First Trust Small Cap Core AlphaDEX Fund
FYXFinancial·Exchange Traded Fund·USA·NASD·Nov 11 • 3:59 PM ET
140.38+0.76 (0.54%)
2026-11-12 00:09 CET
Market cap
- USD m
Revenue, TTM
- USD m
Net income, TTM
- USD m
Free cash flow, TTM
- USD m
EPS diluted, TTM
-
P/E
-
Price
FYX against its 20, 50 and 200-day averages2050200
4.6% under the 52-week high of 147.18 on 5 Aug 2026. 52-week low 103.42 on 20 Nov 2025. Last 15 sessions, 5.2% high to low
the line is the 50-bar volume average
Profile
FYXFirst Trust Small Cap Core AlphaDEX Fund seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX Small Cap Core Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX selection methodology.
Held by
AUM| Ticker | Company | AUM |
|---|---|---|
| GEQ | Cambria Global EW 2 ETF | AUM: 203.68M |
News
latest 14 of 200- Why Is Kosmos Energy Stock Sinking Wednesday? (Benzinga)
- Should First Trust Small Cap Core AlphaDEX ETF (FYX) Be on Your Investing Radar? (Zacks)
- Travere Stock Slips After FDA Delays Review Of Key Kidney Drug (Benzinga)
- Should First Trust Small Cap Core AlphaDEX ETF (FYX) Be on Your Investing Radar? (Zacks)
- Is First Trust Small Cap Core AlphaDEX ETF (FYX) a Strong ETF Right Now? (Zacks)
- Small-Cap Wins in Q3: Top-Performing ETFs in Focus (Zacks)
- Should First Trust Small Cap Core AlphaDEX ETF (FYX) Be on Your Investing Radar? (Zacks)
- Will Small-Cap ETFs be Able to Sustain the New-Found Optimism? (Zacks)
- Is First Trust Small Cap Core AlphaDEX ETF (FYX) a Strong ETF Right Now? (Zacks)
- Should First Trust Small Cap Core AlphaDEX ETF (FYX) Be on Your Investing Radar? (Zacks)
- Is First Trust Small Cap Core AlphaDEX ETF (FYX) a Strong ETF Right Now? (Zacks)
- Should First Trust Small Cap Core AlphaDEX ETF (FYX) Be on Your Investing Radar? (Zacks)
- Making Sense Of The Recent Contraction In Real GDP (Seeking Alpha)
- Buckled Up For April's Market Ride (Seeking Alpha)
Quarterly earnings
actual against estimate| Period | Reported | EPS act | EPS est | EPS rep | Sales act | Sales est | Analysts |
|---|---|---|---|---|---|---|---|
| No quarterly earnings. | |||||||
Annual earnings
| Period | EPS act | EPS est | EPS rep | Sales act | Sales est |
|---|---|---|---|---|---|
| No annual earnings. | |||||
Estimate revisions
last 14 periods| Period | Type | Date | Estimates | Up | Down | Mean | Low | High |
|---|---|---|---|---|---|---|---|---|
| No estimate revisions. | ||||||||
Estimate history
| No estimate history. |
Income statement, annual
No statement data.
Income statement, quarterly
No statement data.
Balance sheet, annual
No statement data.
Cash flow, annual
No statement data.
Balance sheet, quarterly
No statement data.
Cash flow, quarterly
No statement data.
Revenue breakdown
| Revenue split | - |
|---|
Short interest
shares short against float, oldest to newest| Settlement | Of float | Shares short | Float | Avg volume |
|---|---|---|---|---|
| 2026-10-30 | - | 0.0M | - | 38.33K |
| 2026-10-15 | - | 0.1M | - | 35.87K |
| 2026-09-30 | - | 0.1M | - | 32.30K |
| 2026-09-15 | - | 0.1M | - | 29.68K |
| 2026-08-31 | - | 0.0M | - | 28.45K |
| 2026-08-14 | - | 0.0M | - | 26.79K |
| 2026-07-31 | - | 0.1M | - | 27.82K |
| 2026-07-15 | - | 0.0M | - | 29.91K |
| 2026-06-30 | - | 0.0M | - | 35.79K |
| 2026-06-15 | - | 0.0M | - | 36.13K |
| 2026-05-29 | - | 0.0M | - | 37.09K |
| 2026-05-15 | - | 0.0M | - | 36.58K |
| 2026-04-30 | - | 0.1M | - | 36.05K |
| 2026-04-15 | - | 0.0M | - | 35.24K |
| 2026-03-31 | - | 0.0M | - | 30.96K |
| 2026-03-13 | - | 0.0M | - | 27.87K |
| 2026-02-27 | - | 0.1M | - | 25.35K |
| 2026-02-13 | - | 0.0M | - | 24.18K |
| 2026-01-30 | - | 0.1M | - | 20.64K |
| 2026-01-15 | - | 0.1M | - | 18.32K |
Option chain
expiry 2026-11-20| Type | Strike | Bid | Ask | Last | IV | Open int | Volume | Delta | Theta | Vega |
|---|---|---|---|---|---|---|---|---|---|---|
| call | 105 | 33.70 | 36.60 | 0.00 | 1.394 | 0.00 | 0.00 | 0.922 | -0.264 | 0.032 |
| call | 106 | 32.80 | 35.60 | 0.00 | 1.357 | 0.00 | 0.00 | 0.920 | -0.262 | 0.032 |
| call | 107 | 31.80 | 34.60 | 0.00 | 1.322 | 0.00 | 0.00 | 0.918 | -0.260 | 0.033 |
| call | 108 | 30.80 | 33.60 | 0.00 | 1.286 | 0.00 | 0.00 | 0.916 | -0.258 | 0.034 |
| call | 109 | 29.80 | 32.60 | 0.00 | 1.251 | 0.00 | 0.00 | 0.914 | -0.255 | 0.034 |
| call | 110 | 28.80 | 31.60 | 0.00 | 1.216 | 0.00 | 0.00 | 0.912 | -0.253 | 0.035 |
| call | 111 | 27.80 | 30.60 | 0.00 | 1.181 | 0.00 | 0.00 | 0.910 | -0.251 | 0.035 |
| call | 112 | 26.80 | 29.60 | 0.00 | 1.147 | 0.00 | 0.00 | 0.907 | -0.249 | 0.036 |
| call | 113 | 25.80 | 28.60 | 0.00 | 1.112 | 0.00 | 0.00 | 0.905 | -0.246 | 0.037 |
| call | 114 | 24.80 | 27.60 | 0.00 | 1.078 | 0.00 | 0.00 | 0.902 | -0.244 | 0.038 |
| call | 115 | 23.80 | 26.60 | 0.00 | 1.044 | 0.00 | 0.00 | 0.900 | -0.241 | 0.038 |
| call | 116 | 22.70 | 25.60 | 0.00 | 1.010 | 0.00 | 0.00 | 0.897 | -0.239 | 0.039 |
| call | 117 | 21.70 | 24.60 | 0.00 | 0.976 | 0.00 | 0.00 | 0.894 | -0.236 | 0.040 |
| call | 118 | 20.70 | 23.60 | 0.00 | 0.942 | 0.00 | 0.00 | 0.890 | -0.233 | 0.041 |
| call | 119 | 19.70 | 22.50 | 0.00 | 0.941 | 0.00 | 0.00 | 0.886 | -0.228 | 0.042 |
| call | 120 | 18.70 | 21.50 | 0.00 | 0.906 | 0.00 | 0.00 | 0.882 | -0.225 | 0.043 |
| call | 121 | 17.70 | 20.50 | 0.00 | 0.871 | 0.00 | 0.00 | 0.878 | -0.221 | 0.044 |
| call | 122 | 16.70 | 19.50 | 0.00 | 0.837 | 0.00 | 0.00 | 0.874 | -0.218 | 0.045 |
| call | 123 | 15.70 | 18.50 | 0.00 | 0.802 | 0.00 | 0.00 | 0.869 | -0.215 | 0.046 |
| call | 124 | 14.80 | 17.50 | 0.00 | 0.768 | 0.00 | 0.00 | 0.864 | -0.211 | 0.048 |
| call | 125 | 13.80 | 16.50 | 0.00 | 0.733 | 0.00 | 0.00 | 0.856 | -0.213 | 0.050 |
| call | 126 | 12.80 | 15.50 | 0.00 | 0.698 | 0.00 | 0.00 | 0.850 | -0.208 | 0.051 |
| call | 127 | 11.80 | 14.50 | 0.00 | 0.663 | 0.00 | 0.00 | 0.843 | -0.204 | 0.052 |
| call | 128 | 10.80 | 13.50 | 0.00 | 0.628 | 0.00 | 0.00 | 0.836 | -0.199 | 0.054 |
| call | 129 | 9.90 | 12.50 | 0.00 | 0.593 | 0.00 | 0.00 | 0.828 | -0.194 | 0.056 |
| call | 130 | 8.90 | 11.50 | 0.00 | 0.525 | 0.00 | 0.00 | 0.823 | -0.186 | 0.057 |
| call | 131 | 7.80 | 10.70 | 0.00 | 0.519 | 0.00 | 0.00 | 0.810 | -0.189 | 0.059 |
| call | 132 | 6.90 | 9.70 | 0.00 | 0.484 | 0.00 | 0.00 | 0.800 | -0.182 | 0.061 |
| call | 133 | 5.80 | 8.70 | 0.00 | 0.447 | 0.00 | 0.00 | 0.788 | -0.175 | 0.063 |
| call | 134 | 4.90 | 7.70 | 0.00 | 0.411 | 0.00 | 0.00 | 0.768 | -0.173 | 0.067 |
| call | 135 | 4.00 | 6.80 | 0.00 | 0.388 | 0.00 | 0.00 | 0.750 | -0.166 | 0.069 |
| call | 136 | 3.10 | 5.90 | 0.00 | 0.348 | 0.00 | 0.00 | 0.726 | -0.162 | 0.073 |
| call | 137 | 2.35 | 5.00 | 7.17 | 0.340 | 0.00 | 0.00 | 0.686 | -0.160 | 0.078 |
| call | 138 | 1.60 | 4.10 | 0.00 | 0.305 | 0.00 | 0.00 | 0.653 | -0.153 | 0.081 |
| call | 139 | 0.85 | 3.30 | 0.00 | 0.282 | 0.00 | 0.00 | 0.602 | -0.151 | 0.084 |
| call | 140 | 0.30 | 2.60 | 8.70 | 0.266 | 1.00 | 0.00 | 0.544 | -0.145 | 0.087 |
| call | 141 | 0.00 | 2.05 | 0.00 | 0.265 | 0.00 | 0.00 | 0.474 | -0.150 | 0.088 |
| call | 142 | 0.00 | 1.70 | 0.00 | 0.273 | 0.00 | 0.00 | 0.419 | -0.153 | 0.086 |
| call | 143 | 0.00 | 1.50 | 0.00 | 0.292 | 0.00 | 0.00 | 0.371 | -0.156 | 0.083 |
| call | 144 | 0.00 | 1.40 | 0.00 | 0.319 | 0.00 | 0.00 | 0.332 | -0.159 | 0.080 |
| call | 145 | 0.00 | 1.25 | 0.00 | 0.336 | 0.00 | 0.00 | 0.302 | -0.164 | 0.077 |
| call | 146 | 0.00 | 1.30 | 0.00 | 0.371 | 0.00 | 0.00 | 0.281 | -0.171 | 0.074 |
| call | 147 | 0.00 | 1.20 | 0.00 | 0.397 | 0.00 | 0.00 | 0.260 | -0.174 | 0.071 |
| call | 148 | 0.00 | 1.20 | 0.00 | 0.429 | 0.00 | 0.00 | 0.243 | -0.179 | 0.069 |
| call | 149 | 0.00 | 1.20 | 0.00 | 0.460 | 0.00 | 0.00 | 0.229 | -0.183 | 0.067 |
| call | 150 | 0.00 | 1.20 | 0.00 | 0.489 | 0.00 | 0.00 | 0.217 | -0.186 | 0.065 |
| call | 151 | 0.00 | 1.20 | 0.00 | 0.519 | 0.00 | 0.00 | 0.205 | -0.189 | 0.063 |
| call | 152 | 0.00 | 1.20 | 0.00 | 0.547 | 0.00 | 0.00 | 0.195 | -0.191 | 0.061 |
| call | 153 | 0.00 | 1.20 | 0.00 | 0.575 | 0.00 | 0.00 | 0.185 | -0.193 | 0.059 |
| call | 154 | 0.00 | 1.20 | 0.00 | 0.602 | 0.00 | 0.00 | 0.177 | -0.194 | 0.057 |
| call | 155 | 0.00 | 1.20 | 0.00 | 0.628 | 0.00 | 0.00 | 0.170 | -0.197 | 0.056 |
| call | 156 | 0.00 | 1.20 | 0.00 | 0.654 | 0.00 | 0.00 | 0.165 | -0.201 | 0.055 |
| call | 157 | 0.00 | 1.20 | 0.00 | 0.680 | 0.00 | 0.00 | 0.160 | -0.205 | 0.053 |
| call | 158 | 0.00 | 1.20 | 0.00 | 0.705 | 0.00 | 0.00 | 0.156 | -0.208 | 0.053 |
| put | 105 | 0.00 | 1.20 | 0.00 | 1.418 | 0.00 | 0.00 | -0.078 | -0.252 | 0.032 |
| put | 106 | 0.00 | 1.20 | 0.00 | 1.382 | 0.00 | 0.00 | -0.080 | -0.250 | 0.033 |
| put | 107 | 0.00 | 1.20 | 0.00 | 1.346 | 0.00 | 0.00 | -0.082 | -0.248 | 0.033 |
| put | 108 | 0.00 | 1.20 | 0.00 | 1.311 | 0.00 | 0.00 | -0.084 | -0.246 | 0.034 |
| put | 109 | 0.00 | 1.20 | 0.00 | 1.275 | 0.00 | 0.00 | -0.086 | -0.244 | 0.034 |
| put | 110 | 0.00 | 1.20 | 0.00 | 1.240 | 0.00 | 0.00 | -0.088 | -0.242 | 0.035 |
| put | 111 | 0.00 | 1.20 | 0.00 | 1.205 | 0.00 | 0.00 | -0.090 | -0.239 | 0.036 |
| put | 112 | 0.00 | 1.20 | 0.00 | 1.170 | 0.00 | 0.00 | -0.093 | -0.237 | 0.036 |
| put | 113 | 0.00 | 1.20 | 0.00 | 1.136 | 0.00 | 0.00 | -0.095 | -0.234 | 0.037 |
| put | 114 | 0.00 | 1.20 | 0.00 | 1.101 | 0.00 | 0.00 | -0.098 | -0.232 | 0.038 |
| put | 115 | 0.00 | 1.20 | 0.00 | 1.067 | 0.00 | 0.00 | -0.101 | -0.229 | 0.039 |
| put | 116 | 0.00 | 1.20 | 0.00 | 1.032 | 0.00 | 0.00 | -0.103 | -0.226 | 0.040 |
| put | 117 | 0.00 | 1.20 | 0.00 | 0.998 | 0.00 | 0.00 | -0.107 | -0.224 | 0.040 |
| put | 118 | 0.00 | 1.20 | 0.00 | 0.964 | 0.00 | 0.00 | -0.110 | -0.221 | 0.041 |
| put | 119 | 0.00 | 1.20 | 0.00 | 0.930 | 0.00 | 0.00 | -0.113 | -0.218 | 0.042 |
| put | 120 | 0.00 | 1.20 | 0.00 | 0.896 | 0.00 | 0.00 | -0.117 | -0.215 | 0.043 |
| put | 121 | 0.00 | 1.20 | 0.00 | 0.862 | 0.00 | 0.00 | -0.121 | -0.211 | 0.044 |
| put | 122 | 0.00 | 1.20 | 0.00 | 0.828 | 0.00 | 0.00 | -0.125 | -0.208 | 0.045 |
| put | 123 | 0.00 | 1.20 | 0.00 | 0.794 | 0.00 | 0.00 | -0.130 | -0.204 | 0.046 |
| put | 124 | 0.00 | 1.20 | 0.00 | 0.760 | 0.00 | 0.00 | -0.135 | -0.201 | 0.048 |
| put | 125 | 0.00 | 1.25 | 0.00 | 0.736 | 0.00 | 0.00 | -0.143 | -0.202 | 0.050 |
| put | 126 | 0.00 | 1.25 | 0.00 | 0.702 | 0.00 | 0.00 | -0.149 | -0.198 | 0.051 |
| put | 127 | 0.00 | 1.25 | 0.00 | 0.667 | 0.00 | 0.00 | -0.155 | -0.193 | 0.052 |
| put | 128 | 0.00 | 1.25 | 0.00 | 0.633 | 0.00 | 0.00 | -0.162 | -0.188 | 0.054 |
| put | 129 | 0.00 | 1.25 | 0.00 | 0.598 | 0.00 | 0.00 | -0.169 | -0.182 | 0.055 |
| put | 130 | 0.00 | 1.25 | 0.00 | 0.563 | 0.00 | 0.00 | -0.178 | -0.176 | 0.057 |
| put | 131 | 0.00 | 1.30 | 0.00 | 0.535 | 0.00 | 0.00 | -0.192 | -0.177 | 0.060 |
| put | 132 | 0.00 | 1.35 | 0.00 | 0.499 | 0.00 | 0.00 | -0.203 | -0.170 | 0.062 |
| put | 133 | 0.00 | 1.30 | 0.00 | 0.463 | 0.00 | 0.00 | -0.216 | -0.163 | 0.064 |
| put | 134 | 0.00 | 1.40 | 0.00 | 0.440 | 0.00 | 0.00 | -0.236 | -0.162 | 0.068 |
| put | 135 | 0.00 | 1.40 | 0.00 | 0.402 | 0.00 | 0.00 | -0.255 | -0.155 | 0.071 |
| put | 136 | 0.00 | 1.45 | 0.00 | 0.385 | 0.00 | 0.00 | -0.282 | -0.154 | 0.074 |
| put | 137 | 0.00 | 1.65 | 0.00 | 0.353 | 0.00 | 0.00 | -0.316 | -0.149 | 0.078 |
| put | 138 | 0.00 | 1.75 | 0.00 | 0.337 | 0.00 | 0.00 | -0.353 | -0.144 | 0.082 |
| put | 139 | 0.00 | 2.05 | 0.00 | 0.333 | 0.00 | 0.00 | -0.392 | -0.140 | 0.085 |
| put | 140 | 0.25 | 2.35 | 0.00 | 0.301 | 0.00 | 0.00 | -0.456 | -0.134 | 0.087 |
| put | 141 | 0.65 | 2.90 | 0.00 | 0.306 | 0.00 | 0.00 | -0.520 | -0.133 | 0.087 |
| put | 142 | 1.20 | 3.60 | 0.00 | 0.305 | 0.00 | 0.00 | -0.595 | -0.131 | 0.085 |
| put | 143 | 1.95 | 4.40 | 0.00 | 0.360 | 0.00 | 0.00 | -0.629 | -0.140 | 0.083 |
| put | 144 | 2.70 | 5.40 | 0.00 | 0.403 | 0.00 | 0.00 | -0.664 | -0.148 | 0.080 |
| put | 145 | 3.70 | 6.40 | 0.00 | 0.470 | 0.00 | 0.00 | -0.686 | -0.156 | 0.078 |
| put | 146 | 4.60 | 7.30 | 0.00 | 0.468 | 0.00 | 0.00 | -0.721 | -0.156 | 0.074 |
| put | 147 | 5.60 | 8.40 | 0.00 | 0.547 | 0.00 | 0.00 | -0.731 | -0.166 | 0.073 |
| put | 148 | 6.60 | 9.40 | 0.00 | 0.583 | 0.00 | 0.00 | -0.748 | -0.170 | 0.070 |
| put | 149 | 7.60 | 10.40 | 0.00 | 0.618 | 0.00 | 0.00 | -0.764 | -0.174 | 0.068 |
| put | 150 | 8.60 | 11.40 | 0.00 | 0.652 | 0.00 | 0.00 | -0.777 | -0.177 | 0.066 |
| put | 151 | 9.60 | 12.40 | 0.00 | 0.685 | 0.00 | 0.00 | -0.790 | -0.179 | 0.063 |
| put | 152 | 10.60 | 13.40 | 0.00 | 0.717 | 0.00 | 0.00 | -0.801 | -0.180 | 0.061 |
| put | 153 | 11.60 | 14.40 | 0.00 | 0.749 | 0.00 | 0.00 | -0.811 | -0.181 | 0.060 |
| put | 154 | 12.60 | 15.40 | 0.00 | 0.779 | 0.00 | 0.00 | -0.820 | -0.182 | 0.058 |
| put | 155 | 13.60 | 16.40 | 0.00 | 0.809 | 0.00 | 0.00 | -0.828 | -0.183 | 0.056 |
| put | 156 | 14.60 | 17.40 | 0.00 | 0.839 | 0.00 | 0.00 | -0.834 | -0.187 | 0.055 |
| put | 157 | 15.60 | 18.40 | 0.00 | 0.868 | 0.00 | 0.00 | -0.839 | -0.191 | 0.054 |
| put | 158 | 16.60 | 19.40 | 0.00 | 0.896 | 0.00 | 0.00 | -0.843 | -0.194 | 0.053 |
Latest SEC filings
0| Filed | Form | Description | Period | Link |
|---|---|---|---|---|
| No filings. | ||||
Insider activity by month
| Month | Bought | Buys | Sold | Sells |
|---|---|---|---|---|
| 2026-11 | 0 | 0 | 0 | 0 |
| 2026-10 | 0 | 0 | 0 | 0 |
| 2026-09 | 0 | 0 | 0 | 0 |
| 2026-08 | 0 | 0 | 0 | 0 |
| 2026-07 | 0 | 0 | 0 | 0 |
| 2026-06 | 0 | 0 | 0 | 0 |
| 2026-05 | 0 | 0 | 0 | 0 |
| 2026-04 | 0 | 0 | 0 | 0 |
| 2026-03 | 0 | 0 | 0 | 0 |
| 2026-02 | 0 | 0 | 0 | 0 |
| 2026-01 | 0 | 0 | 0 | 0 |
| 2025-12 | 0 | 0 | 0 | 0 |
| 2025-11 | 0 | 0 | 0 | 0 |
Institutional holders
| Manager | % owned |
|---|---|
| WELLS FARGO & COMPANY/MN | 7.53% |
| ROYAL BANK OF CANADA | 7.41% |
| LPL Financial LLC | 7.17% |
| MORGAN STANLEY | 7.14% |
| RAYMOND JAMES FINANCIAL INC | 4.59% |
| UBS Group AG | 4.28% |
| BANK OF AMERICA CORP /DE/ | 3.76% |
| Janney Montgomery Scott LLC | 2.77% |
| Cetera Investment Advisers | 1.60% |
| Genesee Capital Advisors, LLC | 1.58% |
Funds
| Fund | % owned |
|---|---|
| Arrow DWA Tactical: Macro Fund | 0.34% |
| Cambria Global EW 2 ETF | 0.01% |
OakChart. FYX. Cached 15 minutes.
Some panels did not load: snapshot, ratings, insider, lf.