SMI 3Fourteen REAL Asset Allocation ETF
RAAFinancial·Exchange Traded Fund·USA·NASD·Nov 11 • 3:57 PM ET
Price
RAA against its 20, 50 and 200-day averages3.4% under the 52-week high of 30.74 on 4 Sep 2026. 52-week low 26.68 on 21 Nov 2025. Last 15 sessions, 5.6% high to low
the line is the 50-bar volume average
Profile
RAASMI 3Fourteen REAL Asset Allocation ETF seeks total return. The fund is actively managed and allocates its portfolio assets among three asset categories - stocks, bonds, and alternatives. Portfolio assets are chosen using the REAL Asset Allocation ("RAA") strategy developed by an affiliate of the Adviser, 3Fourteen Research, LLC. The RAA strategy is based on a proprietary model that dynamically allocates the portfolio into three broad categories of asset classes: Stocks, Bonds, and Alternatives. The fund is non-diversified.
Quarterly earnings
actual against estimate| Period | Reported | EPS act | EPS est | EPS rep | Sales act | Sales est | Analysts |
|---|---|---|---|---|---|---|---|
| No quarterly earnings. | |||||||
Annual earnings
| Period | EPS act | EPS est | EPS rep | Sales act | Sales est |
|---|---|---|---|---|---|
| No annual earnings. | |||||
Estimate revisions
last 14 periods| Period | Type | Date | Estimates | Up | Down | Mean | Low | High |
|---|---|---|---|---|---|---|---|---|
| No estimate revisions. | ||||||||
Estimate history
| No estimate history. |
Income statement, annual
No statement data.
Income statement, quarterly
No statement data.
Balance sheet, annual
No statement data.
Cash flow, annual
No statement data.
Balance sheet, quarterly
No statement data.
Cash flow, quarterly
No statement data.
Revenue breakdown
| Revenue split | - |
|---|
Short interest
shares short against float, oldest to newest| Settlement | Of float | Shares short | Float | Avg volume |
|---|---|---|---|---|
| 2026-10-30 | - | 0.0M | - | 39.27K |
| 2026-10-15 | - | 0.0M | - | 40.95K |
| 2026-09-30 | - | 0.0M | - | 43.19K |
| 2026-09-15 | - | 0.0M | - | 44.74K |
| 2026-08-31 | - | 0.0M | - | 48.17K |
| 2026-08-14 | - | 0.0M | - | 49.78K |
| 2026-07-31 | - | 0.0M | - | 54.29K |
| 2026-07-15 | - | 0.0M | - | 54.12K |
| 2026-06-30 | - | 0.0M | - | 50.02K |
| 2026-06-15 | - | 0.0M | - | 48.06K |
| 2026-05-29 | - | 0.1M | - | 43.27K |
| 2026-05-15 | - | 0.0M | - | 44.44K |
| 2026-04-30 | - | 0.0M | - | 44.39K |
| 2026-04-15 | - | 0.0M | - | 48.42K |
| 2026-03-31 | - | 0.0M | - | 58.50K |
| 2026-03-13 | - | 0.1M | - | 62.02K |
| 2026-02-27 | - | 0.0M | - | 62.76K |
| 2026-02-13 | - | 0.0M | - | 62.79K |
| 2026-01-30 | - | 0.0M | - | 61.77K |
| 2026-01-15 | - | 0.0M | - | 57.02K |
Option chain
expiry 2026-11-11| Type | Strike | Bid | Ask | Last | IV | Open int | Volume | Delta | Theta | Vega |
|---|---|---|---|---|---|---|---|---|---|---|
| No option chain for this symbol. | ||||||||||
Latest SEC filings
0| Filed | Form | Description | Period | Link |
|---|---|---|---|---|
| No filings. | ||||
Insider activity by month
| Month | Bought | Buys | Sold | Sells |
|---|---|---|---|---|
| 2026-11 | 0 | 0 | 0 | 0 |
| 2026-10 | 0 | 0 | 0 | 0 |
| 2026-09 | 0 | 0 | 0 | 0 |
| 2026-08 | 0 | 0 | 0 | 0 |
| 2026-07 | 0 | 0 | 0 | 0 |
| 2026-06 | 0 | 0 | 0 | 0 |
| 2026-05 | 0 | 0 | 0 | 0 |
| 2026-04 | 0 | 0 | 0 | 0 |
| 2026-03 | 0 | 0 | 0 | 0 |
| 2026-02 | 0 | 0 | 0 | 0 |
| 2026-01 | 0 | 0 | 0 | 0 |
| 2025-12 | 0 | 0 | 0 | 0 |
| 2025-11 | 0 | 0 | 0 | 0 |
Institutional holders
| Manager | % owned |
|---|---|
| SMI Advisory Services, LLC | 36.16% |
| EverSource Wealth Advisors, LLC | 2.66% |
| Jacobi Capital Management LLC | 0.38% |
| IFP Advisors, Inc | 0.24% |
| Private Advisor Group, LLC | 0.22% |
| Brookwood Investment Group LLC | 0.20% |
| JT Stratford LLC | 0.19% |
| Virtu Financial LLC | 0.10% |
| EP Wealth Advisors, LLC | 0.09% |
| Straight Path Wealth Management | 0.09% |
Funds
| Fund | % owned |
|---|---|
| SOUND MIND INVESTING DYNAMIC ALLOCATION FUND | 1.82% |
| SMI MULTI-STRATEGY FUND | 0.65% |
| Goldman Sachs ActiveBeta(R) International Equity ETF | 0.11% |
| Baillie Gifford International Alpha Fund | 0.07% |
| JNL Multi-Manager International Equity Fund | 0.03% |
| Avantis International Equity ETF | 0.03% |
| BlackRock Advantage International Fund | 0.02% |
| Optimum International Fund | 0.02% |
| VOYA MULTI-MANAGER INTERNATIONAL EQUITY FUND | 0.02% |
| Xtrackers MSCI EAFE Hedged Equity ETF | 0.01% |
OakChart. RAA. Cached 15 minutes.
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