Guggenheim Active Allocation Fund
GUGFinancial·Asset Management·USA·NYSE·Nov 11 • 3:49 PM ET
14.11-0.02 (-0.14%)
2026-11-11 21:51 CET
Market cap
- USD m
Revenue, TTM
- USD m
Net income, TTM
- USD m
Free cash flow, TTM
- USD m
EPS diluted, TTM
-
P/E
-
Price
GUG against its 20, 50 and 200-day averages2050200
14.3% under the 52-week high of 16.46 on 17 Jul 2026. 52-week low 13.55 on 15 Oct 2026. Last 15 sessions, 4.8% high to low
Volume 1.03× normal · the line is the 50-bar volume average
Profile
GUG52-week range, 19% of the way up
13.5516.46
No profile for this symbol.
| IPO | Nov 24, 2021 |
|---|---|
| Beta | 0.77 |
| ATR, 14d | 0.19 |
| Rel volume | 1.03 |
Snapshot
6 groupsValuation
| Index | - |
|---|---|
| Market Cap | - |
| Enterprise Value | - |
| Income | - |
| Sales | - |
| Book/sh | - |
| Cash/sh | - |
| Dividend Est. | - |
| Dividend TTM | 1.43 (10.12%) |
| Dividend Ex-Date | Nov 13, 2026 |
| Dividend Gr. 3/5Y | 6.27% - |
| Payout | - |
| Employees | - |
| IPO | Nov 24, 2021 |
Ratios
| P/E | - |
|---|---|
| Forward P/E | - |
| PEG | - |
| P/S | - |
| P/B | - |
| P/C | - |
| P/FCF | - |
| EV/EBITDA | - |
| EV/Sales | - |
| Quick Ratio | - |
| Current Ratio | - |
| Debt/Eq | - |
| LT Debt/Eq | - |
| Option/Short | No / Yes |
Earnings
| EPS (ttm) | - |
|---|---|
| EPS next Y | - |
| EPS next Q | - |
| EPS this Y | - |
| EPS next Y | - |
| EPS next 5Y | - |
| EPS past 3/5Y | - - |
| Sales past 3/5Y | - - |
| EPS Y/Y TTM | - |
| Sales Y/Y TTM | - |
| EPS Q/Q | - |
| Sales Q/Q | - |
| Earnings | - |
| EPS/Sales Surpr. | - - |
Ownership
| Insider Own | - |
|---|---|
| Insider Trans | - |
| Inst Own | - |
| Inst Trans | - |
| ROA | - |
| ROE | - |
| ROIC | - |
| Gross Margin | - |
| Oper. Margin | - |
| Profit Margin | - |
| SMA20 | 1.07% |
| SMA50 | -0.68% |
| SMA200 | -7.90% |
| Trades | - |
Technical
| Shs Outstand | - |
|---|---|
| Shs Float | - |
| Short Float | - |
| Short Ratio | 0.31 |
| Short Interest | 0.04M |
| 52W High | 16.46 -14.28% |
| 52W Low | 13.55 4.13% |
| Volatility | 1.26% 1.31% |
| ATR (14) | 0.19 |
| RSI (14) | 52.08 |
| Beta | 0.77 |
| Rel Volume | 1.03 |
| Avg Volume | 116.77K |
| Volume | 116,891 |
Performance
| Perf Week | -0.21% |
|---|---|
| Perf Month | 1.22% |
| Perf Quarter | -8.26% |
| Perf Half Y | -10.75% |
| Perf YTD | -7.96% |
| Perf Year | -9.67% |
| Perf 3Y | 4.13% |
| Perf 5Y | - |
| Perf 10Y | - |
| Recom | - |
| Target Price | - |
| Prev Close | 14.13 |
| Price | 14.11 |
| Change % | -0.14% |
Peers
Mkt cap| Ticker | Company | Mkt cap |
|---|---|---|
| PDX | PIMCO Dynamic Income Strategy Fund | - |
| WDI | Western Asset Diversified Income Fund | - |
| NMAI | Nuveen Multi-Asset Income Fund | 462.86M |
| SDHY | PGIM Short Duration High Yield Opportunities Fund | - |
| RSF | RiverNorth Capital and Income Fund | 49.14M |
| FINS | Angel Oak Financial Strategies Income Term Trust | - |
| SABA | Saba Capital Income & Opportunities Fund II | 201.69M |
| HERZ | Herzfeld Credit Income Fund Inc | 25.34M |
| RFMZ | RiverNorth Flexible Municipal Income Fund II Inc | 291.71M |
| BPRE | Bluerock Private Real Estate Fund | - |
Insider trading
2 filings| Insider | Relationship | Date | Transaction | Cost | Shares | Value | Total held | Form |
|---|---|---|---|---|---|---|---|---|
| Barnes Randall C | TRUSTEE | Mar 06 '26 | Sale | 15.85 | 3,000 | 47,550 | 62,322 | Mar 09 10:36 AM |
| NYBERG RONALD | TRUSTEE | Dec 18 '25 | Buy | 15.53 | 321 | 4,985 | 2,426 | Dec 19 02:32 PM |
Held by
AUM| Ticker | Company | AUM |
|---|---|---|
| CEFS | Saba Opportunistically Hedged Closed-End Funds ETF | AUM: 422.04M |
News
latest 14 of 60- Guggenheim Investments Announces August 2025 Closed-End Fund Distributions (GlobeNewswire)
- Guggenheim Investments Announces July 2025 Closed-End Fund Distributions (GlobeNewswire)
- Guggenheim Investments Announces June 2025 Closed-End Fund Distributions (GlobeNewswire)
- Guggenheim Investments Announces May 2025 Closed-End Fund Distributions (GlobeNewswire)
- CGO: International Exposure A Plus, But Tech Exposure Weighs On Performance (Seeking Alpha)
- ETO: Outperforming The Market And Good Peer Comps (Seeking Alpha)
- Guggenheim Investments Announces April 2025 Closed-End Fund Distributions (GlobeNewswire)
- GLO: Not Impressed With This Global Fund (Seeking Alpha)
- TBLD: Profit From The Market's Shift Towards Europe With This CEF (Seeking Alpha)
- NMAI: Attractive Strategy, But Failing To Cover Its Whopping Distributions (SeekingAlpha)
- Guggenheim Investments Announces March 2025 Closed-End Fund Distributions (GlobeNewswire)
- Guggenheim Investments Announces February 2025 Closed-End Fund Distributions (GlobeNewswire)
- Guggenheim Investments Announces January 2025 Closed-End Fund Distributions (GlobeNewswire)
- Guggenheim Investments Announces December 2024 Closed-End Fund Distributions (GlobeNewswire)
Quarterly earnings
actual against estimate| Period | Reported | EPS act | EPS est | EPS rep | Sales act | Sales est | Analysts |
|---|---|---|---|---|---|---|---|
| No quarterly earnings. | |||||||
Annual earnings
| Period | EPS act | EPS est | EPS rep | Sales act | Sales est |
|---|---|---|---|---|---|
| No annual earnings. | |||||
Estimate revisions
last 14 periods| Period | Type | Date | Estimates | Up | Down | Mean | Low | High |
|---|---|---|---|---|---|---|---|---|
| No estimate revisions. | ||||||||
Estimate history
| EPS, annual |
|---|
| Period |
| EPS, quarterly |
| Period |
| Sales, annual |
| Period |
| Sales, quarterly |
| Period |
| Shares, annual |
| Period |
| Shares, quarterly |
| Period |
Income statement, annual
No statement data.
Income statement, quarterly
No statement data.
Balance sheet, annual
No statement data.
Cash flow, annual
No statement data.
Balance sheet, quarterly
No statement data.
Cash flow, quarterly
No statement data.
Revenue breakdown
| Revenue split | - |
|---|
Short interest
shares short against float, oldest to newest| Settlement | Of float | Shares short | Float | Avg volume |
|---|---|---|---|---|
| 2026-10-30 | - | 0.0M | - | 115.80K |
| 2026-10-15 | - | 0.0M | - | 118.20K |
| 2026-09-30 | - | 0.0M | - | 110.16K |
| 2026-09-15 | - | 0.0M | - | 96.18K |
| 2026-08-31 | - | 0.0M | - | 93.13K |
| 2026-08-14 | - | 0.0M | - | 89.01K |
| 2026-07-31 | - | 0.0M | - | 85.78K |
| 2026-07-15 | - | 0.1M | - | 77.40K |
| 2026-06-30 | - | 0.1M | - | 75.64K |
| 2026-06-15 | - | 0.1M | - | 77.69K |
| 2026-05-29 | - | 0.2M | - | 73.45K |
| 2026-05-15 | - | 0.0M | - | 65.97K |
| 2026-04-30 | - | 0.0M | - | 73.88K |
| 2026-04-15 | - | 0.1M | - | 79.09K |
| 2026-03-31 | - | 0.1M | - | 78.20K |
| 2026-03-13 | - | 0.1M | - | 86.25K |
| 2026-02-27 | - | 0.1M | - | 89.30K |
| 2026-02-13 | - | 0.1M | - | 92.37K |
| 2026-01-30 | - | 0.0M | - | 87.06K |
| 2026-01-15 | - | 0.0M | - | 85.75K |
Option chain
expiry 2026-11-11| Type | Strike | Bid | Ask | Last | IV | Open int | Volume | Delta | Theta | Vega |
|---|---|---|---|---|---|---|---|---|---|---|
| No option chain for this symbol. | ||||||||||
Latest SEC filings
30| Filed | Form | Description | Period | Link |
|---|---|---|---|---|
| 2026-10-30 | NPORT-P | 2026-08-31 | SEC | |
| 2026-09-18 | 40-17G | Fidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940. | SEC | |
| 2026-08-24 | N-PX | Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX | 2026-06-30 | SEC |
| 2026-08-14 | N-CEN | Form N-CEN will require annual reporting of certain census-type information in a structured XML format. Form N-CEN will replace Form N-SAR. The compliance date for Form N-CEN filers – regardless of asset size – is June 1, 2018. | 2026-05-31 | SEC |
| 2026-08-07 | N-CSR | Certified annual shareholder report of registered management investment companies filed on Form N-CSR | 2026-05-31 | SEC |
| 2026-07-22 | NPORT-P | 2026-05-29 | SEC | |
| 2026-04-30 | 40-APP/A | SEC | ||
| 2026-04-13 | 40-APP/A | SEC | ||
| 2026-04-13 | APP WD | Withdrawal of an application for exemptive or other relief from the federal securities laws | SEC | |
| 2026-04-01 | 40-APP | Application for an order of exemptive or other relief filed under the Investment Company Act of 1940 | SEC | |
| 2026-03-09 | 4 | Statement of changes in beneficial ownership of securities | 2026-03-06 | SEC |
| 2026-02-26 | DEF 14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | 2026-04-02 | SEC |
| 2026-02-03 | N-CSRS | Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR | 2025-11-30 | SEC |
| 2026-01-28 | NPORT-P | 2025-11-30 | SEC | |
| 2025-12-19 | 4 | Statement of changes in beneficial ownership of securities | 2025-12-18 | SEC |
| 2025-12-15 | 8-K | Current report | 2025-12-15 | SEC |
| 2025-11-10 | 40-APP | Application for an order of exemptive or other relief filed under the Investment Company Act of 1940 | SEC | |
| 2025-11-07 | SCHEDULE 13G/A | SEC | ||
| 2025-10-28 | NPORT-P | 2025-08-31 | SEC | |
| 2025-08-26 | N-PX | Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX | 2025-06-30 | SEC |
| 2025-08-13 | N-CEN | Form N-CEN will require annual reporting of certain census-type information in a structured XML format. Form N-CEN will replace Form N-SAR. The compliance date for Form N-CEN filers – regardless of asset size – is June 1, 2018. | 2025-05-31 | SEC |
| 2025-08-04 | N-CSR | Certified annual shareholder report of registered management investment companies filed on Form N-CSR | 2025-05-31 | SEC |
| 2025-07-29 | NPORT-P | 2025-05-31 | SEC | |
| 2025-07-28 | 40-17G | Fidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940. | SEC | |
| 2025-05-08 | 4 | Statement of changes in beneficial ownership of securities | 2025-05-05 | SEC |
| 2025-04-25 | NPORT-P | 2025-02-28 | SEC | |
| 2025-04-01 | 4 | Statement of changes in beneficial ownership of securities | 2025-04-01 | SEC |
| 2025-02-28 | DEF 14A | Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 | 2025-04-03 | SEC |
| 2025-02-05 | N-CSRS | Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR | 2024-11-30 | SEC |
| 2025-02-04 | SCHEDULE 13G/A | SEC |
Insider activity by month
| Month | Bought | Buys | Sold | Sells |
|---|---|---|---|---|
| 2026-11 | 0 | 0 | 0 | 0 |
| 2026-10 | 0 | 0 | 0 | 0 |
| 2026-09 | 0 | 0 | 0 | 0 |
| 2026-08 | 0 | 0 | 0 | 0 |
| 2026-07 | 0 | 0 | 0 | 0 |
| 2026-06 | 0 | 0 | 0 | 0 |
| 2026-05 | 0 | 0 | 0 | 0 |
| 2026-04 | 0 | 0 | 0 | 0 |
| 2026-03 | 0 | 0 | 47.55K | 1 |
| 2026-02 | 0 | 0 | 0 | 0 |
| 2026-01 | 0 | 0 | 0 | 0 |
| 2025-12 | 4.99K | 1 | 0 | 0 |
| 2025-11 | 0 | 0 | 0 | 0 |
Institutional holders
| Manager | % owned |
|---|---|
| - | |
Funds
| Fund | % owned |
|---|---|
| - | |
OakChart. GUG. Cached 15 minutes.
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