OakChart

Neostellar Capital Corp

NSLRFinancial·Asset Management·USA·Micro·NASD·Nov 11 • 3:10 PM ET

6.19+0.21 (3.49%)
2026-11-11 21:11 CET
Market cap
158.31 USD m
Revenue, TTM
6.88 USD m
Net income, TTM
95.64 USD m
Free cash flow, TTM
-25.02 USD m
EPS diluted, TTM
2.85
P/E
2.17
Compare

Price

NSLR against its 20, 50 and 200-day averages
2050200miss
5.007.5010.0012.5015.002.2M4.3MVolumeMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26NSLRclose 6.1920-day 6.0450-day 7.33200-day 10.356.1952w high52w low

58.7% under the 52-week high of 14.98 on 2 Jun 2026. 52-week low 5.46 on 5 Nov 2026. Last 15 sessions, 17.0% high to low

Volume 0.84× normal · the line is the 50-bar volume average

Profile

NSLR
52-week range, 8% of the way up
5.4514.98

Neostellar Capital Corp. operates as a publicly traded investment fund. It seeks to invest in a broad range of sectors and industries as well as to provide investors with access to such companies through its publicly traded common stock. The company was founded by Mark David Klein on September 17, 2010 and is headquartered in New York, NY.

Employees9
IPOApr 28, 2011
Beta1.49
ATR, 14d0.34
Rel volume0.84
Short float1.68%
Insider own8.64%
Inst own28.19%

Snapshot

6 groups

Valuation

Index-
Market Cap163.83M
Enterprise Value205.34M
Income95.64M
Sales6.88M
Book/sh12.64
Cash/sh1.54
Dividend Est.-
Dividend TTM0.25 (4.04%)
Dividend Ex-DateNov 21, 2025
Dividend Gr. 3/5Y65.65% -10.49%
Payout29.49%
Employees9
IPOApr 28, 2011

Ratios

P/E2.17
Forward P/E-
PEG-
P/S23.81
P/B0.49
P/C4.01
P/FCF-
EV/EBITDA2.04
EV/Sales29.85
Quick Ratio20.02
Current Ratio20.02
Debt/Eq0.25
LT Debt/Eq0.25
Option/ShortYes / Yes

Earnings

EPS (ttm)2.85
EPS next Y-0.66
EPS next Q-0.16
EPS this Y88.56%
EPS next Y-117.41%
EPS next 5Y-
EPS past 3/5Y- -13.79%
Sales past 3/5Y- 13.82%
EPS Y/Y TTM31.77%
Sales Y/Y TTM-81.81%
EPS Q/Q-412.43%
Sales Q/Q-232.19%
EarningsNov 03 AMC
EPS/Sales Surpr.-422.88% -9.40%

Ownership

Insider Own8.64%
Insider Trans4.36%
Inst Own28.19%
Inst Trans-
ROA26.30%
ROE33.77%
ROIC22.93%
Gross Margin64.53%
Oper. Margin1463.00%
Profit Margin1389.71%
SMA202.52%
SMA50-15.60%
SMA200-40.21%
Trades-

Technical

Shs Outstand26.47M
Shs Float24.19M
Short Float1.68%
Short Ratio1.22
Short Interest0.41M
52W High14.98 -58.69%
52W Low5.45 13.45%
Volatility8.20% 5.35%
ATR (14)0.34
RSI (14)44.26
Beta1.49
Rel Volume0.84
Avg Volume331.84K
Volume244,586

Performance

Perf Week1.78%
Perf Month-12.96%
Perf Quarter-42.11%
Perf Half Y-53.78%
Perf YTD-34.44%
Perf Year-37.62%
Perf 3Y63.28%
Perf 5Y-58.04%
Perf 10Y37.18%
Recom1.00
Target Price14.15
Prev Close5.98
Price6.19
Change %3.49%

Analyst ratings

latest 2 of 2
DateActionAnalystRating changeTargetImplied
Apr 25, 2023ResumedBBTIG ResearchBuy$5-19.2%
Apr 14, 2021InitiatedJJMP SecuritiesMkt Outperform$20+223.2%

Peers

Mkt cap
TickerCompanyMkt cap
CFNDC1 Fund Inc-
TPVGTriplePoint Venture Growth BDC Corp168.27M
HRZNHorizon Technology Finance Corp248.06M
RANDRand Capital Corp30.25M
RWAYRunway Growth Finance Corp277.51M
BTXBlackRock Technology and Private Equity Term Trust-
TRINTrinity Capital Inc1.78B
HTGCHercules Capital Inc3.04B
RPCRidgepost Capital Inc1.07B
EQSEquus Total Return Inc7.40M

Insider trading

12 filings
InsiderRelationshipDateTransactionCostSharesValueTotal heldForm
Potter LeonardDirectorNov 06 '26Buy5.7620,000115,200125,815Nov 09 02:27 PM
Klein Mark DChairman, CEO and PresidentSep 21 '26Buy7.915,00039,5501,763,796Sep 22 02:26 PM
LOTT RONALD M.DirectorSep 03 '26Sale9.965,08550,64716,432Sep 04 06:53 PM
Ronald LottDirectorSep 03 '26Proposed Sale10.015,08550,901Sep 03 05:51 PM
Falk Erik ADirectorAug 26 '26Buy10.2250,000511,00050,000Aug 26 07:09 PM
Klein Mark DChairman, CEO and PresidentAug 10 '26Buy9.6026,040249,9841,758,796Aug 10 05:27 PM
LOTT RONALD M.DirectorJun 23 '26Sale12.355006,1753,036Jun 25 04:29 PM
Ronald LottDirectorJun 23 '26Proposed Sale12.465006,230Jun 23 06:03 PM
LOTT RONALD M.DirectorApr 28 '26Sale12.9010,669137,63010,669Apr 30 11:58 AM
Ronald LottDirectorApr 28 '26Proposed Sale13.2710,669141,578Apr 28 04:59 PM
Klein Mark DChairman, CEO and PresidentApr 22 '26Buy13.252,50033,1251,676,021Apr 22 04:06 PM
Klein Mark DChairman, CEO and PresidentApr 21 '26Buy13.082,50032,7001,673,521Apr 22 04:06 PM

Held by

AUM
TickerCompanyAUM
GABFGabelli Financial Services Opportunities ETFAUM: 51.75M
PBDCPutnam BDC Income ETFAUM: 279.82M
PSPInvesco Global Listed Private Equity ETFAUM: 217.98M

News

latest 14 of 200

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q32026-11-03-0.800-0.153-0.8000.270.302
2026Q22026-08-05-0.720-0.130-0.7200.300.732
2026Q12026-05-056.130-0.1555.1600.730.562
2025Q42026-03-09-0.790-0.115-0.7930.560.462
2025Q32025-11-040.280-0.1830.2560.460.171
2025Q22025-08-062.230-0.1702.2070.170.501
2025Q12025-05-06-0.030-0.140-0.0340.501.231
2024Q42025-03-110.010-0.2100.0021.230.491
2024Q32024-11-07-0.230-0.150-0.2330.891.121
2024Q22024-08-07-0.450-0.150-0.4551.031.221
2024Q12024-05-08-0.870-0.120-0.86915.28-1
2023Q42024-03-13-0.370-0.143-0.3592.461.091
2023Q32023-11-080.990-0.1360.9941.471.371
2023Q22023-08-09-0.600-0.130-0.6021.371.301
2023Q12023-05-090.160-0.1100.1631.301.651
2022Q42023-03-15-0.440--0.4361.47-1

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2016FY-3.380-1.450-3.3800.740.22
2017FY0.8000.3250.8000.85-
2018FY0.0500.8600.0431.621.36
2019FY1.1401.3201.1371.500.74
2020FY3.5601.2503.5601.821.31
2021FY5.5208.3405.5151.470.96
2022FY-4.410-3.900-4.4033.462.51
2023FY0.1900.4030.1936.605.22
2024FY-1.590-1.800-1.5954.673.67
2025FY2.0102.4602.0101.691.34
2026FY-3.790--1.58
2027FY--0.660--2.59

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q4S2026-11-041010.270.270.27
2026Q4S2026-11-031000.300.300.30
2026Q4S2026-10-201000.300.300.30
2026Q4S2026-08-061010.300.300.30
2026Q4S2026-07-201000.730.730.73
2026Q4S2026-05-061100.730.730.73
2026Q4S2026-03-101000.560.560.56
2026Q4R2026-11-04211-0.16-0.16-0.16
2026Q4R2026-11-03201-0.16-0.17-0.14
2026Q4R2026-10-05201-0.16-0.17-0.14
2026Q4R2026-08-06201-0.15-0.16-0.14
2026Q4R2026-07-20200-0.13-0.14-0.12
2026Q4R2026-05-06220-0.13-0.14-0.12
2026Q4R2026-03-10201-0.21-0.24-0.17

Estimate history

EPS, annual0.80.0431.1373.565.515-4.4030.193-1.5951.6952.848
Period201720182019202020212022202320242025TTM
EPS, quarterly-0.2330.002-0.0342.2070.256-0.7935.16-0.72-0.799
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Sales, annual1.767-6.21420.67518.265220.206-2.449-5.351-0.53134.8896.88
Period201720182019202020212022202320242025TTM
Sales, quarterly-12.9710.3380.46521.385.6567.3871.6225.349-7.477
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Shares, annual21.24619.76317.56419.91431.11928.42925.44623.60225.37826.473
Period201720182019202020212022202320242025MRQ
Shares, quarterly23.37823.60223.55223.88825.11925.37825.38726.47326.473
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue6.8834.89-0.53-5.35-2.45220.2118.2720.68-6.21
Total Expenses-93.81-18.8232.66-15.90124.8072.43-59.36-4.80-5.42
Operating Income100.6953.71-33.1910.55-127.25147.7777.6325.47-0.80
Unusual Expense0.000.000.000.000.000.000.00--
Net Income Before Taxes95.7048.62-38.045.69-132.09147.0875.3823.10-5.34
Income Taxes0.06-0.190.090.620.080.010.04-0.85-6.23
Consolidated Net Income95.6448.81-38.125.07-132.18147.0775.3423.950.89
Net Income From Continuing Operations95.6448.81-38.125.07-132.18147.0775.3423.950.89
Net Income95.6448.81-38.125.07-132.18147.0775.3423.950.89
EPS (Recurring)3.611.70-1.600.19-4.405.523.561.140.04
EPS (Basic, Before Extraordinaries)3.822.01-1.590.19-4.405.694.211.240.04
EPS (Diluted)2.851.70-1.590.19-4.405.513.561.140.04
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.000.00
Stock Option Compensation Expense11.460.451.371.931.591.311.430.73-
Price To Earnings Ratio2.102.10-33.19-2.144.276.00-
Price To Sales Ratio29.587.79---1.5715.627.31-
Gross Margin64.53100.00100.00100.00100.00100.00100.00118.44122.40
Operating Margin1,463.00153.936,256.09-197.155,195.4267.11425.01123.2112.82
Net Margin1,389.71139.907,185.73-94.695,396.6166.79412.46115.86-14.35
Shares Outstanding26.4725.3823.6025.4528.4331.1219.9117.5619.76
Market Capitalization158.31158.31137.4699.32107.67372.71260.67124.54103.96

Income statement, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q22025Q12024Q4
Total Revenue-7.485.351.627.395.6621.380.4710.34
Total Expenses12.3322.94-155.2926.22-3.04-42.000.019.00
Operating Income-19.80-17.59156.91-18.838.6963.380.461.34
Unusual Expense0.000.000.000.000.000.000.000.00
Net Income Before Taxes-21.16-18.73155.69-20.107.4262.11-0.800.08
Income Taxes0.00-0.020.060.030.00-0.220.000.03
Consolidated Net Income-21.16-18.70155.64-20.137.4262.33-0.810.04
Net Income From Continuing Operations-21.16-18.70155.64-20.137.4262.33-0.810.04
Net Income-21.16-18.70155.64-20.137.4262.33-0.810.04
EPS (Recurring)-0.80-0.725.16-0.790.262.21-0.030.00
EPS (Basic, Before Extraordinaries)-0.80-0.726.13-0.790.302.63-0.030.00
EPS (Diluted)-0.80-0.725.16-0.790.262.21-0.030.00
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Stock Option Compensation Expense0.0011.090.47-0.100.890.220.030.07
Price To Earnings Ratio2.101.846.553.884.64---
Price To Sales Ratio29.5816.288.966.876.9012.07--
Gross Margin132.65100.00100.00100.00100.00100.00100.00100.00
Operating Margin264.88-328.829,671.07-254.88153.71296.4797.9912.96
Net Margin282.99-349.669,592.50-272.49131.14291.53-173.390.43
Shares Outstanding26.4726.4725.3925.3825.1223.8923.5523.60
Market Capitalization158.31326.92271.90237.12214.99193.36117.05137.46

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments49.0720.0428.1840.12198.4445.7944.8628.1859.84
Short Term Receivables0.120.800.440.772.181.020.352.750.64
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments225.51209.38247.89242.25260.14430.78241.59298.81320.58
Investment in Unconsolidated Affiliates0.000.000.000.000.000.000.000.000.00
Net Property, Plant & Equipment0.330.450.110.290.470.630.790.000.00
Other Intangible Assets0.990.940.980.991.090.650.980.480.62
Total Assets276.02231.60277.60284.41462.32478.88288.56330.22381.68
Total Debt70.1573.7273.8673.6973.5237.6039.0038.4368.38
Long Term Debt69.9973.6173.7573.5073.3337.4038.8038.430.00
Provision for Risks Charges0.000.000.000.000.000.000.000.000.00
Deferred Tax Liabilities-------0.897.60
Other Liabilities0.550.310.390.7023.95139.7049.6495.52100.93
Total Liabilities70.7074.0374.2474.3997.47177.2988.65134.84176.92
Preferred Stock - Carrying Value0.000.000.000.000.000.000.000.000.00
Common Equity205.32157.57203.36210.02364.85301.58199.92195.38204.76
Total Shareholders Equity205.32157.57203.36210.02364.85301.58199.92195.38204.76
Accumulated Minority Interest0.000.000.000.000.000.000.000.000.00
Total Equity205.32157.57203.36210.02364.85301.58199.92195.38204.76
Total Liabilities & Stockholders Equity276.02231.60277.60284.41462.32478.88288.56330.22381.68
Book Value Per Share8.096.687.997.3911.7215.1411.389.899.64
Tangible Book Value Per Share8.096.687.997.3911.7215.1411.389.899.64
Full-Time Employees9101110976--
Price to Book Ratio0.470.870.470.491.100.860.580.530.56
Return on Assets19.23-14.971.80-35.4031.2519.637.740.255.15
Return on Equity26.90-21.132.45-45.9944.1430.0412.120.458.85
Return on Invested Capital17.73-16.491.83-46.6233.5622.2210.030.388.58
Quick Ratio69.3249.5357.3745.878.310.330.910.320.36
Current Ratio69.3249.5357.3745.878.310.330.910.320.36

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations-24.58-15.52-12.17-10.54-13.13-6.49-11.30-8.18-7.30
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital-0.440.59-0.300.201.29-135.5787.87-46.95-6.49
Income Taxes Payable---0.000.00-0.040.04--
Cash from Operating Activities-25.02-14.93-12.47-10.35-11.84-142.0676.56-55.12-13.79
Capital Expenditures0.000.000.000.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.000.000.000.00
Purchase or Sale of Investments7.8149.25-14.84-12.7398.72-325.71100.19-90.1023.36
Purchase of Investments-55.03-12.06-89.90-290.80-108.24-407.43-381.25-415.60-410.56
Sale Or Maturity of Investments62.8461.3175.06278.07206.9681.72481.43325.50433.93
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities7.8149.2514.8412.73-98.72325.71-100.1990.1023.36
Cash Dividends Paid-6.46-11.96-0.14-0.14-26.54-103.46-14.66-3.510.00
Change in Capital Stock-5.8310.62-9.40-14.18-21.220.0839.22-14.79-10.28
Repurchase of Common Pref Stock-5.900.00-9.40-14.18-21.450.00-10.38-14.79-10.28
Sale of Common Pref Stock0.0610.620.000.000.230.0849.600.000.00
Proceedsfrom Stock Options0.0610.620.000.000.230.0849.600.000.00
Issuance or Reduction of Debt, Net-3.87-3.91-0.910.000.0072.740.000.00-31.35
Change in Long Term Debt-3.87-3.91-0.910.000.0072.740.000.00-31.35
Issuance of Long Term Debt-4.8629.16--73.03--37.92
Reduction of Long Term Debt-3.87-8.77-30.080.000.00-0.290.000.00-69.27
Net Financing Active Other Cash Flow-0.25-0.03-0.050.00-0.00-0.370.000.000.40
Other Financing Activities Uses-0.25-0.03-0.050.00-0.00-0.370.000.000.00
Cash from Financing Activities3.48-5.28-10.51-14.32-47.76-31.0124.56-18.31-41.23
Net Change in Cash-13.7329.04-8.14-11.94-158.32152.640.9316.68-31.65
Free Cash Flow-25.02-14.93-12.47-10.35-11.84-142.0676.56-55.12-13.79
Preferred Dividends (Cash Flow)-0.000.000.000.000.000.000.000.00
Price to Free Cash Flow------4.61--

Balance sheet, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Cash & Short Term Investments40.8512.9443.3249.0754.5949.89
Short Term Receivables0.010.130.130.120.110.10
Investments377.20405.85388.53225.51252.20243.80
Investment in Unconsolidated Affiliates0.000.000.000.000.000.00
Net Property, Plant & Equipment0.000.000.000.330.000.00
Other Intangible Assets1.001.201.290.991.411.26
Total Assets419.06420.12433.27276.02308.30295.05
Total Debt82.3662.4570.2170.1573.8973.81
Long Term Debt82.3262.3870.1069.9973.8573.74
Provision for Risks Charges0.000.000.000.000.000.00
Other Liabilities2.001.811.500.552.621.83
Total Liabilities84.3764.2771.7170.7076.5175.64
Preferred Stock - Carrying Value0.000.000.000.000.000.00
Common Equity334.70355.86361.55205.32231.79219.41
Total Shareholders Equity334.70355.86361.55205.32231.79219.41
Accumulated Minority Interest0.000.000.000.000.000.00
Total Equity334.70355.86361.55205.32231.79219.41
Total Liabilities & Stockholders Equity419.06420.12433.27276.02308.30295.05
Book Value Per Share12.6413.4414.248.099.239.18
Tangible Book Value Per Share12.6413.4414.248.099.239.18
Full-Time Employees---9--
Price to Book Ratio0.470.881.321.020.981.23
Return on Assets26.3034.7461.7419.2325.4521.04
Return on Equity33.7743.1979.1926.9035.4529.40
Return on Invested Capital-5.07-4.4736.06-7.312.4321.26
Quick Ratio20.026.9126.8869.3220.5426.26
Current Ratio20.026.9126.8869.3220.5426.26

Cash flow, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Funds from Operations-3.48-12.16-3.27-5.68-2.96-3.35
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital0.050.740.92-2.150.381.23
Cash from Operating Activities-3.42-11.42-2.35-7.83-2.58-2.12
Capital Expenditures0.000.000.000.000.000.00
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments11.65-12.67-3.4112.232.4735.86
Purchase of Investments-0.20-24.81-30.01-0.02-5.34-5.40
Sale Or Maturity of Investments11.8512.1426.6012.257.8141.25
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities11.65-12.67-3.4112.232.4735.86
Cash Dividends Paid0.00-0.30-0.00-6.16-5.790.00
Preferred Dividends (Cash Flow)0.000.000.000.000.000.00
Change in Capital Stock0.00-5.900.000.0610.560.00
Repurchase of Common Pref Stock0.00-5.900.000.000.000.00
Sale of Common Pref Stock0.000.000.000.0610.560.00
Proceedsfrom Stock Options0.000.000.000.0610.560.00
Issuance or Reduction of Debt, Net-0.050.000.00-3.810.000.00
Change in Long Term Debt-0.050.000.00-3.810.000.00
Issuance of Long Term Debt---0.010.000.00
Reduction of Long Term Debt-0.050.000.00-3.820.000.00
Net Financing Active Other Cash Flow-0.16-0.090.00-0.000.03-0.03
Other Financing Activities Uses-0.16-0.090.00-0.000.03-0.03
Cash from Financing Activities19.68-6.28-0.00-9.924.80-0.03
Net Change in Cash27.91-30.38-5.76-5.514.7033.71
Free Cash Flow-3.42-11.42-2.35-7.83-2.58-2.12

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-301.68%0.4M24.2M335.92K
2026-10-151.71%0.4M24.2M336.67K
2026-09-301.99%0.5M24.2M336.17K
2026-09-151.93%0.5M24.2M329.43K
2026-08-313.00%0.7M24.2M281.39K
2026-08-142.85%0.7M24.2M300.07K
2026-07-312.37%0.6M24.2M295.72K
2026-07-151.61%0.4M24.2M291.99K
2026-06-150.74%0.2M23.9M328.51K
2026-05-290.85%0.2M23.9M337.01K
2026-05-150.98%0.2M23.9M316.26K
2026-04-301.26%0.3M23.9M304.49K
2026-04-151.38%0.3M23.3M298.27K
2026-03-311.13%0.3M23.3M219.26K
2026-03-131.06%0.2M23.3M200.26K
2026-02-270.87%0.2M23.0M159.29K
2026-02-130.81%0.2M23.0M175.12K
2026-01-300.57%0.1M23.0M184.38K
2026-01-150.47%0.1M23.0M191.52K
2025-12-310.52%0.1M23.0M214.47K

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call2.502.804.403.509.19413.000.000.923-0.0450.001
call5.000.701.451.052.2543.000.000.780-0.0330.003
call7.500.000.050.051.0471930.000.109-0.0100.002
call10.000.000.050.051.9201760.000.069-0.0140.001
call12.500.000.750.032.5595.000.000.056-0.0150.001
call15.000.000.100.032.95919.000.000.049-0.0150.001
put2.500.000.950.005.9500.000.00-0.075-0.0460.001
put5.000.000.300.072.21381.000.00-0.204-0.0340.003
put7.501.151.801.502.26092.000.00-0.886-0.0100.002
put10.002.704.404.153.79512.000.00-0.930-0.0130.001
put12.505.707.200.005.5300.000.00-0.943-0.0150.001
put15.008.209.700.006.1850.000.00-0.950-0.0150.001

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-094Statement of changes in beneficial ownership of securities2026-11-06SEC
2026-11-0410-QQuarterly report pursuant to Section 13 or 15(d)2026-09-30SEC
2026-11-038-KCurrent report2026-11-03SEC
2026-10-058-KCurrent report2026-10-05SEC
2026-10-0240-APP/ASEC
2026-09-30EFFECTEffectiveness filing by commission orderSEC
2026-09-24N-2/ASEC
2026-09-2310-K/A2025-12-31SEC
2026-09-224Statement of changes in beneficial ownership of securities2026-09-21SEC
2026-09-16SCHEDULE 13D/ASEC
2026-09-044Statement of changes in beneficial ownership of securities2026-09-03SEC
2026-09-03144Filing for proposed sale of securities under Rule 144.SEC
2026-09-0240-17GFidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940.SEC
2026-08-264Statement of changes in beneficial ownership of securities2026-08-26SEC
2026-08-14S-8 POSPost-effective amendment to a S-8 registration statementSEC
2026-08-104Statement of changes in beneficial ownership of securities2026-08-10SEC
2026-08-0610-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-08-058-KCurrent report2026-08-05SEC
2026-08-0340-APPApplication for an order of exemptive or other relief filed under the Investment Company Act of 1940SEC
2026-07-31N-2Filing of a registration statement on Form N-2 for closed-end investment companiesSEC
2026-07-223Initial statement of beneficial ownership of securities2026-07-15SEC
2026-07-218-KCurrent report2026-07-21SEC
2026-07-088-KCurrent report2026-07-08SEC
2026-06-268-KCurrent report2026-06-26SEC
2026-06-254Statement of changes in beneficial ownership of securities2026-06-23SEC
2026-06-23144Filing for proposed sale of securities under Rule 144.SEC
2026-06-164Statement of changes in beneficial ownership of securities2026-06-12SEC
2026-06-164Statement of changes in beneficial ownership of securities2026-06-12SEC
2026-06-124Statement of changes in beneficial ownership of securities2026-06-10SEC
2026-06-124Statement of changes in beneficial ownership of securities2026-06-10SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-11115.20K100
2026-100000
2026-0939.55K150.65K1
2026-08760.98K200
2026-070000
2026-06006.18K1
2026-050000
2026-0465.83K2137.63K1
2026-030000
2026-020000
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
GABELLI FUNDS LLC4.71%
Thomas J. Herzfeld Advisors, Inc.3.00%
GatePass Capital, LLC2.17%
Kingsview Wealth Management, LLC2.16%
NEEDHAM INVESTMENT MANAGEMENT LLC1.64%
FRANKLIN RESOURCES INC1.12%
MGO ONE SEVEN LLC1.11%
GAMCO INVESTORS, INC. ET AL0.93%
JANE STREET GROUP, LLC0.91%
LPL Financial LLC0.84%

Funds

Fund% owned
Gabelli Equity Trust Inc2.29%
Gabelli Dividend & Income Trust1.46%
Putnam BDC Income ETF1.21%
Gabelli Financial Services Opportunities ETF0.86%
OneAscent Enhanced Small and Mid Cap ETF0.28%
Embark Small Cap Equity Fund0.19%
Catalyst/SMH Total Return Income Fund0.16%
Invesco Global Listed Private Equity ETF0.15%
The Gabelli Asset Fund0.10%
ACUITAS US MICROCAP FUND0.08%

OakChart. NSLR. Cached 15 minutes.