OakChart

Oxford Square Capital Corp

OXSQFinancial·Asset Management·USA·Micro·NASD·Nov 11 • 9:21 AM ET

0.8200+0.0088 (1.08%)
2026-11-11 15:23 CET
Market cap
98.37 USD m
Revenue, TTM
-10.88 USD m
Net income, TTM
-32.87 USD m
Free cash flow, TTM
12.29 USD m
EPS diluted, TTM
-0.38
P/E
-
Compare

Price

OXSQ against its 20, 50 and 200-day averages
2050200missearnings
1.001.505.9M11.7MMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26OXSQclose 0.8220-day 1.0850-day 1.21200-day 1.510.82

60.0% under 2.05 on 10 Nov 2025. Last 15 sessions, 69.9% high to low

Profile

OXSQ
52-week range, 3% of the way up
0.782.01

Oxford Square Capital Corp is an investment company, which engages in maximizing the company's portfolio's total return. The firm focuses on finding an attractive risk-adjusted total return by investing primarily in corporate debt securities and Collateralized Loan Obligation structured finance investments that principally own corporate debt securities. The company was founded on July 21, 2003 and is headquartered in Greenwich, CT.

IPONov 21, 2003
Beta0.36
ATR, 14d0.06
Rel volume0.29
Short float5.33%
Insider own6.33%
Inst own2.78%

Snapshot

6 groups

Valuation

Index-
Market Cap99.44M
Enterprise Value214.11M
Income-32.87M
Sales-10.88M
Book/sh1.21
Cash/sh0.36
Dividend Est.-
Dividend TTM0.42 (51.22%)
Dividend Ex-DateNov 16, 2026
Dividend Gr. 3/5Y0.81% -6.89%
Payout-
Employees-
IPONov 21, 2003

Ratios

P/E-
Forward P/E4.10
PEG-
P/S-
P/B0.68
P/C2.29
P/FCF8.09
EV/EBITDA-
EV/Sales-
Quick Ratio4.90
Current Ratio4.90
Debt/Eq1.09
LT Debt/Eq1.05
Option/ShortYes / Yes

Earnings

EPS (ttm)-0.38
EPS next Y0.20
EPS next Q0.04
EPS this Y-40.00%
EPS next Y11.11%
EPS next 5Y-
EPS past 3/5Y47.45% -
Sales past 3/5Y-18.09% -3.29%
EPS Y/Y TTM-974.86%
Sales Y/Y TTM43.25%
EPS Q/Q153.41%
Sales Q/Q-113.41%
EarningsOct 30 BMO
EPS/Sales Surpr.-20.00% 4.25%

Ownership

Insider Own6.33%
Insider Trans3.85%
Inst Own2.78%
Inst Trans-
ROA-10.57%
ROE-21.60%
ROIC-11.04%
Gross Margin138.43%
Oper. Margin199.43%
Profit Margin302.21%
SMA20-24.33%
SMA50-32.47%
SMA200-45.82%
Trades-

Technical

Shs Outstand120.05M
Shs Float113.59M
Short Float5.33%
Short Ratio3.74
Short Interest6.06M
52W High2.01 -59.20%
52W Low0.78 4.73%
Volatility6.62% 6.24%
ATR (14)0.06
RSI (14)23.48
Beta0.36
Rel Volume0.29
Avg Volume1.62M
Volume23,237

Performance

Perf Week-7.40%
Perf Month-38.81%
Perf Quarter-44.97%
Perf Half Y-53.14%
Perf YTD-53.41%
Perf Year-58.38%
Perf 3Y-72.20%
Perf 5Y-80.57%
Perf 10Y-85.62%
Recom3.00
Target Price1.15
Prev Close0.81
Price0.82
Change %1.08%

Analyst ratings

latest 3 of 3
DateActionAnalystRating changeTargetImplied
May 03, 2021DowngradeLLadenburg ThalmannBuy → Neutral
Mar 23, 2021UpgradeLLadenburg ThalmannNeutral → Buy
Aug 02, 2019DowngradeLLadenburg ThalmannBuy → Neutral

Peers

Mkt cap
TickerCompanyMkt cap
WHFWhiteHorse Finance Inc173.53M
SARSaratoga Investment Corp196.21M
GLADGladstone Capital Corp446.21M
TCPCBlackRock TCP Capital Corp348.20M
GECCGreat Elm Capital Corp69.54M
PSBDPalmer Square Capital BDC Inc299.28M
EARNEllington Credit Co128.63M
GSBDGoldman Sachs BDC Inc951.74M
TPVGTriplePoint Venture Growth BDC Corp172.35M
LIENChicago Atlantic BDC Inc209.26M

Insider trading

3 filings
InsiderRelationshipDateTransactionCostSharesValueTotal heldForm
NOVAK STEVEN PDirectorSep 03 '26Sale1.355,0006,77515,001Sep 14 10:51 AM
ROSENTHAL SAUL BPresident and COOMay 20 '26Buy1.15144,703166,6542,201,479May 21 08:12 AM
COHEN JONATHAN HChief Executive OfficerMay 20 '26Buy1.15144,704166,6562,417,193May 21 08:11 AM

Held by

AUM
TickerCompanyAUM
VPCVirtus Private Credit Strategy ETFAUM: 26.60M

News

latest 14 of 206
  • Oxford Square Cuts Its Payout By 57% As Falling NII And NAV Force A Reset To Its Earnings Power (Earnings Whispers) -18.65%
  • Oxford Square Capital Corp. Announces Net Asset Value and Selected Financial Results for the Quarter Ended September 30, 2026 and Declaration of Distributions on Common Stock for the Months Ending January 31, February 28, and March 31, 2027 (GlobeNewswire)
  • Oxford Square Capital Corp. Schedules Third Quarter 2026 Earnings Release and Conference Call for October 30, 2026 (GlobeNewswire) -9.23%
  • Oxford Square Capital Corp. Announces Net Asset Value and Selected Financial Results for the Quarter Ended June 30, 2026 and Declaration of Distributions on Common Stock for the Months Ending October 31, November 30, and December 31, 2026 (GlobeNewswire) +7.64%
  • Oxford Square Capital Corp. Schedules Second Quarter 2026 Earnings Release and Conference Call for July 31, 2026 (GlobeNewswire)
  • Loading…
  • Oxford Square Capital Corp. Announces Net Asset Value and Selected Financial Results for the Quarter Ended March 31, 2026 and Declaration of Distributions on Common Stock for the Months Ending July 31, August 31, and September 30, 2026 (GlobeNewswire)
  • Oxford Square Capital Corp. Schedules First Quarter 2026 Earnings Release and Conference Call for April 29, 2026 (GlobeNewswire)
  • Oxford Square Capital Corp (OXSQ) Q4 2025 Earnings Call Highlights: Navigating Market ... (GuruFocus.com)
  • Oxford Square Capital Q4 Earnings Call Highlights (MarketBeat)
  • Oxford Square Capital Corp. Announces Net Asset Value and Selected Financial Results for the Quarter Ended December 31, 2025 and Declaration of Distributions on Common Stock for the Months Ending April 30, May 31, and June 30, 2026 (GlobeNewswire)
  • Oxford Square Capital Corp. Schedules Fourth Quarter 2025 Earnings Release and Conference Call for March 3, 2026 (GlobeNewswire)
  • Business development companies' stocks have fallen. Some look attractive for the right type of investor. (MarketWatch)
  • Oxford Square Capital Corp (OXSQ) Q3 2025 Earnings Call Highlights: Navigating Investment ... (GuruFocus.com)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q32026-10-300.0400.0500.0109.919.501
2026Q22026-07-310.0500.0400.0409.408.321
2026Q12026-04-290.0500.060-0.2898.949.841
2025Q42026-03-030.0700.070-0.15010.4010.151
2025Q32025-11-040.0700.070-0.02610.249.601
2025Q22025-08-070.0800.0800.0609.5210.001
2024Q42025-02-280.0800.0800.04710.229.901
2024Q32024-11-050.1000.120-0.01410.3411.701
2024Q22024-08-130.130-0.08711.45--
2024Q12024-05-020.1100.130-0.03010.6812.001
2023Q42024-03-150.1300.150-0.12312.3213.201
2023Q32023-11-070.1100.1200.11813.0513.401
2023Q22023-08-100.1300.1200.22913.5113.001
2023Q12023-05-020.1300.1100.12412.9412.201
2022Q42023-03-210.1300.130-0.44911.9012.201
2022Q32022-11-070.1100.110-0.22011.4011.301

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2016FY0.4600.4531.88669.2867.23
2017FY0.6000.5750.81661.4261.26
2018FY0.6700.713-0.18256.2857.38
2019FY0.8100.820-0.67562.6562.90
2020FY0.4000.3900.03435.9435.70
2021FY0.3200.3200.78437.1837.30
2022FY0.4200.420-1.68943.1243.40
2023FY0.510-0.32051.82-
2024FY0.4200.4200.09342.6842.40
2025FY0.3000.300-0.25040.3440.07
2026FY-0.180--37.93
2027FY-0.200--41.56

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q4S2026-10-301009.679.679.67
2026Q4S2026-10-141009.759.759.75
2026Q4S2026-07-311109.759.759.75
2026Q4S2026-07-131008.568.568.56
2026Q4S2026-04-291018.568.568.56
2026Q4S2026-03-0310110.1410.1410.14
2026Q4S2026-01-1810010.4510.4510.45
2026Q4S2025-11-1111010.4510.4510.45
2026Q4S2025-11-1011010.4510.4510.45
2026Q4S2025-11-0911010.4510.4510.45
2026Q4S2025-11-0811010.4510.4510.45
2026Q4S2025-11-0711010.4510.4510.45
2026Q4S2025-11-0611010.4510.4510.45
2026Q4S2025-11-0511010.4510.4510.45

Estimate history

EPS, annual0.816-0.182-0.6750.0340.784-1.6890.320.093-0.245-0.3848
Period201720182019202020212022202320242025TTM
EPS, quarterly-0.0140.047-0.1160.06-0.026-0.15-0.2890.040.014
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Sales, annual54.40952.91260.94127.79122.18842.77834.768-53.55323.513-10.88
Period201720182019202020212022202320242025TTM
Sales, quarterly-2.564-34.577-1.9977.20110.2078.102-21.7964.186-1.369
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Shares, annual52.39548.49949.31150.47250.57450.73259.369.75986.061120.049
Period201720182019202020212022202320242025MRQ
Shares, quarterly67.86969.75971.18776.23781.66986.06193.449105.058120.049
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue-10.8823.51-53.5534.7742.7822.1927.7960.9452.91
Total Expenses10.8232.83-67.286.51115.98-27.8918.2083.7654.88
Operating Income-21.69-9.3213.7328.25-73.2050.089.60-22.82-1.97
Unusual Expense0.000.170.000.190.000.000.010.070.06
Net Income Before Taxes-32.87-18.735.8817.24-85.5539.581.71-32.80-9.21
Income Taxes0.000.000.000.000.000.000.000.000.00
Consolidated Net Income-32.87-18.735.8817.24-85.5539.581.71-32.80-9.21
Net Income From Continuing Operations-32.87-18.735.8817.24-85.5539.581.71-32.80-9.21
Net Income-32.87-18.735.8817.24-85.5539.581.71-32.80-9.21
EPS (Recurring)-0.30-0.240.090.32-1.690.780.03-0.67-0.18
EPS (Basic, Before Extraordinaries)-0.38-0.250.090.32-1.690.780.03-0.67-0.18
EPS (Diluted)-0.38-0.250.090.32-1.690.780.03-0.67-0.18
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.000.00
Price To Earnings Ratio---182.17-4.92148.53--
Price To Sales Ratio-5.72-4.443.639.135.434.266.07
Gross Margin138.4381.51108.5475.3685.6670.6682.9782.8477.09
Operating Margin199.43-39.64-25.6381.27-171.12225.7134.53-37.45-3.73
Net Margin302.21-79.66-10.9849.58-200.00178.416.16-53.82-17.41
Shares Outstanding120.0586.0669.7659.3050.7350.5750.4749.3148.50
Market Capitalization98.3798.37165.66166.25149.40194.94145.43253.43296.44

Income statement, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q22025Q12024Q4
Total Revenue-1.374.19-21.808.1010.217.20-2.00-34.58
Total Expenses-5.73-2.600.9418.219.620.844.16-39.80
Operating Income4.366.79-22.73-10.110.596.36-6.165.23
Unusual Expense0.000.000.000.000.120.050.000.00
Net Income Before Taxes1.563.99-25.52-12.90-2.094.39-8.123.26
Income Taxes0.000.000.000.000.000.000.000.00
Consolidated Net Income1.563.99-25.52-12.90-2.094.39-8.123.26
Net Income From Continuing Operations1.563.99-25.52-12.90-2.094.39-8.123.26
Net Income1.563.99-25.52-12.90-2.094.39-8.123.26
EPS (Recurring)0.010.04-0.29-0.15-0.030.06-0.120.05
EPS (Basic, Before Extraordinaries)0.010.04-0.29-0.15-0.030.06-0.120.05
EPS (Diluted)0.010.04-0.29-0.15-0.030.06-0.120.05
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Price To Earnings Ratio-----571.7928.90-
Price To Sales Ratio-187.2942.076.44----
Gross Margin175.1977.03104.5585.2189.6885.61153.01104.27
Operating Margin-318.48162.15104.30-124.735.7688.33308.51-15.11
Net Margin-114.2395.41117.11-159.24-20.5060.90406.60-9.44
Shares Outstanding120.05105.0693.4586.0681.6776.2471.1969.76
Market Capitalization98.37123.46154.89143.74124.08159.17182.15165.66

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments51.9334.935.749.029.0259.1416.4617.0830.01
Short Term Receivables2.002.723.983.493.063.253.484.685.09
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments251.73260.85266.89314.70420.81294.67364.80444.99418.60
Investment in Unconsolidated Affiliates0.000.000.000.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.000.000.000.00
Other Intangible Assets1.071.231.060.790.620.600.520.390.42
Total Assets306.74299.73277.67327.99433.51357.66385.27467.15454.12
Total Debt157.58123.60122.98186.32185.38106.86134.38148.1962.34
Long Term Debt151.63123.60122.98186.32185.38106.86106.28148.1962.34
Provision for Risks Charges0.000.000.000.000.000.000.000.000.00
Other Liabilities3.7615.473.383.003.5325.372.884.233.36
Total Liabilities161.33139.07126.36189.32188.91132.23137.27152.4265.70
Preferred Stock - Carrying Value0.000.000.000.000.000.000.000.000.00
Common Equity145.40160.67151.31138.67244.60225.43248.00314.72388.42
Total Shareholders Equity145.40160.67151.31138.67244.60225.43248.00314.72388.42
Accumulated Minority Interest0.000.000.000.000.000.000.000.000.00
Total Equity145.40160.67151.31138.67244.60225.43248.00314.72388.42
Total Liabilities & Stockholders Equity306.74299.73277.67327.99433.51357.66385.27467.15454.12
Book Value Per Share1.692.302.552.734.844.475.036.497.41
Tangible Book Value Per Share1.692.302.552.734.844.475.036.497.41
Full-Time Employees0000000--
Price to Book Ratio0.671.041.030.900.800.651.020.940.74
Return on Assets-6.182.045.69-22.4710.010.46-7.70-2.008.18
Return on Equity-12.243.7711.89-44.6516.840.72-11.66-2.6211.26
Return on Invested Capital-6.312.076.28-26.329.210.52-9.26-1.999.67
Quick Ratio5.562.432.874.173.422.460.645.1410.44
Current Ratio5.562.432.874.173.422.460.645.1410.44

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations13.0917.1424.9127.1020.7516.1518.6138.2333.21
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital-0.801.201.14-0.38-1.130.540.43-0.281.47
Cash from Operating Activities12.2918.3426.0526.7219.6216.6919.0437.9534.68
Capital Expenditures0.000.000.000.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.00-
Sale of Fixed Assets and Businesses0.000.000.000.000.000.000.000.000.00
Purchase or Sale of Investments-38.78-32.07-0.3438.970.75-124.1276.019.80-68.60
Purchase of Investments-68.65-98.17-100.18-11.68-84.21-202.01-70.66-62.75-244.85
Sale Or Maturity of Investments29.8766.1099.8450.6584.9777.89146.6672.55176.25
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities-38.78-32.07-0.3438.970.75-124.1276.019.80-68.60
Cash Dividends Paid-38.15-31.31-25.76-28.62-20.37-20.42-30.10-38.22-39.48
Change in Capital Stock57.3634.7829.2424.020.000.005.824.29-25.00
Repurchase of Common Pref Stock0.000.000.000.000.000.000.000.00-25.00
Sale of Common Pref Stock57.3634.7829.2424.020.000.005.824.290.00
Proceedsfrom Stock Options57.3634.7829.2424.020.000.005.824.290.00
Issuance or Reduction of Debt, Net0.0029.960.00-64.370.0077.72-28.09-14.4585.41
Change in Long Term Debt-29.960.00-64.370.0077.72-28.09-14.4585.41
Issuance of Long Term Debt-74.75---77.72-43.14132.22
Reduction of Long Term Debt--44.790.00-64.370.000.00-28.09-57.59-46.81
Net Financing Active Other Cash Flow0.00-2.680.000.000.000.000.000.000.06
Other Financing Activities Uses0.00-2.850.000.000.000.000.000.000.00
Cash from Financing Activities19.2130.753.48-68.97-20.3757.31-52.37-48.3820.99
Net Change in Cash-7.2817.0129.19-3.280.00-50.1242.68-0.62-12.93
Free Cash Flow12.2918.3426.0526.7219.6216.6919.0437.9534.68
Preferred Dividends (Cash Flow)-0.000.000.000.000.000.000.000.00
Price to Free Cash Flow--524.40------

Balance sheet, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Cash & Short Term Investments43.5134.6140.9251.9350.7936.62
Short Term Receivables2.331.931.532.002.232.29
Investments260.08252.84235.37251.73260.47234.69
Investment in Unconsolidated Affiliates0.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.00
Other Intangible Assets1.161.221.031.071.251.26
Total Assets307.08290.61278.86306.74314.74274.85
Total Debt158.18152.11151.87157.58151.39113.95
Long Term Debt152.35152.11151.87151.63151.39113.95
Provision for Risks Charges0.000.000.000.000.000.00
Other Liabilities3.523.473.723.764.393.47
Total Liabilities161.70155.58155.59161.33155.78117.42
Preferred Stock - Carrying Value0.000.000.000.000.000.00
Common Equity145.38135.03123.27145.40158.96157.42
Total Shareholders Equity145.38135.03123.27145.40158.96157.42
Accumulated Minority Interest0.000.000.000.000.000.00
Total Equity145.38135.03123.27145.40158.96157.42
Total Liabilities & Stockholders Equity307.08290.61278.86306.74314.74274.85
Book Value Per Share1.211.291.321.691.952.06
Tangible Book Value Per Share1.211.291.321.691.952.06
Full-Time Employees---0--
Price to Book Ratio0.671.001.050.900.771.07
Return on Assets-10.57-12.92-12.81-6.18-0.82-0.48
Return on Equity-21.60-24.98-26.56-12.24-1.61-0.87
Return on Invested Capital0.531.39-9.28-4.34-0.671.62
Quick Ratio4.9010.5311.405.5612.0711.20
Current Ratio4.9010.5311.405.5612.0711.20

Cash flow, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Funds from Operations3.043.392.604.064.334.20
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital-0.28-0.850.48-0.150.900.06
Cash from Operating Activities2.752.543.083.925.234.26
Capital Expenditures0.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments-2.63-16.63-17.48-2.04-25.17-5.92
Purchase of Investments-15.01-19.89-21.75-11.99-58.13-9.52
Sale Or Maturity of Investments12.373.274.289.9532.963.60
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities-2.63-16.63-17.48-2.04-25.17-5.92
Cash Dividends Paid-10.60-10.02-8.92-8.61-8.11-7.47
Preferred Dividends (Cash Flow)0.000.000.000.000.000.00
Change in Capital Stock19.3817.7912.317.8811.8211.63
Repurchase of Common Pref Stock0.000.000.000.000.000.00
Sale of Common Pref Stock19.3817.7912.317.8811.8211.63
Proceedsfrom Stock Options19.3817.7912.317.8811.8211.63
Issuance or Reduction of Debt, Net0.000.000.000.00-34.790.00
Change in Long Term Debt0.00--0.00-34.79-
Issuance of Long Term Debt---0.00--
Reduction of Long Term Debt0.00--0.00-34.79-
Net Financing Active Other Cash Flow0.000.000.000.00-2.680.00
Other Financing Activities Uses0.000.000.000.00-2.850.00
Cash from Financing Activities8.797.773.39-0.7340.93-5.80
Net Change in Cash8.90-6.32-11.011.1520.99-7.46
Free Cash Flow2.752.543.083.925.234.26

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-305.33%6.1M113.6M1.69M
2026-10-154.81%4.9M100.9M1.51M
2026-09-304.46%4.5M100.9M1.55M
2026-09-154.25%4.3M100.9M1.60M
2026-08-314.34%4.4M100.9M1.63M
2026-08-144.01%4.0M100.7M2.06M
2026-07-314.93%4.8M97.4M2.17M
2026-07-153.93%3.8M97.4M2.13M
2026-06-304.65%4.0M86.7M2.05M
2026-06-155.86%5.1M86.7M2.07M
2026-05-295.53%4.8M86.2M2.04M
2026-05-156.47%5.6M86.2M1.65M
2026-04-305.30%4.6M86.5M1.37M
2026-04-155.11%4.1M80.5M1.36M
2026-03-314.96%4.0M80.5M1.41M
2026-03-137.24%5.8M80.5M1.27M
2026-02-276.93%5.6M80.5M1.15M
2026-02-135.58%4.2M75.1M1.02M
2026-01-302.88%2.2M75.1M938.39K
2026-01-152.95%2.2M75.1M887.62K

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call0.500.000.000.40-14.000.00---
call1.000.000.000.04-68.000.00---
call1.500.000.000.03-9480.00---
call2.000.000.000.03-4010.00---
call2.500.000.000.05-15.000.00---
call5.000.000.000.05-4.000.00---
call7.500.000.000.00-0.000.00---
put0.500.000.000.36-1.000.00---
put1.000.000.000.15-44.000.00---
put1.500.000.000.67-77.000.00---
put2.000.000.000.35-1,2120.00---
put2.500.000.001.24-6000.00---
put5.000.000.000.00-0.000.00---
put7.500.000.006.11-20.000.00---

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-0410-QQuarterly report pursuant to Section 13 or 15(d)2026-09-30SEC
2026-10-308-KCurrent report2026-10-28SEC
2026-09-148-KCurrent report2026-09-14SEC
2026-09-14N-23C-2Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-22026-10-14SEC
2026-09-144Statement of changes in beneficial ownership of securities2026-09-03SEC
2026-08-208-KCurrent report2026-08-20SEC
2026-08-1010-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-07-318-KCurrent report2026-07-31SEC
2026-07-318-KCurrent report2026-07-31SEC
2026-07-08DEFA14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934SEC
2026-07-08DEF 14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 19342026-08-20SEC
2026-05-298-KCurrent report2026-05-26SEC
2026-05-2840-17GFidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940.SEC
2026-05-214Statement of changes in beneficial ownership of securities2026-05-20SEC
2026-05-214Statement of changes in beneficial ownership of securities2026-05-20SEC
2026-05-118-KCurrent report2026-05-08SEC
2026-05-068-KCurrent report2026-05-05SEC
2026-05-05424B2SEC
2026-05-0110-QQuarterly report pursuant to Section 13 or 15(d)2026-03-31SEC
2026-04-29EFFECTEffectiveness filing by commission orderSEC
2026-04-298-KCurrent report2026-04-29SEC
2026-04-17N-2/ASEC
2026-03-0610-KAnnual report pursuant to Section 13 or 15(d)2025-12-31SEC
2026-03-038-KCurrent report2026-03-03SEC
2026-01-14N-2/ASEC
2026-01-06APP ORDR40-APP OrderSEC
2025-12-18APP NTC40-APP NoticeSEC
2025-11-14CORRESPSEC
2025-11-0710-QQuarterly report pursuant to Section 13 or 15(d)2025-09-30SEC
2025-11-048-KCurrent report2025-11-04SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-100000
2026-09006.78K1
2026-080000
2026-070000
2026-060000
2026-05333.31K200
2026-040000
2026-030000
2026-020000
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
Legal & General Group Plc0.78%
UBS Group AG0.49%
BlackRock, Inc.0.31%
Virtus Investment Advisers, LLC0.26%
HRT FINANCIAL LP0.24%
Strategic Wealth Partners, Ltd.0.13%
BFC Planning, Inc.0.13%
BRIAN LOW FINANCIAL GROUP, LLC0.12%
CANADA LIFE ASSURANCE Co0.11%
BANK OF MONTREAL /CAN/0.10%

Funds

Fund% owned
Virtus Private Credit Strategy ETF0.23%

OakChart. OXSQ. Cached 15 minutes.