OakChart

TOP Financial Group Limited

TOPFinancial·Capital Markets·USA·Small·NASD·Nov 10 • 3:59 PM ET

14.690.00 (0.00%)
2026-11-11 14:59 CET
Market cap
1,817.26 USD m
Revenue, TTM
2.21 USD m
Net income, TTM
0.27 USD m
Free cash flow, TTM
-8.23 USD m
EPS diluted, TTM
0.00
P/E
-
Compare

Price

TOP against its 20, 50 and 200-day averages
2050200
5.0010.0015.00296K592KMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26TOPclose 14.6920-day 13.9150-day 14.65200-day 8.7914.69

15.7% under 17.42 on 28 Aug 2026. Last 15 sessions, 163.4% high to low

Profile

TOP
52-week range, 81% of the way up
3.0617.42

TOP Financial Group Ltd. is a holding company, which engages in providing financial market and securities services. It focuses on futures brokerage and other financial services through a trading platform. The company was founded by Jun Li Yang on August 1, 2019 and is headquartered in Houston, TX.

Employees30
IPOJun 01, 2022
Beta-0.77
ATR, 14d1.67
Rel volume0.00
Short float0.29%
Insider own18.65%
Inst own0.07%

Snapshot

6 groups

Valuation

Index-
Market Cap1.82B
Enterprise Value1.79B
Income-1.17M
Sales4.72M
Book/sh0.95
Cash/sh0.27
Dividend Est.-
Dividend TTM-
Dividend Ex-Date-
Dividend Gr. 3/5Y- -
Payout-
Employees30
IPOJun 01, 2022

Ratios

P/E-
Forward P/E-
PEG-
P/S385.01
P/B15.53
P/C53.65
P/FCF135.62
EV/EBITDA-
EV/Sales378.30
Quick Ratio3.08
Current Ratio3.08
Debt/Eq0.02
LT Debt/Eq0.01
Option/ShortNo / Yes

Earnings

EPS (ttm)-0.16
EPS next Y-
EPS next Q-
EPS this Y-
EPS next Y-
EPS next 5Y-
EPS past 3/5Y- -
Sales past 3/5Y-21.31% -22.51%
EPS Y/Y TTM80.41%
Sales Y/Y TTM41.89%
EPS Q/Q-
Sales Q/Q-
Earnings-
EPS/Sales Surpr.- -

Ownership

Insider Own18.65%
Insider Trans0.00%
Inst Own0.07%
Inst Trans5.05%
ROA-1.76%
ROE-3.40%
ROIC-0.99%
Gross Margin70.75%
Oper. Margin-14.34%
Profit Margin-24.79%
SMA205.60%
SMA500.27%
SMA20067.07%
Trades-

Technical

Shs Outstand121.71M
Shs Float100.64M
Short Float0.29%
Short Ratio2.04
Short Interest0.29M
52W High17.42 -15.67%
52W Low3.06 380.30%
Volatility15.04% 15.07%
ATR (14)1.67
RSI (14)53.51
Beta-0.77
Rel Volume0.00
Avg Volume142.49K
Volume0

Performance

Perf Week34.65%
Perf Month-2.97%
Perf Quarter35.52%
Perf Half Y287.09%
Perf YTD192.34%
Perf Year164.71%
Perf 3Y-32.15%
Perf 5Y-
Perf 10Y-
Recom-
Target Price-
Prev Close14.69
Price14.69
Change %0.00%

Peers

Mkt cap
TickerCompanyMkt cap
TIGRUP Fintech Holding Ltd ADR682.96M
FUTUFutu Holdings Ltd ADR9.29B
WTFWaton Financial Ltd96.47M
IBKRInteractive Brokers Group Inc36.00B
PLUTPlutus Financial Group Ltd17.96M
ETOREtoro Group Ltd1.79B
GSIWGarden Stage Ltd108.95M
BMHLBluemount Holdings Ltd78.60M
LGHLLion Group Holding Ltd ADR0.08M
AXGSolowin Holdings1.24M

News

latest 14 of 42
  • TOP Financial Group Limited Addresses Recent Unusual Fluctuations in Stock Price (GlobeNewswire)
  • TOP Financial Group Limited Announces Updated Share Capital Structure and Free Public Float (GlobeNewswire)
  • TOP Financial Group Limited Establishes U.S. Headquarters and Restructures Board of Directors (GlobeNewswire)
  • TOP Financial Group Limited Announces Strategic Relocation of Global Headquarters to the United States (GlobeNewswire)
  • TOP Financial Group Limited Announces Strategic Expansion to Launch Artificial Intelligence Division and Integrate Advanced AI Across Core Brokerage and FinTech Operations (GlobeNewswire)
  • Loading…
  • TOP Financial Group Limited Announces 1-for-5 Share Consolidation (GlobeNewswire)
  • TOP Financial Group Limited Announces Full Exercise of All Outstanding Warrants Following Cashless Exercise (GlobeNewswire)
  • TOP Financial Group Limited Announces Closing of Private Placement Offering and Update on Outstanding Shares (GlobeNewswire) -12.80%
  • TOP Financial Group Limited Announces Receipt of Nasdaq Notification Regarding Minimum Bid Price Deficiency (GlobeNewswire)
  • TOP Financial Group Limited Announces New Corporate Headquarters in Singapore (GlobeNewswire)
  • Inflation Is Americans' Top Financial Concern, New Survey Shows (Investopedia)
  • 20 Largest Publicly Traded Financial Companies in the US (Insider Monkey)
  • Top 15 Financial Gurus to Learn From (Insider Monkey)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
No quarterly earnings.

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
No annual earnings.

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
No estimate revisions.

Estimate history

EPS, annual0.3550.7060.4880.4970.163-0.806-0.158-0.1579
Period2019202020212022202320242025TTM
EPS, quarterly-0.0150.003
PeriodQ1 '26Q2 '26
Sales, annual16.516.9067.829.6958.0373.3294.7244.72
Period2019202020212022202320242025TTM
Sales, quarterly1.0772.21
PeriodQ1 '26Q2 '26
Shares, annual7.157.157.157.0017.4037.4097.419123.706
Period2019202020212022202320242025MRQ
Shares, quarterly8.711123.706
PeriodQ1 '26Q2 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY
Total Revenue2.214.723.338.049.707.8216.9116.50
Total Expenses1.945.408.907.056.274.2411.7913.90
Operating Income0.27-0.68-5.570.993.433.585.122.60
Unusual Expense0.000.500.260.000.000.00--
Net Income Before Taxes0.27-1.18-5.820.993.433.585.122.60
Income Taxes0.00-0.000.15-0.060.030.090.070.06
Consolidated Net Income0.27-1.18-5.971.053.403.495.042.54
Net Income From Continuing Operations0.27-1.17-5.971.053.403.495.042.54
Net Income0.27-1.17-5.971.053.403.495.042.54
EPS (Recurring)0.00-0.11-0.780.160.500.490.710.36
EPS (Basic, Before Extraordinaries)0.00-0.16-0.810.160.500.490.710.36
EPS (Diluted)0.00-0.16-0.810.160.500.490.710.36
Non-Operating Income (Expense)0.000.000.000.000.000.000.000.00
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Stock Option Compensation Expense0.01-------
Price To Earnings Ratio---17.8856.12---
Price To Sales Ratio6.506.5013.7910.7219.73---
Gross Margin70.7561.7454.5869.2869.6964.2939.2124.29
Operating Margin-14.34-14.34-167.2112.2935.3745.7830.2615.74
Net Margin-24.79-24.79-179.3013.0835.0444.6429.8415.39
Shares Outstanding123.717.427.417.407.007.157.157.15
Market Capitalization1,817.261,817.2645.9493.47196.03192.78--

Income statement, quarterly

Currency USD, millions
Metric2026Q22026Q1
Total Revenue2.211.08
Total Expenses1.941.46
Operating Income0.27-0.39
Unusual Expense0.000.00
Net Income Before Taxes0.27-0.39
Income Taxes0.00-0.27
Consolidated Net Income0.27-0.11
Net Income From Continuing Operations0.27-0.11
Net Income0.27-0.11
EPS (Recurring)0.00-0.02
EPS (Basic, Before Extraordinaries)0.00-0.02
EPS (Diluted)0.00-0.02
Non-Operating Income (Expense)0.000.00
Other After Tax Adjustments0.000.00
Stock Option Compensation Expense0.01-
Gross Margin80.9778.56
Operating Margin12.41-35.94
Net Margin12.41-10.54
Shares Outstanding123.718.71
Market Capitalization1,817.2679.70

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY
Cash & Short Term Investments31.7116.1439.6918.857.966.844.86
Short Term Receivables46.1924.8313.7917.383.612.718.02
Investment Securities0.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.00
Investments1.311.031.422.941.290.480.13
Investment in Unconsolidated Affiliates3.153.652.000.260.000.000.00
Net Property, Plant & Equipment2.670.700.520.640.660.020.02
Deferred Tax Assets0.17------
Other Intangible Assets0.990.450.220.220.360.220.26
Total Assets86.1846.8057.6440.2813.8810.2613.29
Total Debt2.220.270.060.150.240.000.00
Long Term Debt1.580.270.000.000.000.000.00
Provision for Risks Charges0.000.000.000.000.000.000.00
Deferred Tax Liabilities0.13------
Other Liabilities49.5911.6417.054.183.443.516.86
Total Liabilities51.9411.9117.114.333.693.516.86
Preferred Stock - Carrying Value0.000.000.000.000.000.000.00
Common Equity33.9434.8940.5335.9510.206.756.43
Total Shareholders Equity33.9434.8940.5335.9510.206.756.43
Accumulated Minority Interest0.300.000.000.000.000.000.00
Total Equity34.2534.8940.5335.9510.206.756.43
Total Liabilities & Stockholders Equity86.1846.8057.6440.2813.8810.2613.29
Book Value Per Share4.584.715.475.141.430.940.90
Tangible Book Value Per Share4.564.705.475.131.420.940.89
Full-Time Employees30181111111111
Price to Book Ratio15.531.322.405.45---
Return on Assets-1.76-11.432.1512.5528.9242.84-
Return on Equity-3.40-15.832.7514.7341.2076.53-
Return on Invested Capital-3.30-16.982.599.4534.2474.6939.49
Quick Ratio1.573.863.188.993.142.721.88
Current Ratio1.573.863.188.993.142.721.88

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY
Funds from Operations--1.33-3.430.723.573.565.062.56
Extraordinary Item-0.000.000.000.000.000.000.00
Changes in Working Capital-15.62-11.4515.34-8.15-1.16-0.38-3.36
Income Taxes Payable-0.08----0.150.07-0.24
Cash from Operating Activities-8.2314.30-14.8916.06-4.582.404.68-0.80
Capital Expenditures-0.01-0.90-0.00-0.01-0.09-0.41-0.020.00
Net Assets From Acquisitions0.000.000.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.140.000.000.000.000.000.00
Purchase or Sale of Investments-0.190.75-1.98-0.05-2.910.000.000.00
Purchase of Investments-0.19-0.37-2.40-1.75-2.910.000.000.00
Sale Or Maturity of Investments-1.120.421.700.000.000.000.00
Other Uses0.000.000.00-0.500.000.000.000.00
Other Sources1.750.000.000.000.000.000.000.00
Cash from Investing Activities-3.341.01-8.940.42-8.00-0.41-0.020.00
Cash Dividends Paid0.000.000.000.000.000.00-5.200.00
Preferred Dividends (Cash Flow)0.000.000.000.000.000.000.000.00
Change in Capital Stock0.000.000.004.3922.500.000.000.00
Repurchase of Common Pref Stock0.000.000.000.00-0.150.000.000.00
Sale of Common Pref Stock0.000.000.004.3922.650.000.000.00
Proceedsfrom Stock Options0.000.000.004.3922.650.000.000.00
Issuance or Reduction of Debt, Net0.000.640.000.000.000.000.000.00
Net Financing Active Other Cash Flow0.000.350.000.000.000.002.88-0.58
Other Financing Activities Uses0.00-0.000.000.000.000.00-0.58
Cash from Financing Activities0.000.990.004.3922.500.00-2.33-0.58
Exchange Rate Effect0.170.240.31-0.02-0.04--0.020.07
Net Change in Cash-11.4016.53-23.5220.859.891.982.32-1.31
Free Cash Flow-8.2313.40-14.8916.05-4.661.984.66-0.80
Price to Free Cash Flow2.292.29-5.37----

Balance sheet, quarterly

Currency USD, millions
Metric2026Q22026Q1
Cash & Short Term Investments33.8745.27
Short Term Receivables125.60101.73
Investments2.682.48
Investment in Unconsolidated Affiliates3.153.15
Net Property, Plant & Equipment2.252.45
Deferred Tax Assets0.040.04
Other Intangible Assets3.963.29
Total Assets171.56158.41
Total Debt1.912.05
Long Term Debt1.271.42
Provision for Risks Charges0.000.00
Other Liabilities52.33119.36
Total Liabilities54.25121.41
Preferred Stock - Carrying Value0.000.00
Common Equity117.0136.70
Total Shareholders Equity117.0136.70
Accumulated Minority Interest0.300.30
Total Equity117.3137.00
Total Liabilities & Stockholders Equity171.56158.41
Book Value Per Share0.954.21
Tangible Book Value Per Share0.943.93
Price to Book Ratio15.532.17
Return on Invested Capital0.23-0.30
Quick Ratio3.082.69
Current Ratio3.082.69

Cash flow, quarterly

Currency USD, millions
Metric2026Q22026Q1
Cash from Operating Activities-8.236.03
Capital Expenditures-0.01-0.00
Net Assets From Acquisitions0.000.00
Sale of Fixed Assets and Businesses0.000.00
Purchase or Sale of Investments-0.19-0.99
Purchase of Investments-0.19-0.99
Sale Or Maturity of Investments-0.00
Other Uses0.000.00
Other Sources1.756.63
Cash from Investing Activities-3.347.82
Cash Dividends Paid0.000.00
Preferred Dividends (Cash Flow)0.000.00
Change in Capital Stock0.000.00
Repurchase of Common Pref Stock0.000.00
Sale of Common Pref Stock0.000.00
Proceedsfrom Stock Options0.000.00
Issuance or Reduction of Debt, Net0.000.00
Net Financing Active Other Cash Flow0.000.00
Other Financing Activities Uses0.000.00
Cash from Financing Activities0.000.00
Exchange Rate Effect0.17-0.29
Net Change in Cash-11.4013.56
Free Cash Flow-8.236.03

Revenue breakdown

Futures Brokerage Commissions2024: 1.83M 2025: 1.83M
Interest Income And Other2024: 903.26K 2025: 440.31K
Interest Income From Loan Business2024: 832.72K 2025: 952.51K
Other Service Revenues2024: 231.36K 2025: 415.49K
Trading Gains From Overthecounter OTCDerivatives Business2024: 145.58K
Trading Solution Service Revenues2024: 805.83K 2025: 290.00K
Tradinglosses Gains2024: -1.42M 2025: 402.50K
Virtual asset Brokerage Commissions2025: 388.88K
United States2024: 3.33M 2025: 4.72M

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-300.29%0.3M100.6M127.27K
2026-10-150.25%0.3M100.6M120.37K
2026-09-300.14%0.1M100.6M108.26K
2026-09-150.19%0.2M100.6M103.20K
2026-08-310.18%0.2M100.6M90.17K
2026-08-140.14%0.1M100.6M74.79K
2026-07-310.11%0.1M100.6M58.40K
2026-07-150.18%0.0M21.1M35.39K
2026-06-302.01%0.0M0.9M24.10K
2026-06-152.08%0.0M1.0M140.75K
2026-05-292.97%0.0M1.0M138.58K
2026-05-154.22%0.0M1.0M134.35K
2026-04-304.79%0.0M1.0M137.65K
2026-04-154.98%0.1M1.0M140.84K
2026-03-314.06%0.0M1.0M139.95K
2026-03-131.49%0.0M1.0M10.08K
2026-02-271.47%0.0M1.0M10.19K
2026-02-131.11%0.0M1.0M10.95K
2026-01-302.26%0.0M0.8M10.25K
2026-01-151.50%0.0M0.8M9.76K

Option chain

expiry 2026-11-11
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
No option chain for this symbol.

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-038-KCurrent report2026-11-03SEC
2026-10-2810-QQuarterly report pursuant to Section 13 or 15(d)2026-09-30SEC
2026-10-168-KCurrent report2026-10-16SEC
2026-10-148-KCurrent report2026-10-14SEC
2026-10-133Initial statement of beneficial ownership of securities2026-10-08SEC
2026-10-098-KCurrent report2026-10-08SEC
2026-10-08EFFECTEffectiveness filing by commission orderSEC
2026-10-08424B3SEC
2026-10-01F-1Registration statement for certain foreign private issuersSEC
2026-09-298-KCurrent report2026-09-25SEC
2026-09-218-KCurrent report2026-09-21SEC
2026-09-18DRSSEC
2026-09-048-KCurrent report2026-09-04SEC
2026-08-1710-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-08-17NT 10-Q2026-06-30SEC
2026-08-048-KCurrent report2026-07-31SEC
2026-07-313Initial statement of beneficial ownership of securities2026-03-18SEC
2026-07-313Initial statement of beneficial ownership of securities2026-03-18SEC
2026-07-313Initial statement of beneficial ownership of securities2026-03-18SEC
2026-07-313Initial statement of beneficial ownership of securities2026-03-18SEC
2026-07-313Initial statement of beneficial ownership of securities2026-03-18SEC
2026-07-313Initial statement of beneficial ownership of securities2026-03-18SEC
2026-07-313Initial statement of beneficial ownership of securities2026-03-18SEC
2026-07-318-KCurrent report2026-07-30SEC
2026-07-30SCHEDULE 13DSEC
2026-07-238-KCurrent report2026-07-21SEC
2026-07-208-KCurrent report2026-07-19SEC
2026-07-138-KCurrent report2026-07-09SEC
2026-07-0710-KAnnual report pursuant to Section 13 or 15(d)2026-03-31SEC
2026-06-30NT 10-K2026-03-31SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-100000
2026-090000
2026-080000
2026-070000
2026-060000
2026-050000
2026-040000
2026-030000
2026-020000
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
CITADEL ADVISORS LLC0.21%
RENAISSANCE TECHNOLOGIES LLC0.13%
JANE STREET GROUP, LLC0.09%
XTX Topco Ltd0.09%
BlackRock, Inc.0.06%
TWO SIGMA INVESTMENTS, LP0.04%
GEODE CAPITAL MANAGEMENT, LLC0.01%
CITIGROUP INC0.01%
UBS Group AG0.00%

Funds

Fund% owned
First Trust Emerging Markets Small Cap AlphaDEX Fund2.96%
Emerging Markets Equity Select ETF0.04%
Fidelity Nasdaq Composite Index Fund0.01%
VOYA MULTI-MANAGER EMERGING MARKETS EQUITY FUND0.00%
Blackstone Alternative Multi-Strategy Fund0.00%

OakChart. TOP. Cached 15 minutes.

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