OakChart

CION Invt Corp

CIONFinancial·Asset Management·USA·Small·NYSE·Nov 11 • 12:23 PM ET

6.38+0.03 (0.47%)
2026-11-11 18:24 CET
Market cap
312.44 USD m
Revenue, TTM
175.18 USD m
Net income, TTM
-36.72 USD m
Free cash flow, TTM
-1.58 USD m
EPS diluted, TTM
-0.70
P/E
-
Compare

Price

CION against its 20, 50 and 200-day averages
2050200beatmiss
6.007.008.009.00973K1.9MMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26CIONclose 6.3820-day 6.6350-day 6.91200-day 7.136.3852w low

38.7% under the 52-week high of 10.40 on 12 Dec 2025. 52-week low 5.83 on 30 Jul 2026. Last 15 sessions, 15.8% high to low

Profile

CION
52-week range, 12% of the way up
5.8310.40

CION Investment Corp. is a closed-end management investment company, which engages in investment in senior secured debt of U.S. middle market companies. Its investment strategy is to generate current income and capital appreciation for investors. The company was founded on August 9, 2011 and is headquartered in New York, NY.

IPOOct 05, 2021
Beta1.15
ATR, 14d0.25
Rel volume0.52
Short float4.43%
Insider own0.92%
Inst own32.34%

Snapshot

6 groups

Valuation

Index-
Market Cap313.92M
Enterprise Value1.15B
Income-36.72M
Sales175.18M
Book/sh13.20
Cash/sh1.04
Dividend Est.1.20 (18.81%)
Dividend TTM1.36 (21.32%)
Dividend Ex-DateNov 13, 2026
Dividend Gr. 3/5Y6.86% -
Payout-
Employees-
IPOOct 05, 2021

Ratios

P/E-
Forward P/E5.66
PEG-
P/S1.79
P/B0.48
P/C6.16
P/FCF-
EV/EBITDA19.72
EV/Sales6.55
Quick Ratio3.90
Current Ratio3.90
Debt/Eq1.36
LT Debt/Eq1.36
Option/ShortYes / Yes

Earnings

EPS (ttm)-0.70
EPS next Y1.13
EPS next Q0.27
EPS this Y-40.53%
EPS next Y6.44%
EPS next 5Y-
EPS past 3/5Y- -14.53%
Sales past 3/5Y7.47% 16.46%
EPS Y/Y TTM-238.64%
Sales Y/Y TTM-13.70%
EPS Q/Q-110.48%
Sales Q/Q-42.60%
EarningsNov 05 BMO
EPS/Sales Surpr.-15.25% 0.35%

Ownership

Insider Own0.92%
Insider Trans0.00%
Inst Own32.34%
Inst Trans-2.71%
ROA-2.14%
ROE-5.16%
ROIC-2.39%
Gross Margin76.01%
Oper. Margin33.21%
Profit Margin-20.96%
SMA20-3.81%
SMA50-7.72%
SMA200-10.52%
Trades-

Technical

Shs Outstand49.20M
Shs Float48.75M
Short Float4.43%
Short Ratio5.62
Short Interest2.16M
52W High10.40 -38.65%
52W Low5.83 9.43%
Volatility4.18% 3.56%
ATR (14)0.25
RSI (14)40.68
Beta1.15
Rel Volume0.52
Avg Volume384.62K
Volume94,930

Performance

Perf Week-9.50%
Perf Month-6.18%
Perf Quarter-16.93%
Perf Half Y-6.04%
Perf YTD-34.02%
Perf Year-33.68%
Perf 3Y-40.69%
Perf 5Y-45.45%
Perf 10Y-
Recom3.00
Target Price8.75
Prev Close6.35
Price6.38
Change %0.47%

Analyst ratings

latest 5 of 5
DateActionAnalystRating changeTargetImplied
Mar 17, 2025DowngradeWWells FargoEqual Weight → Underweight$11 → $10+56.7%
Jun 20, 2023InitiatedHHovde GroupMarket Perform$11.50+80.3%
Apr 18, 2023DowngradeWWells FargoOverweight → Equal Weight$10.50 → $9.25+45.0%
Jul 25, 2022UpgradeWWells FargoEqual Weight → Overweight$11.50 → $9.50+48.9%
Nov 01, 2021InitiatedWWells FargoEqual Weight$12.50+95.9%

Peers

Mkt cap
TickerCompanyMkt cap
CCAPCrescent Capital BDC Inc380.59M
MFICMidCap Financial Investment Corp850.51M
GLADGladstone Capital Corp445.08M
PFLTPennantPark Floating Rate Capital Ltd676.58M
BCSFBain Capital Specialty Finance Inc736.25M
CGBDCarlyle Secured Lending Inc774.64M
NMFCNew Mountain Finance Corp640.86M
SLRCSLR Investment Corp633.32M
TCPCBlackRock TCP Capital Corp351.13M
FSKFS KKR Capital Corp3.25B

Held by

AUM
TickerCompanyAUM
KBWDInvesco KBW High Dividend Yield Financial ETFAUM: 329.27M
BIZDVanEck BDC Income ETFAUM: 1.51B
PBDCPutnam BDC Income ETFAUM: 279.27M
VPCVirtus Private Credit Strategy ETFAUM: 26.60M
PKWInvesco BuyBack Achievers ETFAUM: 1.74B
DVDNKingsbarn Dividend Opportunity ETFAUM: 2.68M
MSSMMorgan Stanley Pathway Small-Mid Cap Equity ETFAUM: 709.29M
PCRSimplify VettaFi Private Credit Strategy ETFAUM: 2.24M
ORRMilitia Long/Short Equity ETFAUM: 358.90M

News

latest 14 of 206
  • CION Misses On NII As Rapid Deleveraging Shrinks Earnings Power And Forces A 17% Distribution Cut (Earnings Whispers) -6.38%
  • CION Investment Corporation Reports Third Quarter 2026 Financial Results (Business Wire)
  • CION Faces Longview Test As Shrinking Book Puts $0.30 Dividend Coverage In Focus (Earnings Whispers)
  • Davids Bridal Proposes Taking Pearl Division Public (WWD)
  • David's Bridal Announces Planned Separation of Pearl, Creating an Independent Digital Wedding Planning, Media and Commerce Platform; Signs Letter of Intent for Proposed Business Combination Between Pearl and K&F Growth Acquisition Corp. II (Business Wire)
  • Loading…
  • CION Investment Corporation Schedules 2026 Third Quarter Earnings Release and Conference Call (Business Wire)
  • CION Investment Corporation Announces the Repayment of Certain Outstanding Debt and the Closing of a Strategic Joint Venture Transaction (Business Wire)
  • CION Invt Corp (CION) (Q2 2026) Earnings Call Highlights: NII Rises to $0. ... (GuruFocus.com) +16.85%
  • CION Investment Corporation Reports Second Quarter 2026 Financial Results (Business Wire)
  • 95% of Advisors Surveyed Are Now Using Alternative Investments in Client Portfolios, While Liquidity Concerns Remain a Top Barrier to Broader Implementation (Business Wire)
  • CION Investment Corporation Schedules 2026 Second Quarter Earnings Release and Conference Call (Business Wire)
  • CION Investment Corporation Reports First Quarter 2026 Financial Results (Business Wire) -5.26%
  • CION Investment Corporation Schedules 2026 First Quarter Earnings Release and Conference Call (Business Wire)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q32026-11-050.2500.295-0.07048.3148.142
2026Q22026-08-060.2900.2650.62449.7949.782
2026Q12026-05-070.2500.297-0.45349.5449.123
2025Q42026-03-120.3500.340-0.80053.7951.773
2025Q32025-11-060.7400.3330.68978.7152.413
2025Q22025-08-070.3200.3330.51952.2453.343
2024Q22024-08-08-0.3900.41861.3657.591
2024Q12024-05-090.1200.4150.11973.5557.232
2023Q42024-03-140.4000.4150.93960.0058.332
2023Q32023-11-090.5500.3900.87067.5455.802
2023Q22023-08-090.4300.3800.50958.5053.652
2023Q12023-05-10---0.56365.00--
2022Q42023-03-16--0.17255.50--
2022Q32022-11-10--0.59854.16--
2022Q22022-08-11---0.022---
2022Q12022-05-12--0.139---

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2021FY1.3101.7402.091157.35158.26
2022FY1.5601.4800.887194.9188.79
2023FY1.9201.5751.743251.01249.34
2024FY0.6301.1770.633252.43248.79
2025FY1.7801.417-0.390240.82238.79
2026FY-1.059--189.97
2027FY-1.127--173
2028FY-0.970--154.6

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q4S2026-11-0520242.1641.3143.00
2026Q4S2026-10-2420046.2643.5149.00
2026Q4S2026-08-1020146.2643.5149.00
2026Q4S2026-08-0620048.9248.8549.00
2026Q4S2026-07-2620048.9248.8549.00
2026Q4S2026-07-2121048.9248.8549.00
2026Q4S2026-06-0421148.9248.8549.00
2026Q4S2026-05-1231246.6642.1449.00
2026Q4S2026-05-0830345.6342.1449.00
2026Q4S2026-05-0730246.4544.5849.00
2026Q4S2026-03-1230246.7844.5850.00
2026Q4S2026-01-2530050.0944.8754.00
2026Q4S2026-01-2031050.0944.8754.00
2026Q4S2025-11-1231150.0944.8754.00

Estimate history

EPS, annual1.540.540.92-0.22.0910.8871.7430.633-0.394-0.7014
Period201720182019202020212022202320242025TTM
EPS, quarterly-0.0070.103-0.8050.5190.689-0.8-0.4530.624-0.072
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Sales, annual126.007182.504176.32593.944158.191162.151219.083224.119201.252175.18
Period201720182019202020212022202320242025TTM
Sales, quarterly63.56555.65658.36819.86869.10653.9149.77431.82739.67
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Shares, annual57.89156.35556.69156.64756.95855.29954.18553.18951.41849.203
Period201720182019202020212022202320242025MRQ
Shares, quarterly53.3653.18953.00352.30451.97451.41850.30249.20349.203
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue175.18201.25224.12219.08162.15158.1993.94176.32182.50
Total Expenses117.01131.4393.2438.2762.017.2868.1674.81105.59
Operating Income58.1769.82130.88180.82100.14150.9225.79101.5176.91
Unusual Expense0.000.000.000.000.000.000.00--
Net Income Before Taxes-36.72-20.7234.0195.2650.51119.11-11.0251.8431.31
Income Taxes0.00-0.090.11-0.050.370.340.000.000.00
Consolidated Net Income-36.72-20.6333.9095.3150.14118.76-11.0251.8431.31
Net Income From Continuing Operations-36.72-20.6333.9095.3150.14118.76-11.0251.8431.31
Net Income-36.72-20.6333.9095.3150.14118.76-11.0251.8431.31
EPS (Recurring)-0.75-0.390.631.740.892.09-0.190.910.55
EPS (Basic, Before Extraordinaries)-0.70-0.390.631.740.892.09-0.200.920.54
EPS (Diluted)-0.70-0.390.631.740.892.09-0.200.920.54
Non-Operating Income (Expense)-0.530.000.000.00-0.00-0.000.03-0.140.01
Other After Tax Adjustments0.000.000.000.000.000.000.000.000.00
Price To Earnings Ratio--7.7611.359.504.853.96--
Price To Sales Ratio1.972.512.722.823.404.69---
Gross Margin76.0174.4176.3875.3469.5274.0355.3766.4274.85
Operating Margin33.2134.6958.4082.5361.7695.4027.4557.5742.14
Net Margin-20.96-10.2515.1343.5130.9275.08-11.7329.4017.16
Shares Outstanding49.2051.4253.1954.1855.3056.9656.6556.6956.35
Market Capitalization312.44312.44607.46610.77531.92351.22347.46--

Income statement, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q22025Q12024Q4
Total Revenue39.6731.8349.7753.9169.1119.8758.3755.66
Total Expenses18.93-22.9948.3072.7810.67-30.0978.0824.84
Operating Income20.7554.821.47-18.8758.4449.96-19.7130.82
Unusual Expense0.000.000.000.000.000.000.000.00
Net Income Before Taxes-3.6430.98-22.94-41.1235.7827.33-42.705.58
Income Taxes-0.090.000.090.00-0.100.010.000.12
Consolidated Net Income-3.5530.98-23.03-41.1235.8827.32-42.705.46
Net Income From Continuing Operations-3.5530.98-23.03-41.1235.8827.32-42.705.46
Net Income-3.5530.98-23.03-41.1235.8827.32-42.705.46
EPS (Recurring)-0.070.62-0.45-0.800.690.52-0.800.10
EPS (Basic, Before Extraordinaries)-0.070.62-0.45-0.800.690.52-0.800.10
EPS (Diluted)-0.070.62-0.45-0.800.690.52-0.800.10
Non-Operating Income (Expense)-0.530.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Price To Earnings Ratio---19.11--16.377.76
Price To Sales Ratio1.971.511.802.472.432.552.512.71
Gross Margin76.0067.8379.2377.8876.7742.5979.2678.25
Operating Margin52.29172.242.96-35.0084.56251.47-33.7655.38
Net Margin-8.9597.34-46.27-76.2851.92137.49-73.179.81
Shares Outstanding49.2049.2050.3051.4251.9752.3053.0053.19
Market Capitalization312.44310.19345.40499.66493.78503.30548.83607.46

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments124.1776.49121.8693.6191.6993.5135.6630.12262.90
Short Term Receivables31.6848.1037.6928.8224.4023.7238.2023.3841.96
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments1,696.981,819.871,840.821,749.161,666.121,495.771,735.551,852.771,507.65
Investment in Unconsolidated Affiliates0.000.000.000.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.000.000.000.00
Other Intangible Assets1.971.261.350.820.471.790.980.193.42
Total Assets1,854.801,945.732,001.721,872.411,782.681,614.801,810.391,906.461,815.92
Total Debt1,125.611,099.231,081.70951.32822.37719.96836.59892.62705.45
Long Term Debt1,125.581,099.191,081.70951.32822.37719.96836.59892.62705.45
Provision for Risks Charges0.000.000.000.000.000.000.000.000.00
Other Liabilities21.5725.6940.4637.4529.8016.5821.2434.5851.78
Total Liabilities1,147.171,124.921,122.16988.78852.17736.54857.83927.19757.23
Preferred Stock - Carrying Value0.000.000.000.000.000.000.000.000.00
Common Equity707.63820.81879.56883.63930.51878.26952.56979.271,058.69
Total Shareholders Equity707.63820.81879.56883.63930.51878.26952.56979.271,058.69
Accumulated Minority Interest0.000.000.000.000.000.000.000.000.00
Total Equity707.63820.81879.56883.63930.51878.26952.56979.271,058.69
Total Liabilities & Stockholders Equity1,854.801,945.732,001.721,872.411,782.681,614.801,810.391,906.461,815.92
Book Value Per Share13.7615.4316.2315.9816.3415.5016.8017.3818.29
Tangible Book Value Per Share13.7615.4316.2315.9816.3415.5016.8017.3818.29
Price to Book Ratio0.480.720.710.580.750.37---
Return on Assets-1.091.724.922.746.99-0.642.791.685.58
Return on Equity-2.703.9910.815.5313.13-1.205.373.078.35
Return on Invested Capital-1.131.774.862.736.78-0.692.901.674.87
Quick Ratio7.224.843.943.273.907.073.481.555.89
Current Ratio7.224.843.943.273.907.073.481.555.89

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations10.2422.7340.1463.8548.9043.6349.1666.9273.79
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital-11.82-2.44-18.99-8.47-9.8913.5210.10-28.802.14
Cash from Operating Activities-1.5820.3021.1555.3839.0157.1559.2638.1275.93
Capital Expenditures0.000.000.000.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.00-
Sale of Fixed Assets and Businesses0.000.000.000.000.000.000.000.000.00
Purchase or Sale of Investments236.33103.7322.41-49.95-80.78-92.08183.54104.91-384.52
Purchase of Investments-245.35-264.00-464.05-350.20-550.54-920.04-359.63-563.88-1,280.19
Sale Or Maturity of Investments481.69367.73486.46300.25469.76827.96543.18668.79895.67
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities236.33103.7322.41-49.95-80.78-92.08183.54104.91-384.52
Cash Dividends Paid-63.39-78.02-89.48-91.96-66.64-56.04-39.98-48.97-44.75
Change in Capital Stock-22.93-17.19-11.35-11.52-15.44-10.47-23.30-29.28-64.81
Repurchase of Common Pref Stock-22.93-17.19-11.35-11.52-15.44-10.47-23.30-35.80-97.04
Sale of Common Pref Stock0.000.000.000.000.000.000.006.5132.23
Proceedsfrom Stock Options0.000.000.000.000.000.000.006.5132.23
Issuance or Reduction of Debt, Net-203.8118.8711.89126.31125.7899.62-121.67-58.93186.53
Change in Long Term Debt-203.7818.8711.89126.31125.7899.62-121.67-58.93186.53
Issuance of Long Term Debt386.06188.87289.39228.81125.78270.62480.53311.57291.53
Reduction of Long Term Debt-589.84-170.00-277.50-102.500.00-171.00-602.19-370.50-105.00
Net Financing Active Other Cash Flow0.000.000.000.000.000.000.00-0.30-1.17
Other Financing Activities Uses0.000.000.000.000.000.000.00-0.30-1.17
Cash from Financing Activities-290.13-76.34-88.9422.8343.6933.11-184.95-137.4875.80
Net Change in Cash-55.3747.68-45.3728.251.92-1.8257.855.54-232.78
Free Cash Flow-1.5820.3021.1555.3839.0157.1559.2638.1275.93
Preferred Dividends (Cash Flow)-0.000.000.000.000.000.000.000.00
Price to Free Cash Flow-----667.71---

Balance sheet, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Cash & Short Term Investments50.96162.60106.30124.17396.1465.21
Short Term Receivables30.9136.1633.2931.6836.4148.65
Investments1,471.261,645.161,702.421,696.981,448.381,765.95
Investment in Unconsolidated Affiliates0.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.00
Other Intangible Assets1.632.771.951.973.020.97
Total Assets1,554.751,846.691,843.961,854.801,883.941,880.78
Total Debt884.281,159.941,158.181,125.611,078.561,101.77
Long Term Debt884.281,159.941,158.181,125.581,078.521,101.64
Provision for Risks Charges0.000.000.000.000.000.00
Other Liabilities21.0018.9726.1421.5732.8820.40
Total Liabilities905.281,178.911,184.331,147.171,111.441,122.17
Preferred Stock - Carrying Value0.000.000.000.000.000.00
Common Equity649.47667.78659.64707.63772.51758.61
Total Shareholders Equity649.47667.78659.64707.63772.51758.61
Accumulated Minority Interest0.000.000.000.000.000.00
Total Equity649.47667.78659.64707.63772.51758.61
Total Liabilities & Stockholders Equity1,554.751,846.691,843.961,854.801,883.941,880.78
Book Value Per Share13.2013.5713.1113.7614.8614.50
Tangible Book Value Per Share13.2013.5713.1113.7614.8614.50
Price to Book Ratio0.480.480.500.650.650.67
Return on Assets-2.140.15-0.05-1.091.37-0.54
Return on Equity-5.160.38-0.14-2.703.22-1.27
Return on Invested Capital-0.231.70-1.27-2.241.941.47
Quick Ratio3.9010.485.347.2213.145.55
Current Ratio3.9010.485.347.2213.145.55

Cash flow, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Funds from Operations1.600.331.716.603.055.88
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital7.12-10.922.95-10.9615.82-6.84
Cash from Operating Activities8.72-10.594.66-4.3718.87-0.96
Capital Expenditures0.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments173.5390.06-28.140.8869.3348.98
Purchase of Investments-34.72-66.81-65.58-78.25-81.83-39.02
Sale Or Maturity of Investments208.26156.8737.4479.13151.1788.00
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities173.5390.06-28.140.8869.3348.98
Cash Dividends Paid-14.76-14.84-15.24-18.55-18.73-38.08
Preferred Dividends (Cash Flow)0.000.000.000.000.000.00
Change in Capital Stock0.00-8.00-9.72-5.21-3.26-6.56
Repurchase of Common Pref Stock0.00-8.00-9.72-5.21-3.26-6.56
Sale of Common Pref Stock0.000.000.000.000.000.00
Proceedsfrom Stock Options0.000.000.000.000.000.00
Issuance or Reduction of Debt, Net-279.13-0.3430.5845.08-25.090.13
Change in Long Term Debt-279.13-0.3430.6045.08-25.000.00
Issuance of Long Term Debt85.72-0.34130.60170.080.000.00
Reduction of Long Term Debt-364.840.00-100.00-125.00-25.000.00
Net Financing Active Other Cash Flow0.000.000.000.000.000.00
Other Financing Activities Uses0.000.000.000.000.000.00
Cash from Financing Activities-293.89-23.185.6221.32-47.08-44.51
Net Change in Cash-111.6456.30-17.8717.8441.123.51
Free Cash Flow8.72-10.594.66-4.3718.87-0.96

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-304.43%2.2M48.8M422.05K
2026-10-154.29%2.1M48.8M437.78K
2026-09-303.92%1.9M48.8M476.22K
2026-09-153.72%1.8M48.8M537.80K
2026-08-313.95%1.9M48.8M559.28K
2026-08-144.20%2.1M48.8M566.53K
2026-07-314.38%2.1M48.8M557.88K
2026-07-153.86%1.9M49.3M559.83K
2026-06-303.23%1.6M49.3M576.14K
2026-06-152.96%1.5M49.3M604.04K
2026-05-292.55%1.3M49.3M657.99K
2026-05-152.41%1.2M49.4M679.37K
2026-04-301.98%1.0M49.4M634.69K
2026-04-151.77%0.9M50.1M615.13K
2026-03-311.27%0.6M50.1M582.58K
2026-03-131.63%0.8M50.1M510.78K
2026-02-270.35%0.2M51.2M437.69K
2026-02-130.53%0.3M51.2M406.01K
2026-01-300.49%0.2M51.2M374.99K
2026-01-150.53%0.3M51.2M357.81K

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call2.502.954.003.904.9535.002.000.967-0.0100.001
call5.000.451.601.302.10611.000.000.911-0.0080.002
call7.500.000.200.111.4002730.000.261-0.0250.003
call10.000.000.950.002.5110.000.000.174-0.0350.003
call12.500.000.950.003.2550.000.000.146-0.0410.002
put2.500.000.050.003.6630.000.00-0.028-0.0130.001
put5.000.000.050.002.0780.000.00-0.186-0.0310.003
put7.501.101.550.592.0166.000.00-0.734-0.0270.003
put10.002.554.900.005.4740.000.00-0.822-0.0380.003
put12.505.107.400.006.3270.000.00-0.850-0.0430.002

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-0510-QQuarterly report pursuant to Section 13 or 15(d)2026-09-30SEC
2026-11-058-KCurrent report2026-11-03SEC
2026-10-228-KCurrent report2026-10-22SEC
2026-10-018-KCurrent report2026-10-01SEC
2026-09-298-KCurrent report2026-09-29SEC
2026-09-178-KCurrent report2026-09-17SEC
2026-08-0610-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-08-068-KCurrent report2026-08-03SEC
2026-07-2240-17GFidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940.SEC
2026-07-168-KCurrent report2026-07-15SEC
2026-07-15N-2Filing of a registration statement on Form N-2 for closed-end investment companiesSEC
2026-07-018-KCurrent report2026-07-01SEC
2026-06-268-KCurrent report2026-06-25SEC
2026-05-0710-QQuarterly report pursuant to Section 13 or 15(d)2026-03-31SEC
2026-05-078-KCurrent report2026-05-04SEC
2026-05-05DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-04-30DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-04-30DEF 14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 19342026-06-25SEC
2026-04-218-KCurrent report2026-04-17SEC
2026-04-068-KCurrent report2026-04-06SEC
2026-03-1210-KAnnual report pursuant to Section 13 or 15(d)2025-12-31SEC
2026-03-128-KCurrent report2026-03-09SEC
2026-02-248-KCurrent report2026-02-24SEC
2026-02-098-A12BSEC
2026-02-098-KCurrent report2026-02-09SEC
2026-02-09CERTSEC
2026-02-04424B2SEC
2026-02-048-KCurrent report2026-02-02SEC
2026-02-03497ADFiling by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c). SEC
2026-02-03FWPFiling under Securities Act Rule 163/433 of free writing prospectuses.SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-100000
2026-090000
2026-080000
2026-070000
2026-060000
2026-050000
2026-040000
2026-030000
2026-020000
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
Bulldog Investors, LLP3.09%
Invesco Ltd.2.75%
MORGAN STANLEY2.54%
VAN ECK ASSOCIATES CORP2.48%
Private Advisor Group, LLC2.29%
LPL Financial LLC2.02%
UBS Group AG1.82%
Callodine Capital Management, LP1.35%
Cambridge Investment Research Advisors, Inc.1.34%
LSV ASSET MANAGEMENT0.98%

Funds

Fund% owned
Holbrook Income Fund80.34%
Invesco KBW High Dividend Yield Financial ETF2.72%
VanEck BDC Income ETF2.02%
Special Opportunities Fund, Inc.1.83%
HIGH INCOME SECURITIES FUND1.27%
BBH Income Fund0.48%
Alternative Credit Income Fund0.24%
Virtus Private Credit Strategy ETF0.22%
PACE Strategic Fixed Income Investments0.10%
Catalyst/SMH High Income Fund0.08%

OakChart. CION. Cached 15 minutes.

Some panels did not load: insider.