.000.000.00
Cash from Financing Activities-3.77-31.61-44.486.99-10.745.43
Net Change in Cash-2.811.76-21.6716.03-30.9729.10
Free Cash Flow8.432.218.757.104.5314.83
Price to Free Cash Flow-----407.15

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-302.23%0.6M27.2M155.48K
2026-10-152.23%0.6M27.2M187.70K
2026-09-302.58%0.7M27.2M199.09K
2026-09-152.56%0.7M27.2M219.85K
2026-08-312.93%0.8M27.3M218.55K
2026-08-142.97%0.8M27.3M231.00K
2026-07-314.27%1.2M27.7M211.75K
2026-07-152.98%0.8M27.7M177.85K
2026-06-302.94%0.8M27.7M173.99K
2026-06-152.94%0.8M27.7M180.76K
2026-05-292.93%0.8M27.7M205.80K
2026-05-152.84%0.8M27.7M225.90K
2026-04-302.71%0.8M27.7M249.92K
2026-04-152.90%0.8M27.7M261.06K
2026-03-312.93%0.8M27.8M255.61K
2026-03-132.87%0.8M27.8M233.46K
2026-02-272.42%0.7M27.8M204.17K
2026-02-132.47%0.7M27.8M192.08K
2026-01-302.08%0.6M27.8M177.33K
2026-01-151.96%0.5M27.8M179.36K

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call2.503.105.704.4813.3740.000.000.921-0.0610.002
call5.000.603.201.906.06827.000.000.802-0.0510.003
call7.500.001.500.164.14350.000.000.568-0.0940.004
call10.000.000.050.001.4720.000.000.074-0.0120.002
call12.500.001.500.002.1940.000.000.056-0.0150.001
call15.000.001.500.002.6790.000.000.048-0.0160.001
put2.500.001.000.007.5830.000.00-0.075-0.0640.002
put5.000.000.500.003.2610.000.00-0.196-0.0540.003
put7.500.301.900.813.4411.000.00-0.428-0.0960.004
put10.001.804.400.004.8770.000.00-0.922-0.0150.002
put12.504.306.900.005.8070.000.00-0.939-0.0160.001
put15.006.809.400.005.6240.000.00-0.947-0.0160.001

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-10APP ORDR40-APP OrderSEC
2026-11-0910-QQuarterly report pursuant to Section 13 or 15(d)2026-09-30SEC
2026-10-14APP NTC40-APP NoticeSEC
2026-10-0640-APP/ASEC
2026-09-174Statement of changes in beneficial ownership of securities2026-09-16SEC
2026-08-1440-APP/ASEC
2026-08-1010-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-07-298-KCurrent report2026-07-29SEC
2026-06-254Statement of changes in beneficial ownership of securities2026-05-13SEC
2026-06-228-KCurrent report2026-06-22SEC
2026-06-178-KCurrent report2026-06-16SEC
2026-05-1110-QQuarterly report pursuant to Section 13 or 15(d)2026-03-31SEC
2026-05-04DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-04-24DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-04-16DEF 14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 19342026-06-16SEC
2026-03-27PRE 14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 19342026-06-16SEC
2026-03-174Statement of changes in beneficial ownership of securities2026-03-13SEC
2026-03-174Statement of changes in beneficial ownership of securities2026-03-13SEC
2026-03-174Statement of changes in beneficial ownership of securities2026-03-13SEC
2026-03-1110-KAnnual report pursuant to Section 13 or 15(d)2025-12-31SEC
2026-02-058-KCurrent report2026-02-05SEC
2025-12-2340-17GFidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940.SEC
2025-11-24N-23C-2Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-22025-11-24SEC
2025-11-248-KCurrent report2025-11-24SEC
2025-11-1010-QQuarterly report pursuant to Section 13 or 15(d)2025-09-30SEC
2025-09-268-KCurrent report2025-09-22SEC
2025-09-23424B2SEC
2025-09-23497ADFiling by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c). SEC
2025-09-23FWPFiling under Securities Act Rule 163/433 of free writing prospectuses.SEC
2025-09-22424B2SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-100000
2026-097.97K100
2026-080000
2026-070000
2026-065.80K100
2026-0590.72K200
2026-040000
2026-03766.43K400
2026-020000
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
Corient Private Wealth LP0.98%
Muzinich & Co., Inc.0.92%
RAYMOND JAMES FINANCIAL INC0.87%
Legal & General Group Plc0.82%
CONDOR CAPITAL MANAGEMENT0.75%
Ethos Financial Group, LLC0.75%
Advisors Asset Management, Inc.0.74%
Sumitomo Mitsui Trust Group, Inc.0.55%
Icon Wealth Advisors, LLC0.47%
Samjo Management, LLC0.46%

Funds

Fund% owned
Holbrook Income Fund169.56%
Holbrook Total Return Fund1.73%
Man Active Income ETF0.70%
Virtus Private Credit Strategy ETF0.21%
WHITEWOLF Publicly Listed Private Equity ETF0.00%

OakChart. SCM. Cached 15 minutes.