Siebert Financial Corp

SIEBFinancial·Capital Markets·USA·Micro·NASD·Nov 11 • 3:59 PM ET

1.88+0.07 (3.87%)

2026-11-12 04:08 CET

Market cap

79.38 USD m

Revenue, TTM

105.05 USD m

Net income, TTM

-1.12 USD m

Free cash flow, TTM

381.78 USD m

EPS diluted, TTM

-0.03

P/E

Compare

Price

SIEB against its 20, 50 and 200-day averages

2050200

54.6% under the 52-week high of 4.15 on 19 Dec 2025. 52-week low 1.53 on 28 Jul 2026. Last 15 sessions, 19.3% high to low

Volume 0.10× normal · the line is the 50-bar volume average

Profile

SIEB

52-week range, 13% of the way up

1.534.14

Siebert Financial Corp. is a bank holding company, which engages in the provision of brokerage and financial advisory services. It conducts the following lines of business through wholly owned subsidiaries: Retail Brokerage Business, Investment Advisory Services, Insurance Services, Robo-Advisory Technology Development, and Prime Brokerage Services. The company was founded by Siebert Muriel F. on April 9, 1934 and is headquartered in Miami Beach, FL.

Employees	166
IPO	Mar 18, 1980
Beta	1.03
ATR, 14d	0.11
Rel volume	0.10
Short float	0.96%
Insider own	62.41%
Inst own	5.57%

Snapshot

6 groups

Valuation

Index	-
Market Cap	79.39M
Enterprise Value	-103.56M
Income	-1.12M
Sales	105.05M
Book/sh	2.16
Cash/sh	4.60
Dividend Est.	-
Dividend TTM	-
Dividend Ex-Date	Oct 11, 2016
Dividend Gr. 3/5Y	- -
Payout	0.00%
Employees	166
IPO	Mar 18, 1980

Ratios

P/E	-
Forward P/E	-
PEG	-
P/S	0.76
P/B	0.87
P/C	0.41
P/FCF	0.21
EV/EBITDA	-31.87
EV/Sales	-0.99
Quick Ratio	0.36
Current Ratio	0.36
Debt/Eq	0.13
LT Debt/Eq	0.06
Option/Short	Yes / Yes

Earnings

EPS (ttm)	-0.03
EPS next Y	-
EPS next Q	-
EPS this Y	-
EPS next Y	-
EPS next 5Y	-
EPS past 3/5Y	- 5.33%
Sales past 3/5Y	24.02% 11.41%
EPS Y/Y TTM	-111.45%
Sales Y/Y TTM	21.62%
EPS Q/Q	93.15%
Sales Q/Q	109.59%
Earnings	-
EPS/Sales Surpr.	- -

Ownership

Insider Own	62.41%
Insider Trans	0.06%
Inst Own	5.57%
Inst Trans	-5.76%
ROA	-0.15%
ROE	-1.26%
ROIC	-1.20%
Gross Margin	94.84%
Oper. Margin	0.51%
Profit Margin	-1.07%
SMA20	0.45%
SMA50	-11.77%
SMA200	-5.25%
Trades	-

Technical

Shs Outstand	41.10M
Shs Float	15.87M
Short Float	0.96%
Short Ratio	2.13
Short Interest	0.15M
52W High	4.14 -54.64%
52W Low	1.53 22.88%
Volatility	5.68% 5.02%
ATR (14)	0.11
RSI (14)	45.39
Beta	1.03
Rel Volume	0.10
Avg Volume	71.94K
Volume	6,970

Performance

Perf Week	2.73%
Perf Month	-10.05%
Perf Quarter	-1.05%
Perf Half Y	7.43%
Perf YTD	-46.44%
Perf Year	-33.57%
Perf 3Y	9.94%
Perf 5Y	-41.80%
Perf 10Y	50.40%
Recom	-
Target Price	-
Prev Close	1.81
Price	1.88
Change %	3.87%

Peers

Mkt cap

Ticker	Company	Mkt cap
OPY	Oppenheimer Holdings Inc	970.43M
ATCH	AtlasClear Holdings Inc	12.60M
DOMH	Dominari Holdings Inc	21.69M
HOOD	Robinhood Markets Inc	76.16B
COHN	Cohen & Company Inc	35.52M
SNEX	StoneX Group Inc	7.00B
IBKR	Interactive Brokers Group Inc	37.38B
MDBH	MDB Capital Holdings LLC	17.95M
BULL	Webull Corp	2.74B
FRHC	Freedom Holding Corp	10.44B

Ticker

Company

Mkt cap

OPY

Oppenheimer Holdings Inc

970.43M

ATCH

AtlasClear Holdings Inc

12.60M

DOMH

Dominari Holdings Inc

21.69M

HOOD

Robinhood Markets Inc

76.16B

COHN

Cohen & Company Inc

35.52M

SNEX

StoneX Group Inc

7.00B

IBKR

Interactive Brokers Group Inc

37.38B

MDBH

MDB Capital Holdings LLC

17.95M

BULL

Webull Corp

2.74B

FRHC

Freedom Holding Corp

10.44B

Insider trading

1 filings

Insider	Relationship	Date	Transaction	Cost	Shares	Value	Total held	Form
Gebbia Richard	Member of 10% owner group	May 28 '26	Buy	1.86	15,000	27,900	576,273	Aug 28 03:00 PM

Insider

Relationship

Date

Transaction

Cost

Value

Total held

Form

Gebbia Richard

Member of 10% owner group

May 28 '26

Buy

1.86

15,000

27,900

576,273

Aug 28 03:00 PM

Held by

AUM

Ticker	Company	AUM
VTI	Vanguard Morningstar Total Stock Market ETF	AUM: 687.42B
VXF	Vanguard Extended Market Index ETF	AUM: 30.47B
IWC	iShares Micro-Cap ETF	AUM: 1.22B
DCOR	US Core Equity 1 Portfolio ETF Class Shares	AUM: 3.65B
AVSC	Avantis U.S Small Cap Equity ETF	AUM: 3.23B

Ticker

Company

AUM

VTI

Vanguard Morningstar Total Stock Market ETF

AUM: 687.42B

VXF

Vanguard Extended Market Index ETF

AUM: 30.47B

IWC

iShares Micro-Cap ETF

AUM: 1.22B

DCOR

US Core Equity 1 Portfolio ETF Class Shares

AUM: 3.65B

AVSC

Avantis U.S Small Cap Equity ETF

AUM: 3.23B

News

latest 14 of 200

Nov-04-26 07:45AMSiebert Financial Announces Next Generation Leadership Structure to Drive Continued Growth as Firm Enters 60th Year (Business Wire) -6.63%
Nov-03-26 09:57PMAnalysts react to US midterm election results (Reuters)
Oct-08-26 11:05AMSiebert CIO Says Micron Stock Is a Buy, Just Not Forever (BeInCrypto)
Sep-24-26 04:26PMWhy the Economy Can Handle Surging Bond Yields- for Now (Barrons.com)
Aug-20-26 08:00AMSiebert Partners with tZERO to Give Access to Digital Securities to Its Customers (GlobeNewswire)
Aug-18-26 08:00AMUnusual Whales and Siebert Financial Announce Strategic Partnership to Launch New Series of ETFs (GlobeNewswire) +5.15%
Aug-17-26 10:31AMSiebert Financials Mark Malek on What Latest Consumer Data Means for Investors (NYSE)
08:00AMSiebert Financial Expands Strategic Partnership with FusionIQ Through Additional Investment and Long-Term Transformation Agreement (GlobeNewswire)
Aug-11-26 05:15PMSiebert Reports Second Quarter 2026 Financial Results (GlobeNewswire)
Jul-28-26 10:47AMEXCLUSIVE: SK Hynix Isn't the Only Opportunity. Siebert CEO Sees More South Korean Winners Ahead (Benzinga Private Markets)
Jul-27-26 08:00AMSiebert Financial partners with Kakao Pay Securities to Launch Trading of 24-hr Tokenized Korean Stocks (GlobeNewswire)
Jul-22-26 06:57AMStock Market Today: Major Indexes End Lower Ahead of Big Tech Earnings; Oil Prices, Treasury Yields Gain (Investopedia)
06:57AMMarkets News, July 22, 2026: Major Indexes End Lower Ahead of Big Tech Earnings; Oil Prices, Treasury Yields Gain (Investopedia)
Jun-29-26 01:42PMSiebert Expands Access to Tokenized Securities Through New Collaboration with tZERO and Streamex (GlobeNewswire)

Key figures

Revenue, TTM	105.05
Net income, TTM	-1.12
EPS diluted, TTM	-0.03
EBIT, TTM	0.53
Free cash flow, TTM	381.78
Gross margin	94.84%
Operating margin	0.51%
Net margin	-1.07%
Market cap	79.38
P/E	-
Sales Y/Y, TTM	21.62%

USD millions. TTM from the statement feed.

Quarterly earnings

actual against estimate

Period	Reported	EPS act	EPS est	EPS rep	Sales act	Sales est	Analysts
2023Q3	2023-11-13	-	-	-	18.10	-	-
2022Q1	2022-05-25	-	-	-	10.30	-	-

Annual earnings

Period	EPS act	EPS est	EPS rep	Sales act	Sales est
No annual earnings.

Period

EPS act

EPS est

EPS rep

Sales act

Sales est

No annual earnings.

Estimate revisions

last 14 periods

Period	Type	Date	Estimates	Up	Down	Mean	Low	High
No estimate revisions.

Period

Type

Date

Estimates

Down

Mean

Low

High

No estimate revisions.

Estimate history

Period	2017	2018	2019	2020	2021	2022	2023	2024	2025	TTM
EPS, annual	0.1	0.441	0.106	0.097	0.161	-0.061	0.211	0.331	0.126	-0.0272
EPS, quarterly	0.101	0.096	0.043	0.216	-0.117	0.04	-0.011	-0.048	-0.008
Period	Q2 '24	Q3 '24	Q4 '24	Q1 '25	Q2 '25	Q3 '25	Q4 '25	Q1 '26	Q2 '26
Sales, annual	13.11	30.036	42.777	54.872	67.507	49.383	71.514	83.901	94.202	105.05
Period	2017	2018	2019	2020	2021	2022	2023	2024	2025	TTM
Sales, quarterly	20.863	22.56	20.022	28.919	14.874	26.847	23.562	23.47	31.174
Period	Q2 '24	Q3 '24	Q4 '24	Q1 '25	Q2 '25	Q3 '25	Q4 '25	Q1 '26	Q2 '26
Shares, annual	27.157	27.157	30.46	30.954	32.403	32.505	39.581	40.121	40.436	41.101
Period	2017	2018	2019	2020	2021	2022	2023	2024	2025	MRQ
Shares, quarterly	39.951	40.121	40.121	40.358	40.42	40.427	40.436	40.941	41.101
Period	Q2 '24	Q3 '24	Q4 '24	Q1 '25	Q2 '25	Q3 '25	Q4 '25	Q1 '26	Q2 '26

Income statement, annual

Currency USD, millions
Metric	TTM	2025FY	2024FY	2023FY	2022FY	2021FY	2020FY	2019FY	2018FY
Total Revenue	105.05	94.20	83.90	71.51	49.38	67.51	54.87	42.78	30.04
Total Expenses	104.52	88.18	66.17	53.12	49.22	59.87	51.33	38.36	22.68
Operating Income	0.53	6.02	17.73	18.39	0.16	7.64	3.54	4.42	7.36
Unusual Expense	2.26	0.00	0.00	6.98	4.01	0.70	0.00	0.00	0.00
Net Income Before Taxes	-2.44	5.57	17.47	11.26	-4.29	6.75	3.20	4.28	7.36
Income Taxes	-1.32	0.45	4.17	3.42	-1.30	1.72	0.22	1.05	-4.60
Consolidated Net Income	-1.12	5.12	13.30	7.84	-2.99	5.03	2.98	3.24	11.96
Net Income From Continuing Operations	-1.12	5.12	13.29	7.83	-1.99	5.03	2.98	3.24	11.96
Net Income	-1.12	5.12	13.29	7.83	-1.99	5.03	2.98	3.24	11.96
EPS (Recurring)	0.01	0.13	0.33	0.34	0.03	0.18	0.10	0.11	0.44
EPS (Basic, Before Extraordinaries)	-0.03	0.13	0.33	0.21	-0.06	0.16	0.10	0.11	0.44
EPS (Diluted)	-0.03	0.13	0.33	0.21	-0.06	0.16	0.10	0.11	0.44
Non-Operating Income (Expense)	0.00	0.00	0.00	0.11	0.00	0.17	0.00	0.00	0.00
Other After Tax Adjustments	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Stock Option Compensation Expense	1.38	1.22	0.58	-	-	-	-	-	-
Price To Earnings Ratio	-	-	11.77	10.74	35.23	14.43	43.25	65.14	32.83
Price To Sales Ratio	0.64	1.52	1.51	0.87	0.89	1.08	2.35	6.16	13.07
Gross Margin	94.84	95.17	96.44	94.84	93.65	88.93	86.49	89.63	90.03
Operating Margin	0.51	6.39	21.13	25.71	0.33	11.32	6.46	10.33	24.50
Net Margin	-1.07	5.44	15.84	10.94	-4.03	7.46	5.42	7.56	39.83
Shares Outstanding	41.10	40.44	40.12	39.58	32.51	32.40	30.95	30.46	27.16
Market Capitalization	79.38	79.38	126.78	66.50	43.99	71.81	130.01	234.91	392.69

Income statement, quarterly

Currency USD, millions
Metric	2026Q2	2026Q1	2025Q4	2025Q3	2025Q2	2025Q1	2024Q4	2024Q3
Total Revenue	31.17	23.47	23.56	26.85	14.87	28.92	20.02	22.56
Total Expenses	29.94	25.34	24.69	24.55	20.61	18.33	18.00	17.65
Operating Income	1.23	-1.86	-1.13	2.29	-5.73	10.59	2.03	4.91
Unusual Expense	1.48	0.78	0.00	0.00	0.00	0.00	0.00	0.00
Net Income Before Taxes	-0.47	-2.87	-1.29	2.19	-5.83	10.50	1.95	4.84
Income Taxes	-0.15	-0.90	-0.84	0.56	-1.11	1.83	0.21	1.00
Consolidated Net Income	-0.33	-1.97	-0.45	1.62	-4.72	8.66	1.74	3.83
Net Income From Continuing Operations	-0.33	-1.97	-0.45	1.62	-4.72	8.66	1.73	3.83
Net Income	-0.33	-1.97	-0.45	1.62	-4.72	8.66	1.73	3.83
EPS (Recurring)	0.02	-0.03	-0.01	0.04	-0.12	0.22	0.04	0.10
EPS (Basic, Before Extraordinaries)	-0.01	-0.05	-0.01	0.04	-0.12	0.22	0.04	0.10
EPS (Diluted)	-0.01	-0.05	-0.01	0.04	-0.12	0.22	0.04	0.10
Non-Operating Income (Expense)	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Other After Tax Adjustments	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Stock Option Compensation Expense	0.29	0.66	0.23	0.20	0.34	0.44	0.03	-
Price To Earnings Ratio	-	15.01	19.29	12.29	9.70	9.04	11.77	9.42
Price To Sales Ratio	0.64	0.88	1.51	1.30	2.07	1.31	1.51	1.21
Gross Margin	95.09	94.52	94.44	95.19	92.76	97.00	94.83	96.92
Operating Margin	3.95	-7.95	-4.79	8.55	-38.55	36.60	10.12	21.77
Net Margin	-1.05	-8.40	-1.89	6.04	-31.73	29.96	8.65	16.96
Shares Outstanding	41.10	40.94	40.44	40.43	40.42	40.36	40.12	40.12
Market Capitalization	79.38	77.62	141.90	118.05	178.61	120.76	126.78	101.51

Balance sheet, annual

Currency USD, millions
Metric	2025FY	2024FY	2023FY	2022FY	2021FY	2020FY	2019FY	2018FY	2017FY
Cash & Short Term Investments	208.02	258.49	297.98	302.95	334.48	331.09	232.61	7.23	3.77
Short Term Receivables	86.70	91.64	79.35	63.37	95.83	112.86	90.62	3.30	1.68
Investment Securities	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Securities In Custody	408.50	139.04	394.71	336.91	939.52	905.78	193.53	0.00	0.00
Investments	22.21	0.11	0.11	0.94	0.94	0.09	0.00	0.00	0.00
Investment in Unconsolidated Affiliates	0.00	0.00	0.00	2.58	8.16	0.00	0.00	0.00	0.00
Net Property, Plant & Equipment	12.64	12.63	12.14	10.55	10.12	3.05	5.10	0.47	0.35
Deferred Tax Assets	4.54	4.60	5.63	5.52	5.33	5.76	6.45	5.81	-
Other Intangible Assets	18.44	14.34	13.01	6.35	10.88	15.25	10.82	1.61	0.23
Total Assets	761.05	520.85	802.92	729.17	1,405.27	1,373.89	539.13	18.41	6.03
Total Debt	12.67	9.49	11.76	9.45	17.66	12.49	12.41	0.00	0.00
Long Term Debt	5.46	6.75	9.02	7.22	8.41	4.96	2.18	0.00	0.00
Provision for Risks Charges	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Deferred Tax Liabilities	2.01	1.19	1.12	1.13	1.04	0.90	1.06	0.23	-
Other Liabilities	657.21	425.08	719.33	668.68	1,336.06	1,322.51	492.52	1.00	0.81
Total Liabilities	671.89	435.76	732.22	679.25	1,354.77	1,335.90	505.99	1.24	0.81
Preferred Stock - Carrying Value	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Common Equity	89.16	84.09	69.72	48.95	49.26	37.99	33.13	17.17	5.21
Total Shareholders Equity	89.16	84.09	69.72	48.95	49.26	37.99	33.13	17.17	5.21
Accumulated Minority Interest	0.00	1.01	0.99	0.97	1.24	0.00	0.00	0.00	0.00
Total Equity	89.16	85.09	70.71	49.92	50.51	37.99	33.13	17.17	5.21
Total Liabilities & Stockholders Equity	761.05	520.85	802.92	729.17	1,405.27	1,373.89	539.13	18.41	6.03
Book Value Per Share	2.20	2.10	1.76	1.51	1.52	1.23	1.09	0.63	0.19
Tangible Book Value Per Share	1.98	1.90	1.68	1.41	1.44	1.09	0.93	0.59	0.19
Full-Time Employees	166	146	124	117	125	125	132	76	80
Price to Book Ratio	0.87	1.54	0.94	0.85	1.53	3.42	11.30	22.87	66.54
Return on Assets	0.80	2.01	1.02	-0.19	0.36	0.42	1.16	97.90	43.84
Return on Equity	5.91	17.28	13.19	-4.05	11.54	10.12	12.86	106.87	57.79
Return on Invested Capital	5.41	14.63	9.94	-3.54	8.73	6.93	9.16	69.65	41.39
Quick Ratio	0.48	0.82	0.53	0.55	0.32	0.34	0.64	10.49	6.98
Current Ratio	0.48	0.82	0.53	0.55	0.32	0.34	0.64	10.49	6.98

Cash flow, annual

Currency USD, millions
Metric	TTM	2025FY	2024FY	2023FY	2022FY	2021FY	2020FY	2019FY	2018FY
Funds from Operations	5.36	11.33	16.33	13.55	2.80	7.59	5.02	4.73	6.53
Extraordinary Item	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Changes in Working Capital	378.10	232.50	-305.38	27.22	-630.53	33.05	803.56	-87.53	-1.66
Income Taxes Payable	-1.30	-2.33	-0.13	1.26	-0.70	1.29	-	0.00	-0.12
Cash from Operating Activities	383.46	243.82	-289.05	40.78	-627.73	40.64	808.58	-82.80	4.87
Capital Expenditures	-3.02	-3.80	-4.89	-2.56	-2.10	-7.45	-0.41	-2.27	-1.40
Net Assets From Acquisitions	0.00	-0.44	-1.12	0.00	0.00	0.00	0.00	-3.82	0.00
Sale of Fixed Assets and Businesses	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.15	-
Purchase or Sale of Investments	22.66	-0.63	-3.32	-14.83	0.77	1.30	0.00	0.00	0.00
Purchase of Investments	22.71	-2.35	-3.35	-14.83	-0.02	-0.07	0.00	0.00	0.00
Sale Or Maturity of Investments	-0.05	1.72	0.02	-	0.79	1.37	0.00	0.00	0.00
Other Uses	0.00	0.00	-0.04	0.00	0.00	-0.85	0.00	0.00	0.00
Other Sources	-	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Cash from Investing Activities	-28.30	-4.88	-9.37	-17.39	-1.33	-9.73	-0.41	-5.94	-1.40
Cash Dividends Paid	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Change in Capital Stock	0.00	0.00	0.00	17.36	0.00	0.00	0.80	-3.25	0.00
Repurchase of Common Pref Stock	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-3.42	0.00
Sale of Common Pref Stock	0.00	0.00	0.00	17.36	0.00	0.00	0.80	0.17	0.00
Proceedsfrom Stock Options	0.00	0.00	0.00	17.36	0.00	0.00	0.00	0.17	0.00
Issuance or Reduction of Debt, Net	4.91	4.91	-0.09	-2.73	-5.13	4.85	1.85	-5.94	0.00
Change in Long Term Debt	-0.09	-0.09	-0.09	-2.73	-0.66	3.05	4.66	0.00	0.00
Issuance of Long Term Debt	-	-	-	-	-	3.05	4.66	-	-
Reduction of Long Term Debt	-0.09	-0.09	-0.09	-2.73	-0.66	-	-	0.00	0.00
Net Financing Active Other Cash Flow	0.00	-0.04	0.00	0.00	0.84	0.00	0.00	-1.60	0.00
Other Financing Activities Uses	0.00	-0.04	0.00	0.00	0.00	0.00	0.00	-1.60	0.00
Cash from Financing Activities	1.34	1.31	-0.09	14.63	-4.29	4.85	2.65	-2.85	0.00
Net Change in Cash	356.50	240.25	-298.50	38.01	-633.36	35.76	810.82	-91.60	3.46
Free Cash Flow	381.78	242.20	-290.70	39.11	-629.00	33.53	808.57	-83.81	4.59
Preferred Dividends (Cash Flow)	-	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Price to Free Cash Flow	0.18	0.59	-	1.59	-	2.17	0.16	55.49	85.57

Balance sheet, quarterly

Currency USD, millions
Metric	2026Q2	2026Q1	2025Q4	2025Q3	2025Q2	2025Q1
Cash & Short Term Investments	194.42	204.14	208.02	228.33	194.47	206.53
Short Term Receivables	117.37	99.42	86.70	91.25	91.74	88.05
Investments	2.70	2.52	22.21	2.00	2.00	0.00
Investment in Unconsolidated Affiliates	0.00	0.00	0.00	0.00	0.00	0.00
Net Property, Plant & Equipment	12.29	12.19	12.64	12.69	12.15	12.44
Deferred Tax Assets	3.63	3.48	4.54	2.37	2.92	2.64
Other Intangible Assets	18.78	18.60	18.44	17.54	18.51	16.94
Total Assets	968.76	597.14	761.05	607.46	560.51	534.19
Total Debt	11.47	11.76	12.67	8.95	8.14	8.83
Long Term Debt	5.00	5.25	5.46	5.58	5.51	5.94
Provision for Risks Charges	0.00	0.00	0.00	0.00	0.00	0.00
Deferred Tax Liabilities	-	-	2.01	-	-	-
Other Liabilities	868.64	497.26	657.21	506.64	462.38	431.09
Total Liabilities	880.11	509.02	671.89	515.60	470.52	439.92
Preferred Stock - Carrying Value	0.00	0.00	0.00	0.00	0.00	0.00
Common Equity	88.65	88.12	89.16	90.90	89.02	93.30
Total Shareholders Equity	88.65	88.12	89.16	90.90	89.02	93.30
Accumulated Minority Interest	0.00	0.00	0.00	0.97	0.97	0.97
Total Equity	88.65	88.12	89.16	91.87	89.99	94.27
Total Liabilities & Stockholders Equity	968.76	597.14	761.05	607.46	560.51	534.19
Book Value Per Share	2.16	2.15	2.20	2.25	2.20	2.31
Tangible Book Value Per Share	1.95	1.95	1.98	2.02	1.97	2.10
Full-Time Employees	-	-	166	-	-	-
Price to Book Ratio	0.87	0.87	1.56	1.33	1.91	1.44
Return on Assets	-0.15	-0.97	0.80	1.23	1.62	2.86
Return on Equity	-1.26	-6.08	5.91	8.43	11.37	21.85
Return on Invested Capital	-0.35	-2.11	-0.47	1.68	-4.99	8.73
Quick Ratio	0.36	0.61	0.48	0.64	0.62	0.69
Current Ratio	0.36	0.61	0.48	0.64	0.62	0.69

Cash flow, quarterly

Currency USD, millions
Metric	2026Q2	2026Q1	2025Q4	2025Q3	2025Q2	2025Q1
Funds from Operations	0.95	-0.34	1.59	3.15	-3.88	10.46
Extraordinary Item	0.00	0.00	0.00	0.00	0.00	0.00
Changes in Working Capital	353.09	-174.03	153.91	45.13	26.35	7.11
Income Taxes Payable	-0.04	0.05	-1.32	0.01	-2.08	1.06
Cash from Operating Activities	354.04	-174.37	155.51	48.27	22.48	17.56
Capital Expenditures	-0.70	-0.46	-1.11	-0.74	-0.80	-1.15
Net Assets From Acquisitions	0.00	0.00	0.00	0.00	-0.44	0.00
Sale of Fixed Assets and Businesses	0.00	0.00	0.00	0.00	0.00	0.00
Purchase or Sale of Investments	-0.18	-0.52	34.61	-11.25	-7.47	-16.53
Purchase of Investments	3.12	-3.96	34.16	-10.61	-1.40	-24.50
Sale Or Maturity of Investments	-3.29	3.44	0.45	-0.64	-6.07	7.98
Other Uses	0.00	0.00	0.23	-0.23	0.00	0.00
Other Sources	-	-	0.00	0.00	0.00	0.00
Cash from Investing Activities	2.42	-4.42	-35.30	9.00	6.05	15.38
Cash Dividends Paid	0.00	0.00	0.00	0.00	0.00	0.00
Preferred Dividends (Cash Flow)	0.00	0.00	0.00	0.00	0.00	0.00
Change in Capital Stock	0.00	0.00	0.00	0.00	0.00	0.00
Repurchase of Common Pref Stock	0.00	0.00	0.00	0.00	0.00	0.00
Sale of Common Pref Stock	0.00	0.00	0.00	0.00	0.00	0.00
Proceedsfrom Stock Options	0.00	0.00	0.00	0.00	0.00	0.00
Issuance or Reduction of Debt, Net	-0.02	-0.02	3.98	0.98	-0.02	-0.02
Change in Long Term Debt	-0.02	-0.02	-0.02	-0.02	-0.02	-0.02
Reduction of Long Term Debt	-0.02	-0.02	-0.02	-0.02	-0.02	-0.02
Net Financing Active Other Cash Flow	0.00	0.00	0.00	0.00	-0.04	0.00
Other Financing Activities Uses	0.00	0.00	0.00	0.00	-0.04	0.00
Cash from Financing Activities	-0.02	-0.02	0.41	0.98	-0.02	-0.06
Net Change in Cash	356.43	-178.81	120.62	58.25	28.50	32.88
Free Cash Flow	353.79	-174.54	154.79	47.73	22.32	17.36
Price to Free Cash Flow	0.18	1.56	0.59	4.85	-	-

Revenue breakdown

Advisory Fees	2024: 2.37M 2025: 3.32M
Commissions And Fees	2024: 9.62M 2025: 8.94M
Interest Marketing And Distribution Fees	2024: 32.41M 2025: 27.62M
Investment Banking	2025: 769.00K
Market Making	2024: 2.26M 2025: 2.20M
Music And Artist Services	2025: 616.00K
NILRevenue	2025: 594.00K
Other Incomes	2024: 3.39M 2025: 3.63M
Principal Transactions And Proprietary Trading	2024: 14.62M 2025: 17.48M
Stock Borrow Stock Loan	2024: 19.25M 2025: 29.03M
United States	2024: 83.90M 2025: 94.20M
Financial Services	2024: 83.90M 2025: 92.99M
Media Sports And Entertainment	2025: 1.21M

Short interest

shares short against float, oldest to newest

Settlement	Of float	Shares short	Float	Avg volume
2026-10-30	0.96%	0.2M	15.9M	71.67K
2026-10-15	0.99%	0.2M	15.9M	73.29K
2026-09-30	1.21%	0.2M	15.5M	72.93K
2026-09-15	1.49%	0.2M	15.5M	99.03K
2026-08-31	1.12%	0.2M	15.4M	92.99K
2026-08-14	1.21%	0.2M	15.3M	60.02K
2026-07-31	1.00%	0.2M	15.3M	59.01K
2026-07-15	1.00%	0.2M	15.3M	59.85K
2026-06-30	1.26%	0.2M	15.3M	61.00K
2026-06-15	2.86%	0.4M	15.3M	35.16K
2026-05-29	3.10%	0.5M	15.3M	34.27K
2026-05-15	2.75%	0.4M	15.3M	31.97K
2026-04-30	3.02%	0.5M	14.9M	34.00K
2026-04-15	3.04%	0.5M	14.9M	33.81K
2026-03-31	2.93%	0.4M	14.9M	32.07K
2026-03-13	3.03%	0.4M	14.7M	30.02K
2026-02-27	2.89%	0.4M	14.7M	26.39K
2026-02-13	2.90%	0.4M	14.7M	23.24K
2026-01-30	2.81%	0.4M	14.7M	21.23K
2026-01-15	2.35%	0.3M	14.7M	21.56K

Option chain

expiry 2026-11-20

Type	Strike	Bid	Ask	Last	IV	Open int	Delta	Theta	Vega
call	2.50	0.00	0.30	0.08	4.186	72.00	0.456	-0.028	0.001
call	5.00	0.00	0.10	0.05	4.893	60.00	0.179	-0.021	0.001
call	7.50	0.00	0.10	0.05	6.061	10.00	0.158	-0.024	0.001
put	2.50	0.10	1.55	0.00	9.914	0.00	-0.544	-0.027	0.001
put	5.00	2.60	4.10	0.00	13.038	0.00	-0.822	-0.020	0.001
put	7.50	5.00	6.60	0.00	14.341	0.00	-0.844	-0.023	0.001

Latest SEC filings

Filed	Form	Description	Period	Link
2026-11-04	8-K	Current report	2026-11-03	SEC
2026-10-08	ARS	Annual report to security holders.	2025-12-31	SEC
2026-10-08	DEFA14A	Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934		SEC
2026-10-08	DEF 14A	Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934	2026-11-18	SEC
2026-09-30	4	Statement of changes in beneficial ownership of securities	2026-09-28	SEC
2026-09-30	4	Statement of changes in beneficial ownership of securities	2026-09-28	SEC
2026-09-30	4	Statement of changes in beneficial ownership of securities	2026-09-28	SEC
2026-09-30	4	Statement of changes in beneficial ownership of securities	2026-09-28	SEC
2026-09-30	4	Statement of changes in beneficial ownership of securities	2026-09-28	SEC
2026-09-25	8-K	Current report	2026-09-22	SEC
2026-09-04	4	Statement of changes in beneficial ownership of securities	2026-09-02	SEC
2026-09-04	4	Statement of changes in beneficial ownership of securities	2026-09-02	SEC
2026-09-04	4	Statement of changes in beneficial ownership of securities	2026-09-02	SEC
2026-09-04	4	Statement of changes in beneficial ownership of securities	2026-09-02	SEC
2026-09-04	4	Statement of changes in beneficial ownership of securities	2026-09-02	SEC
2026-08-28	SCHEDULE 13D/A			SEC
2026-08-28	4	Statement of changes in beneficial ownership of securities	2026-08-26	SEC
2026-08-28	4	Statement of changes in beneficial ownership of securities	2026-08-26	SEC
2026-08-28	4	Statement of changes in beneficial ownership of securities	2026-08-26	SEC
2026-08-28	4	Statement of changes in beneficial ownership of securities	2026-08-26	SEC
2026-08-28	4	Statement of changes in beneficial ownership of securities	2026-05-28	SEC
2026-08-11	10-Q	Quarterly report pursuant to Section 13 or 15(d)	2026-06-30	SEC
2026-05-15	10-Q	Quarterly report pursuant to Section 13 or 15(d)	2026-03-31	SEC
2026-03-30	10-K	Annual report pursuant to Section 13 or 15(d)	2025-12-31	SEC
2026-03-12	4	Statement of changes in beneficial ownership of securities	2026-03-09	SEC
2026-03-12	4	Statement of changes in beneficial ownership of securities	2026-03-09	SEC
2026-03-12	4	Statement of changes in beneficial ownership of securities	2026-03-09	SEC
2026-03-12	4	Statement of changes in beneficial ownership of securities	2026-03-09	SEC
2026-03-12	4	Statement of changes in beneficial ownership of securities	2026-03-09	SEC
2026-01-22	SCHEDULE 13D/A			SEC

Insider activity by month

Month	Bought	Buys
2026-11	0	0
2026-10	0	0
2026-09	0	0
2026-08	0	0
2026-07	0	0
2026-06	0	0
2026-05	27.90K	1
2026-04	0	0
2026-03	0	0
2026-02	0	0
2026-01	0	0
2025-12	0	0
2025-11	0	0

Institutional holders

Manager	% owned
CANTOR FITZGERALD, L. P.	2.52%
VANGUARD CAPITAL MANAGEMENT LLC	1.34%
GEODE CAPITAL MANAGEMENT, LLC	0.63%
Cetera Investment Advisers	0.36%
MILLENNIUM MANAGEMENT LLC	0.30%
VANGUARD FIDUCIARY TRUST CO	0.26%
BlackRock, Inc.	0.25%
GOLDMAN SACHS GROUP INC	0.14%
JANE STREET GROUP, LLC	0.14%
STATE STREET CORP	0.12%

Funds

Fund	% owned
VANGUARD TOTAL STOCK MARKET INDEX FUND	0.79%
VANGUARD EXTENDED MARKET INDEX FUND	0.56%
Fidelity Small Cap Index Fund	0.34%
Fidelity Extended Market Index Fund	0.28%
VANGUARD RUSSELL 2000 INDEX FUND	0.18%
iShares Micro-Cap ETF	0.12%
Fidelity Total Market Index Fund	0.09%
Ultra-Small Company Fund	0.09%
Schwab Small-Cap Index Fund	0.09%
Fidelity Series Total Market Index Fund	0.08%

OakChart. SIEB. Cached 15 minutes.

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