OakChart

Horizon Technology Finance Corp

HRZNFinancial·Asset Management·USA·Micro·NASD·Nov 11 • 9:34 AM ET

3.81+0.05 (1.33%)
2026-11-11 15:35 CET
Market cap
244.91 USD m
Revenue, TTM
53.20 USD m
Net income, TTM
-53.89 USD m
Free cash flow, TTM
174.88 USD m
EPS diluted, TTM
-0.77
P/E
-
Compare

Price

HRZN against its 20, 50 and 200-day averages
2050200miss
4.004.505.005.506.00712K1.4MMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26HRZNclose 3.8120-day 4.0250-day 4.38200-day 4.573.81

42.6% under 6.63 on 12 Nov 2025. Last 15 sessions, 12.2% high to low

Profile

HRZN
52-week range, 4% of the way up
3.686.63

Horizon Technology Finance Corp. engages in providing externally managed, non-diversified, closed-end investments. It lends to and invests in portfolio companies in various technology, life science, healthcare information and services, and sustainability industries. The company was founded by John C. Bombara, Robert D. Pomeroy Jr., Gerald A. Michaud, and Daniel S. Devorsetz on March 16, 2010 and is headquartered in Farmington, CT.

IPOOct 29, 2010
Beta0.99
ATR, 14d0.17
Rel volume0.96
Short float4.45%
Insider own0.54%
Inst own11.81%

Snapshot

6 groups

Valuation

Index-
Market Cap248.17M
Enterprise Value543.09M
Income-53.89M
Sales53.20M
Book/sh5.56
Cash/sh1.66
Dividend Est.0.92 (24.15%)
Dividend TTM0.90 (23.57%)
Dividend Ex-DateNov 17, 2026
Dividend Gr. 3/5Y2.94% 1.92%
Payout-
Employees-
IPOOct 29, 2010

Ratios

P/E-
Forward P/E5.10
PEG-
P/S4.66
P/B0.68
P/C2.30
P/FCF1.42
EV/EBITDA-
EV/Sales10.21
Quick Ratio1.29
Current Ratio1.29
Debt/Eq1.11
LT Debt/Eq0.89
Option/ShortYes / Yes

Earnings

EPS (ttm)-0.77
EPS next Y0.75
EPS next Q0.18
EPS this Y-35.24%
EPS next Y9.84%
EPS next 5Y-12.20%
EPS past 3/5Y- -
Sales past 3/5Y-16.28% 5.47%
EPS Y/Y TTM-15.33%
Sales Y/Y TTM-16.71%
EPS Q/Q-163.53%
Sales Q/Q242.50%
EarningsNov 05 AMC
EPS/Sales Surpr.6.74% -4.21%

Ownership

Insider Own0.54%
Insider Trans70.12%
Inst Own11.81%
Inst Trans-
ROA-7.01%
ROE-15.90%
ROIC-7.86%
Gross Margin72.39%
Oper. Margin-28.45%
Profit Margin-101.30%
SMA20-5.22%
SMA50-13.09%
SMA200-16.58%
Trades-

Technical

Shs Outstand65.10M
Shs Float64.78M
Short Float4.45%
Short Ratio4.97
Short Interest2.88M
52W High6.63 -42.56%
52W Low3.68 3.50%
Volatility6.77% 4.15%
ATR (14)0.17
RSI (14)34.63
Beta0.99
Rel Volume0.96
Avg Volume580.42K
Volume33,305

Performance

Perf Week-5.46%
Perf Month-15.53%
Perf Quarter-24.01%
Perf Half Y-6.76%
Perf YTD-39.00%
Perf Year-42.22%
Perf 3Y-67.26%
Perf 5Y-77.37%
Perf 10Y-63.69%
Recom2.33
Target Price4.71
Prev Close3.76
Price3.81
Change %1.33%

Analyst ratings

latest 10 of 20
DateActionAnalystRating changeTargetImplied
Aug 27, 2026InitiatedCCompass PointBuy$5.50+44.4%
Mar 05, 2026UpgradeKKeefe BruyetteUnderperform → Mkt Perform$5+31.2%
May 13, 2025ResumedRB. Riley SecuritiesNeutral$7+83.7%
Apr 30, 2025DowngradeCCompass PointNeutral → Sell$6.50+70.6%
Dec 17, 2024UpgradeCCompass PointSell → Neutral$8.25+116.5%
Feb 28, 2024DowngradeLLadenburg ThalmannBuy → Neutral
Jan 08, 2024DowngradeRB. Riley SecuritiesNeutral → Sell$11+188.7%
Oct 17, 2023DowngradeCCompass PointNeutral → Sell$10+162.5%
Sep 27, 2023UpgradeCCompass PointSell → Neutral$11 → $10.50+175.6%
Aug 04, 2023DowngradeCCompass PointNeutral → Sell$11+188.7%

Peers

Mkt cap
TickerCompanyMkt cap
TPVGTriplePoint Venture Growth BDC Corp168.48M
RWAYRunway Growth Finance Corp271.62M
TRINTrinity Capital Inc1.78B
HTGCHercules Capital Inc3.04B
PNNTPennantPark Investment Corp219.40M
TCPCBlackRock TCP Capital Corp347.36M
SARSaratoga Investment Corp198.08M
GLADGladstone Capital Corp444.81M
WHFWhiteHorse Finance Inc174.61M
OXSQOxford Square Capital Corp97.98M

Insider trading

6 filings
InsiderRelationshipDateTransactionCostSharesValueTotal heldForm
O'Connor Kimberley AnnDirectorJun 09 '26Buy4.3710,00043,69910,000Jun 11 09:00 AM
Goodman Jonathan JosephDirectorJun 09 '26Buy4.336,00025,9508,312Jun 10 04:27 PM
Trolio Daniel R.Executive VP and CFOJun 10 '26Buy4.3411,50049,91015,023Jun 10 04:26 PM
Seitz Paul GChief Investment OfficerJun 09 '26Buy4.3511,47749,92512,242Jun 10 04:25 PM
ALLISON THOMAS J.DirectorJun 09 '26Buy4.366,00026,16055,926Jun 10 04:24 PM
Balkin MichaelChief Executive OfficerJun 09 '26Buy4.34100,000434,000223,527Jun 10 11:19 AM

Held by

AUM
TickerCompanyAUM
VPCVirtus Private Credit Strategy ETFAUM: 26.60M

News

latest 14 of 206
  • Horizon Technology Finance Matches On NII, But A Second Straight NAV Write-Down Overshadows A Swelling Pipeline (Earnings Whispers)
  • Horizon Technology Finance: Q3 Earnings Snapshot (Associated Press)
  • Horizon Technology Finance Announces Monthly Distributions for January, February and March 2027 Totaling $0.18 per Share (Business Wire)
  • Horizon Technology Finance Announces Third Quarter 2026 Financial Results (Business Wire)
  • Horizon Technology Finance Faces A Credit Test As NAV And Dividend Coverage Take Center Stage (Earnings Whispers)
  • Loading…
  • Horizon Technology Finance to Announce Third Quarter 2026 Financial Results (Business Wire)
  • Battery Energy Storage Group Receives Millions in Funding (POWER Magazine)
  • Horizon Technology Finance's RoHo Joint Venture Provides up to $30 Million Loan Facility to NeoVolta (Business Wire)
  • Horizon Technology Finance Provides $15 Million Loan Facility to Bioness Medical (Business Wire) +6.43%
  • Horizon Technology Finance Corp (HRZN) (Q2 2026) Earnings Call Highlights: Merger-Driven Growth ... (GuruFocus.com)
  • Horizon Technology Finance: Q2 Earnings Snapshot (Associated Press)
  • Horizon Technology Finance Announces Regular Monthly Distributions for October, November and December 2026 Totaling $0.18 per Share and Special Distributions for October, November and December 2026 Totaling $0.09 per Share (Business Wire)
  • Horizon Technology Finance Announces Second Quarter 2026 Financial Results (Business Wire)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q32026-11-050.1900.178-0.43024.0625.126
2026Q22026-08-040.1100.126-0.57425.0525.225
2026Q12026-05-050.1900.1840.05924.0822.865
2025Q42026-03-030.1800.2920.17320.6721.586
2025Q32025-10-290.3160.2990.67018.4222.156
2025Q22025-07-300.2800.277-0.50421.2422.248
2025Q12025-04-300.2690.284-0.53321.0422.497
2024Q42025-02-260.2700.318-0.32020.8123.708
2024Q32024-10-290.3200.3500.19924.5623.538
2024Q22024-07-300.3600.362-0.25825.6825.488
2024Q12024-04-300.3800.3820.25826.1324.817
2023Q42024-02-270.4500.443-0.32028.1828.813
2023Q32023-11-010.5310.454-0.36927.3627.478
2023Q22023-08-020.5400.4590.00526.9226.328
2023Q12023-05-02--0.18828.04--
2022Q42023-02-28--0.14923.10--

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2017FY1.0701.1200.83025.7826.06
2018FY1.2001.1931.12931.0729.92
2019FY1.5131.4931.44741.4540.85
2020FY1.1801.2660.36346.0444.94
2021FY1.4101.3751.38760.0255.77
2022FY1.4581.4420.85574.3972.90
2023FY1.9802.010-0.555113.48114.11
2024FY1.3251.380-0.15691.8594.06
2025FY1.0501.150-0.06096.0287.02
2026FY-0.680--99.71
2027FY-0.747--109.81
2028FY-0.711--88.00

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q4S2026-11-0640225.2922.6429.18
2026Q4S2026-10-2040026.1524.1829.18
2026Q4S2026-10-1940126.1524.1829.18
2026Q4S2026-10-0340226.1524.1829.18
2026Q4S2026-08-2540326.1524.1829.18
2026Q4S2026-08-1930325.1424.1826.39
2026Q4S2026-08-0620225.6224.8426.39
2026Q4S2026-08-0520128.1426.3929.90
2026Q4S2026-08-0320029.3628.8329.90
2026Q4S2026-07-2021029.3628.8329.90
2026Q4S2026-06-2122029.3628.8329.90
2026Q4S2026-05-2732029.6228.8330.12
2026Q4S2026-05-2033029.6228.8330.12
2026Q4S2026-05-0832028.2724.7730.12

Estimate history

EPS, annual0.831.1291.4470.3631.3870.855-0.555-0.156-0.063-0.7679
Period201720182019202020212022202320242025TTM
EPS, quarterly0.199-0.32-0.533-0.5040.670.1730.059-0.574-0.426
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Sales, annual4.58631.73538.95231.33756.76769.70783.77365.28440.90553.2
Period201720182019202020212022202320242025TTM
Sales, quarterly-9.33120.33624.51715.2263.791-2.62923.91818.92312.984
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Shares, annual11.5211.53515.56319.28621.21727.75333.36739.87645.61465.103
Period201720182019202020212022202320242025MRQ
Shares, quarterly37.80339.87640.33242.02844.31545.61447.8666.97965.103
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue53.2040.9165.2883.7769.7156.7731.3438.9531.73
Total Expenses68.337.9438.6671.8429.3516.5615.3011.1218.73
Operating Income-15.1332.9626.6211.9440.3540.2116.0427.8313.01
Unusual Expense6.702.820.000.150.000.400.00--
Net Income Before Taxes-53.89-2.66-5.63-17.1821.1527.786.3619.5013.01
Income Taxes0.000.000.000.000.000.000.000.000.00
Consolidated Net Income-53.89-2.66-5.63-17.1821.1527.786.3619.5013.01
Net Income From Continuing Operations-53.89-2.66-5.63-17.1821.1527.786.3619.5013.01
Net Income-53.89-2.66-5.63-17.1821.1527.786.3619.5013.01
EPS (Recurring)-0.74-0.02-0.16-0.550.861.400.361.451.13
EPS (Basic, Before Extraordinaries)-0.74-0.06-0.16-0.560.861.390.361.451.13
EPS (Diluted)-0.77-0.06-0.16-0.560.861.390.361.451.13
Non-Operating Income (Expense)-0.250.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.000.00
Price To Earnings Ratio----13.6310.9634.658.619.46
Price To Sales Ratio5.726.684.974.874.115.627.414.474.09
Gross Margin72.3967.5878.2479.0571.3471.8959.6070.2773.23
Operating Margin-28.4580.5840.7814.2557.8970.8451.1871.4441.00
Net Margin-101.30-6.51-8.63-20.5130.3448.9420.3150.0641.00
Shares Outstanding65.1045.6139.8833.3727.7521.2219.2915.5611.54
Market Capitalization244.91244.91304.85423.22294.06311.07231.99178.76123.11

Income statement, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q22025Q12024Q4
Total Revenue12.9818.9223.92-2.633.7915.2324.5220.34
Total Expenses33.1243.9511.53-20.27-36.0927.0337.2724.56
Operating Income-20.13-25.0212.3917.6439.88-11.80-12.76-4.22
Unusual Expense0.054.441.430.781.260.780.000.00
Net Income Before Taxes-28.24-37.262.788.8330.72-20.78-21.44-12.43
Income Taxes0.000.000.000.000.000.000.000.00
Consolidated Net Income-28.24-37.262.788.8330.72-20.78-21.44-12.43
Net Income From Continuing Operations-28.24-37.262.788.8330.72-20.78-21.44-12.43
Net Income-28.24-37.262.788.8330.72-20.78-21.44-12.43
EPS (Recurring)-0.43-0.530.080.180.69-0.49-0.53-0.32
EPS (Basic, Before Extraordinaries)-0.43-0.570.060.200.71-0.50-0.53-0.32
EPS (Diluted)-0.43-0.570.060.170.67-0.50-0.53-0.32
Non-Operating Income (Expense)-0.250.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Price To Earnings Ratio-11.60------
Price To Sales Ratio5.726.984.948.064.385.855.955.34
Gross Margin81.3681.1276.90220.5817.5777.8185.3782.92
Operating Margin-155.07-132.2551.80-670.861,051.97-77.50-52.03-20.76
Net Margin-217.47-196.9111.61-335.87810.39-136.46-87.43-61.13
Shares Outstanding65.1066.9847.8645.6144.3242.0340.3339.88
Market Capitalization244.91314.80194.87277.19251.30281.34367.72304.85

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments142.69100.8775.7230.4747.2847.7617.3912.596.59
Short Term Receivables12.0916.5613.9313.576.154.955.533.973.99
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments647.24697.89709.09720.03458.07352.55319.55248.44222.10
Investment in Unconsolidated Affiliates0.000.000.000.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.000.000.000.00
Other Intangible Assets9.086.513.622.762.451.911.531.751.47
Total Assets811.10821.83802.36766.83513.96407.16344.00266.75234.15
Total Debt473.03467.90462.24434.08257.61185.82152.05126.8594.08
Long Term Debt377.85404.08414.30402.59232.51176.10143.93114.1894.08
Provision for Risks Charges0.000.000.000.000.000.000.000.000.00
Other Liabilities19.5717.7516.1414.3011.018.747.905.645.00
Total Liabilities492.60485.65478.38448.38268.62194.56159.95132.4999.07
Preferred Stock - Carrying Value0.000.000.000.000.000.000.000.000.00
Common Equity318.50336.18323.98318.45245.34212.60184.06134.26135.07
Total Shareholders Equity318.50336.18323.98318.45245.34212.60184.06134.26135.07
Accumulated Minority Interest0.000.000.000.000.000.000.000.000.00
Total Equity318.50336.18323.98318.45245.34212.60184.06134.26135.07
Total Liabilities & Stockholders Equity811.10821.83802.36766.83513.96407.16344.00266.75234.15
Book Value Per Share6.988.439.7111.4711.5611.0211.8311.6411.72
Tangible Book Value Per Share6.988.439.7111.4711.5611.0211.8311.6411.72
Price to Book Ratio0.680.961.220.961.321.151.040.920.90
Return on Assets-0.33-0.69-2.193.306.031.696.385.194.05
Return on Equity-0.81-1.71-5.357.5012.133.2112.259.666.99
Return on Invested Capital-0.38-0.76-2.332.935.811.645.945.244.19
Quick Ratio1.351.441.400.961.482.861.430.902.12
Current Ratio1.351.441.400.961.482.861.430.902.12

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations167.5839.6545.9554.7037.7929.3120.6319.6813.96
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital7.300.31-6.31-4.62-7.92-1.82-1.94-2.12-0.39
Cash from Operating Activities174.8839.9639.6450.0729.8727.4918.6917.5613.57
Capital Expenditures0.000.000.000.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.00-
Sale of Fixed Assets and Businesses0.000.000.000.000.000.000.000.000.00
Purchase or Sale of Investments-122.7516.67-35.70-55.33-276.14-103.48-43.97-68.96-25.63
Purchase of Investments-322.41-223.82-182.36-218.69-421.98-344.44-198.56-202.73-114.52
Sale Or Maturity of Investments199.67240.49146.66163.36145.84240.96154.59133.7788.89
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities-122.7516.67-35.70-55.33-276.14-103.48-43.97-68.96-25.63
Cash Dividends Paid-56.53-53.09-46.37-40.52-29.85-24.55-21.32-15.59-13.67
Change in Capital Stock-16.3214.0866.3565.0984.6030.0944.6147.10-0.15
Repurchase of Common Pref Stock-16.230.000.000.000.000.000.000.000.00
Sale of Common Pref Stock-0.0914.0866.3565.0984.6030.0944.6147.10-0.15
Proceedsfrom Stock Options-0.0914.0866.3565.0984.6030.0944.6147.10-0.15
Issuance or Reduction of Debt, Net-2.3924.211.2325.94174.7169.9832.3624.6931.88
Change in Long Term Debt-2.3924.211.2325.94174.7169.9832.3624.6931.88
Issuance of Long Term Debt100.11105.2990.15103.52352.14181.8579.36149.6951.88
Reduction of Long Term Debt-102.50-81.08-88.92-77.57-177.43-111.88-47.00-125.00-20.00
Net Financing Active Other Cash Flow0.000.000.000.000.000.000.000.000.00
Other Financing Activities Uses0.000.000.000.000.000.000.000.000.00
Cash from Financing Activities-75.24-14.8021.2150.51229.4675.5255.6656.2018.05
Net Change in Cash-23.1141.8325.1545.26-16.82-0.4830.374.796.00
Free Cash Flow174.8839.9639.6450.0729.8727.4918.6917.5613.57
Preferred Dividends (Cash Flow)-0.000.000.000.000.000.000.000.00
Price to Free Cash Flow2.57--42.6915,095.92108.52-88.69-

Balance sheet, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Cash & Short Term Investments107.80135.0173.26142.69130.9181.15
Short Term Receivables12.3012.5412.7412.0915.8714.33
Investments650.32676.71695.70647.24603.51622.65
Investment in Unconsolidated Affiliates-0.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.000.000.00
Other Intangible Assets8.317.789.959.088.928.66
Total Assets778.73832.05791.65811.10759.21726.80
Total Debt402.72402.44447.17473.03424.03425.14
Long Term Debt323.35327.38421.38377.85312.23306.27
Provision for Risks Charges0.000.000.000.000.000.00
Other Liabilities13.8712.1110.6219.5719.4817.86
Total Liabilities416.59414.55457.78492.60443.51443.00
Preferred Stock - Carrying Value0.000.000.000.000.000.00
Common Equity362.14417.50333.86318.50315.70283.80
Total Shareholders Equity362.14417.50333.86318.50315.70283.80
Accumulated Minority Interest0.000.000.000.000.000.00
Total Equity362.14417.50333.86318.50315.70283.80
Total Liabilities & Stockholders Equity778.73832.05791.65811.10759.21726.80
Book Value Per Share5.566.236.986.987.126.75
Tangible Book Value Per Share5.566.236.986.987.126.75
Price to Book Ratio0.680.660.580.880.870.92
Return on Assets-7.010.652.73-0.33-3.08-6.26
Return on Equity-15.901.456.74-0.81-7.27-15.46
Return on Invested Capital-4.12-5.000.371.274.89-3.52
Quick Ratio1.291.692.361.351.120.70
Current Ratio1.291.692.361.351.120.70

Cash flow, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Funds from Operations3.98149.358.405.8610.7211.98
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital2.88-0.171.433.16-2.230.71
Cash from Operating Activities6.85149.179.839.028.4912.70
Capital Expenditures0.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments-5.70-25.64-51.96-39.4542.1536.91
Purchase of Investments-89.63-72.76-90.00-70.01-37.75-42.37
Sale Or Maturity of Investments83.9347.1238.0530.5679.9079.28
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities-5.70-25.64-51.96-39.4542.1536.91
Cash Dividends Paid-17.28-10.55-14.69-14.01-13.45-12.89
Preferred Dividends (Cash Flow)0.000.000.000.000.000.00
Change in Capital Stock-10.00-6.230.01-0.1010.62-0.04
Repurchase of Common Pref Stock-10.00-6.230.000.000.000.00
Sale of Common Pref Stock0.000.000.01-0.1010.62-0.04
Proceedsfrom Stock Options0.000.000.01-0.1010.62-0.04
Issuance or Reduction of Debt, Net-1.09-45.00-12.6256.321.95-32.98
Change in Long Term Debt-1.09-45.00-12.6256.321.95-32.98
Issuance of Long Term Debt-1.090.0044.8856.3236.12-2.15
Reduction of Long Term Debt0.00-45.00-57.500.00-34.17-30.84
Net Financing Active Other Cash Flow0.000.000.000.000.000.00
Other Financing Activities Uses0.000.000.000.000.000.00
Cash from Financing Activities-28.36-61.78-27.3042.21-0.88-45.91
Net Change in Cash-27.2161.75-69.4311.7949.763.69
Free Cash Flow6.85149.179.839.028.4912.70
Price to Free Cash Flow2.572.48----

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-304.45%2.9M64.8M593.83K
2026-10-154.41%2.9M66.7M607.88K
2026-09-304.01%2.7M66.7M635.23K
2026-09-154.44%3.0M66.7M708.12K
2026-08-314.19%2.8M66.7M733.71K
2026-08-144.34%2.9M66.7M749.27K
2026-07-314.18%2.8M66.7M766.84K
2026-07-154.82%3.3M67.9M920.29K
2026-06-304.59%3.1M67.9M910.46K
2026-06-155.02%3.4M67.9M897.51K
2026-05-294.76%3.2M68.1M1.10M
2026-05-155.19%3.5M68.1M1.10M
2026-04-306.36%4.3M67.5M1.12M
2026-04-157.89%5.3M67.5M1.02M
2026-03-3110.02%4.8M47.4M1.07M
2026-03-1311.28%5.3M47.4M1.10M
2026-02-2710.00%4.7M47.4M815.71K
2026-02-1310.75%4.9M46.0M779.62K
2026-01-307.96%3.7M45.9M724.04K
2026-01-157.42%3.4M45.9M732.61K

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call2.500.000.001.35-7.000.00---
call5.000.000.000.02-14.000.00---
call7.500.000.000.03-5.000.00---
put2.500.000.000.01-1.000.00---
put5.000.000.001.23-84.000.00---
put7.500.000.000.00-0.000.00---

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-058-KCurrent report2026-11-05SEC
2026-11-058-KCurrent report2026-11-05SEC
2026-11-0510-QQuarterly report pursuant to Section 13 or 15(d)2026-09-30SEC
2026-09-098-KCurrent report2026-09-02SEC
2026-09-0440-17GFidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940.SEC
2026-08-048-KCurrent report2026-08-04SEC
2026-08-0410-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-08-048-KCurrent report2026-08-04SEC
2026-06-268-KCurrent report2026-06-26SEC
2026-06-114Statement of changes in beneficial ownership of securities2026-06-09SEC
2026-06-114/A2026-06-09SEC
2026-06-104Statement of changes in beneficial ownership of securities2026-06-09SEC
2026-06-104Statement of changes in beneficial ownership of securities2026-06-10SEC
2026-06-104Statement of changes in beneficial ownership of securities2026-06-09SEC
2026-06-104Statement of changes in beneficial ownership of securities2026-06-09SEC
2026-06-104Statement of changes in beneficial ownership of securities2026-06-09SEC
2026-05-148-KCurrent report2026-05-13SEC
2026-05-14DEF 14AProxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 19342026-06-26SEC
2026-05-0510-QQuarterly report pursuant to Section 13 or 15(d)2026-03-31SEC
2026-05-058-KCurrent report2026-05-05SEC
2026-05-058-KCurrent report2026-05-05SEC
2026-04-3010-K/A2025-12-31SEC
2026-04-16POS EXPost-effective amendment filed solely to add exhibits to a registration statementSEC
2026-04-144Statement of changes in beneficial ownership of securities2026-04-14SEC
2026-04-144Statement of changes in beneficial ownership of securities2026-04-14SEC
2026-04-148-KCurrent report2026-04-13SEC
2026-04-144Statement of changes in beneficial ownership of securities2026-04-14SEC
2026-04-143Initial statement of beneficial ownership of securities2026-04-14SEC
2026-03-198-KCurrent report2026-03-19SEC
2026-03-168-KCurrent report2026-03-16SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-100000
2026-090000
2026-080000
2026-070000
2026-06629.64K600
2026-050000
2026-040000
2026-030000
2026-020000
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
MORGAN STANLEY1.55%
Bulldog Investors, LLP0.96%
MARSHALL WACE, LLP0.87%
Caprock Group, LLC0.67%
Green Alpha Advisors, LLC0.58%
Legal & General Group Plc0.57%
Eagle Point Credit Management LLC0.54%
UBS Group AG0.39%
Virtus Investment Advisers, LLC0.37%
BANK OF AMERICA CORP /DE/0.33%

Funds

Fund% owned
Holbrook Income Fund84.24%
Special Opportunities Fund, Inc.0.51%
HIGH INCOME SECURITIES FUND0.39%
Virtus Private Credit Strategy ETF0.37%
Eagle Point Credit Co0.02%
Fidelity Nasdaq Composite Index Fund0.01%
EP Private Capital Fund I0.01%
Eagle Point Defensive Income Trust0.00%
Eagle Point Enhanced Income Trust0.00%
Blackstone Alternative Multi-Strategy Fund0.00%

OakChart. HRZN. Cached 15 minutes.