First Trust Small Cap Value AlphaDEX Fund
FYTFinancial·Exchange Traded Fund·USA·NASD·Nov 11 • 3:38 PM ET
71.14+0.05 (0.07%)
2026-11-12 00:07 CET
Market cap
- USD m
Revenue, TTM
- USD m
Net income, TTM
- USD m
Free cash flow, TTM
- USD m
EPS diluted, TTM
-
P/E
-
Price
FYT against its 20, 50 and 200-day averages2050200
3.6% under the 52-week high of 73.77 on 4 Aug 2026. 52-week low 52.47 on 20 Nov 2025. Last 15 sessions, 6.7% high to low
the line is the 50-bar volume average
Profile
FYTFirst Trust Small Cap Value AlphaDEX Fund seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks and real estate investment trusts that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX selection methodology.
News
latest 14 of 162- Why Is Kosmos Energy Stock Sinking Wednesday? (Benzinga)
- Small-Cap ETFs Outperform on Inflation Data (Zacks)
- Making Sense Of The Recent Contraction In Real GDP (Seeking Alpha)
- Buckled Up For April's Market Ride (Seeking Alpha)
- CIO Notebook: U.S. Non-Farm Payrolls Provide Comfort As Negotiations Continue (Seeking Alpha)
- How U.S. Small-Cap Stocks Can Overcome The Market Stress Test (Seeking Alpha)
- Small Caps Vs. Large Caps: The Cycle That's About To Turn (Seeking Alpha)
- The Height Of Policy Uncertainty (Seeking Alpha)
- First Principles In The Face Of Uncertainty (Seeking Alpha)
- Asset Allocation Committee Outlook Q2 2025: The Storm Before The Calm? (Seeking Alpha)
- Trade War, Or Will Cooler Heads Prevail? (Seeking Alpha)
- Increase In Bearish News Is Long-Term Bullish (Seeking Alpha)
- Northwest Wealth Management, Llc Buys Vanguard Intermediate-Term Government Bond ETF, Vanguard ... (GuruFocus.com)
- Stratos Wealth Partners, LTD. Buys PowerShares QQQ Trust Ser 1, WisdomTree U.S. ... (GuruFocus.com)
Quarterly earnings
actual against estimate| Period | Reported | EPS act | EPS est | EPS rep | Sales act | Sales est | Analysts |
|---|---|---|---|---|---|---|---|
| No quarterly earnings. | |||||||
Annual earnings
| Period | EPS act | EPS est | EPS rep | Sales act | Sales est |
|---|---|---|---|---|---|
| No annual earnings. | |||||
Estimate revisions
last 14 periods| Period | Type | Date | Estimates | Up | Down | Mean | Low | High |
|---|---|---|---|---|---|---|---|---|
| No estimate revisions. | ||||||||
Estimate history
| No estimate history. |
Income statement, annual
No statement data.
Income statement, quarterly
No statement data.
Balance sheet, annual
No statement data.
Cash flow, annual
No statement data.
Balance sheet, quarterly
No statement data.
Cash flow, quarterly
No statement data.
Revenue breakdown
| Revenue split | - |
|---|
Short interest
shares short against float, oldest to newest| Settlement | Of float | Shares short | Float | Avg volume |
|---|---|---|---|---|
| 2026-10-30 | - | 0.0M | - | 18.54K |
| 2026-10-15 | - | 0.0M | - | 17.87K |
| 2026-09-30 | - | 0.0M | - | 14.82K |
| 2026-09-15 | - | 0.0M | - | 14.23K |
| 2026-08-31 | - | 0.0M | - | 12.84K |
| 2026-08-14 | - | 0.0M | - | 11.58K |
| 2026-07-31 | - | 0.0M | - | 11.44K |
| 2026-07-15 | - | 0.0M | - | 14.69K |
| 2026-06-30 | - | 0.0M | - | 18.33K |
| 2026-06-15 | - | 0.0M | - | 21.29K |
| 2026-05-29 | - | 0.0M | - | 22.01K |
| 2026-05-15 | - | 0.0M | - | 22.37K |
| 2026-04-30 | - | 0.0M | - | 23.86K |
| 2026-04-15 | - | 0.0M | - | 20.49K |
| 2026-03-31 | - | 0.0M | - | 18.38K |
| 2026-03-13 | - | 0.0M | - | 15.53K |
| 2026-02-27 | - | 0.0M | - | 14.80K |
| 2026-02-13 | - | 0.0M | - | 14.96K |
| 2026-01-30 | - | 0.0M | - | 10.21K |
| 2026-01-15 | - | 0.0M | - | 9.02K |
Option chain
expiry 2026-11-20| Type | Strike | Bid | Ask | Last | IV | Open int | Volume | Delta | Theta | Vega |
|---|---|---|---|---|---|---|---|---|---|---|
| call | 49.00 | 20.40 | 23.50 | 0.00 | 2.225 | 0.00 | 0.00 | 0.892 | -0.259 | 0.021 |
| call | 50.00 | 19.40 | 22.50 | 0.00 | 2.135 | 0.00 | 0.00 | 0.888 | -0.255 | 0.021 |
| call | 51.00 | 18.40 | 21.50 | 0.00 | 2.045 | 0.00 | 0.00 | 0.883 | -0.252 | 0.022 |
| call | 52.00 | 17.40 | 20.50 | 0.00 | 1.958 | 0.00 | 0.00 | 0.878 | -0.248 | 0.022 |
| call | 53.00 | 16.40 | 19.50 | 0.00 | 1.871 | 0.00 | 0.00 | 0.873 | -0.244 | 0.023 |
| call | 54.00 | 15.40 | 18.50 | 0.00 | 1.786 | 0.00 | 0.00 | 0.868 | -0.240 | 0.024 |
| call | 55.00 | 14.40 | 17.50 | 0.00 | 1.701 | 0.00 | 0.00 | 0.862 | -0.236 | 0.024 |
| call | 56.00 | 13.40 | 16.50 | 0.00 | 1.618 | 0.00 | 0.00 | 0.856 | -0.231 | 0.025 |
| call | 57.00 | 12.50 | 15.50 | 0.00 | 1.527 | 0.00 | 0.00 | 0.849 | -0.228 | 0.026 |
| call | 58.00 | 11.50 | 14.50 | 0.00 | 1.445 | 0.00 | 0.00 | 0.842 | -0.223 | 0.027 |
| call | 59.00 | 10.50 | 13.50 | 0.00 | 1.363 | 0.00 | 0.00 | 0.833 | -0.217 | 0.028 |
| call | 60.00 | 9.50 | 12.50 | 0.00 | 1.282 | 0.00 | 0.00 | 0.825 | -0.212 | 0.029 |
| call | 61.00 | 8.50 | 11.50 | 0.00 | 1.202 | 0.00 | 0.00 | 0.815 | -0.205 | 0.030 |
| call | 62.00 | 7.50 | 10.50 | 0.00 | 1.121 | 0.00 | 0.00 | 0.804 | -0.199 | 0.031 |
| call | 63.00 | 6.50 | 9.50 | 0.00 | 1.040 | 0.00 | 0.00 | 0.791 | -0.192 | 0.032 |
| call | 64.00 | 5.50 | 8.50 | 0.00 | 0.959 | 0.00 | 0.00 | 0.777 | -0.184 | 0.033 |
| call | 65.00 | 4.50 | 7.50 | 0.00 | 0.877 | 0.00 | 0.00 | 0.761 | -0.175 | 0.034 |
| call | 66.00 | 3.50 | 6.50 | 0.00 | 0.794 | 0.00 | 0.00 | 0.739 | -0.169 | 0.036 |
| call | 67.00 | 2.60 | 5.60 | 0.00 | 0.704 | 0.00 | 0.00 | 0.721 | -0.159 | 0.037 |
| call | 68.00 | 1.65 | 4.60 | 0.00 | 0.649 | 0.00 | 0.00 | 0.684 | -0.149 | 0.039 |
| call | 69.00 | 0.70 | 3.70 | 0.00 | 0.582 | 0.00 | 0.00 | 0.641 | -0.142 | 0.041 |
| call | 70.00 | 0.00 | 2.90 | 0.00 | 0.575 | 0.00 | 0.00 | 0.574 | -0.134 | 0.044 |
| call | 71.00 | 0.00 | 2.20 | 0.00 | 0.488 | 0.00 | 0.00 | 0.520 | -0.126 | 0.044 |
| call | 72.00 | 0.00 | 1.80 | 0.00 | 0.500 | 0.00 | 0.00 | 0.452 | -0.129 | 0.044 |
| call | 73.00 | 0.00 | 1.60 | 0.00 | 0.544 | 0.00 | 0.00 | 0.400 | -0.139 | 0.043 |
| call | 74.00 | 0.00 | 1.55 | 0.00 | 0.612 | 0.00 | 0.00 | 0.361 | -0.149 | 0.042 |
| call | 75.00 | 0.00 | 1.50 | 0.00 | 0.674 | 0.00 | 0.00 | 0.330 | -0.157 | 0.040 |
| call | 76.00 | 0.00 | 1.50 | 0.00 | 0.744 | 0.00 | 0.00 | 0.307 | -0.166 | 0.039 |
| call | 77.00 | 0.00 | 1.50 | 0.00 | 0.810 | 0.00 | 0.00 | 0.287 | -0.174 | 0.038 |
| call | 78.00 | 0.00 | 1.50 | 0.00 | 0.873 | 0.00 | 0.00 | 0.270 | -0.181 | 0.037 |
| call | 79.00 | 0.00 | 1.50 | 0.00 | 0.933 | 0.00 | 0.00 | 0.258 | -0.188 | 0.036 |
| call | 80.00 | 0.00 | 1.50 | 0.00 | 0.991 | 0.00 | 0.00 | 0.247 | -0.195 | 0.035 |
| call | 81.00 | 0.00 | 1.50 | 0.00 | 1.047 | 0.00 | 0.00 | 0.237 | -0.202 | 0.034 |
| call | 82.00 | 0.00 | 1.50 | 0.00 | 1.102 | 0.00 | 0.00 | 0.229 | -0.208 | 0.034 |
| call | 83.00 | 0.00 | 1.50 | 0.00 | 1.154 | 0.00 | 0.00 | 0.221 | -0.214 | 0.033 |
| call | 84.00 | 0.00 | 1.50 | 0.00 | 1.206 | 0.00 | 0.00 | 0.215 | -0.222 | 0.032 |
| put | 49.00 | 0.00 | 1.50 | 0.00 | 2.240 | 0.00 | 0.00 | -0.108 | -0.258 | 0.020 |
| put | 50.00 | 0.00 | 1.50 | 0.00 | 2.139 | 0.00 | 0.00 | -0.112 | -0.252 | 0.021 |
| put | 51.00 | 0.00 | 1.50 | 0.00 | 2.051 | 0.00 | 0.00 | -0.116 | -0.248 | 0.022 |
| put | 52.00 | 0.00 | 1.50 | 0.00 | 1.963 | 0.00 | 0.00 | -0.121 | -0.245 | 0.022 |
| put | 53.00 | 0.00 | 1.50 | 0.00 | 1.877 | 0.00 | 0.00 | -0.126 | -0.241 | 0.023 |
| put | 54.00 | 0.00 | 1.50 | 0.00 | 1.792 | 0.00 | 0.00 | -0.132 | -0.237 | 0.024 |
| put | 55.00 | 0.00 | 1.50 | 0.00 | 1.708 | 0.00 | 0.00 | -0.137 | -0.232 | 0.024 |
| put | 56.00 | 0.00 | 1.50 | 0.00 | 1.625 | 0.00 | 0.00 | -0.144 | -0.228 | 0.025 |
| put | 57.00 | 0.00 | 1.50 | 0.00 | 1.542 | 0.00 | 0.00 | -0.151 | -0.223 | 0.026 |
| put | 58.00 | 0.00 | 1.50 | 0.00 | 1.460 | 0.00 | 0.00 | -0.158 | -0.218 | 0.027 |
| put | 59.00 | 0.00 | 1.50 | 0.00 | 1.379 | 0.00 | 0.00 | -0.166 | -0.212 | 0.028 |
| put | 60.00 | 0.00 | 1.50 | 0.00 | 1.298 | 0.00 | 0.00 | -0.175 | -0.207 | 0.029 |
| put | 61.00 | 0.00 | 1.50 | 0.00 | 1.217 | 0.00 | 0.00 | -0.185 | -0.201 | 0.030 |
| put | 62.00 | 0.00 | 1.50 | 0.00 | 1.136 | 0.00 | 0.00 | -0.196 | -0.194 | 0.031 |
| put | 63.00 | 0.00 | 1.50 | 0.00 | 1.055 | 0.00 | 0.00 | -0.208 | -0.187 | 0.032 |
| put | 64.00 | 0.00 | 1.50 | 0.00 | 0.974 | 0.00 | 0.00 | -0.223 | -0.179 | 0.033 |
| put | 65.00 | 0.00 | 1.50 | 0.00 | 0.892 | 0.00 | 0.00 | -0.239 | -0.170 | 0.035 |
| put | 66.00 | 0.00 | 1.55 | 0.00 | 0.823 | 0.00 | 0.00 | -0.261 | -0.164 | 0.036 |
| put | 67.00 | 0.00 | 1.55 | 0.00 | 0.738 | 0.00 | 0.00 | -0.285 | -0.154 | 0.038 |
| put | 68.00 | 0.00 | 1.60 | 0.00 | 0.663 | 0.00 | 0.00 | -0.316 | -0.144 | 0.040 |
| put | 69.00 | 0.00 | 1.65 | 0.00 | 0.599 | 0.00 | 0.00 | -0.347 | -0.133 | 0.041 |
| put | 70.00 | 0.00 | 1.90 | 0.00 | 0.544 | 0.00 | 0.00 | -0.412 | -0.128 | 0.043 |
| put | 71.00 | 0.00 | 2.15 | 0.00 | 0.534 | 0.00 | 0.00 | -0.469 | -0.123 | 0.044 |
| put | 72.00 | 0.00 | 2.80 | 0.00 | 0.541 | 0.00 | 0.00 | -0.548 | -0.125 | 0.044 |
| put | 73.00 | 0.60 | 3.70 | 0.00 | 0.630 | 0.00 | 0.00 | -0.599 | -0.135 | 0.043 |
| put | 74.00 | 1.60 | 4.60 | 4.40 | 0.644 | 0.00 | 0.00 | -0.643 | -0.142 | 0.041 |
| put | 75.00 | 2.55 | 5.60 | 5.10 | 0.720 | 0.00 | 0.00 | -0.673 | -0.151 | 0.040 |
| put | 76.00 | 3.60 | 6.60 | 0.00 | 0.791 | 0.00 | 0.00 | -0.695 | -0.161 | 0.039 |
| put | 77.00 | 4.60 | 7.60 | 0.00 | 0.859 | 0.00 | 0.00 | -0.714 | -0.169 | 0.038 |
| put | 78.00 | 5.60 | 8.60 | 0.00 | 0.924 | 0.00 | 0.00 | -0.729 | -0.177 | 0.037 |
| put | 79.00 | 6.60 | 9.60 | 0.00 | 0.986 | 0.00 | 0.00 | -0.742 | -0.184 | 0.036 |
| put | 80.00 | 7.60 | 10.60 | 0.00 | 1.045 | 0.00 | 0.00 | -0.753 | -0.191 | 0.035 |
| put | 81.00 | 8.60 | 11.60 | 0.00 | 1.103 | 0.00 | 0.00 | -0.762 | -0.198 | 0.034 |
| put | 82.00 | 9.60 | 12.60 | 0.00 | 1.159 | 0.00 | 0.00 | -0.771 | -0.204 | 0.034 |
| put | 83.00 | 10.60 | 13.60 | 0.00 | 1.213 | 0.00 | 0.00 | -0.778 | -0.210 | 0.033 |
| put | 84.00 | 11.60 | 14.60 | 0.00 | 1.265 | 0.00 | 0.00 | -0.785 | -0.215 | 0.032 |
Latest SEC filings
0| Filed | Form | Description | Period | Link |
|---|---|---|---|---|
| No filings. | ||||
Insider activity by month
| Month | Bought | Buys | Sold | Sells |
|---|---|---|---|---|
| 2026-11 | 0 | 0 | 0 | 0 |
| 2026-10 | 0 | 0 | 0 | 0 |
| 2026-09 | 0 | 0 | 0 | 0 |
| 2026-08 | 0 | 0 | 0 | 0 |
| 2026-07 | 0 | 0 | 0 | 0 |
| 2026-06 | 0 | 0 | 0 | 0 |
| 2026-05 | 0 | 0 | 0 | 0 |
| 2026-04 | 0 | 0 | 0 | 0 |
| 2026-03 | 0 | 0 | 0 | 0 |
| 2026-02 | 0 | 0 | 0 | 0 |
| 2026-01 | 0 | 0 | 0 | 0 |
| 2025-12 | 0 | 0 | 0 | 0 |
| 2025-11 | 0 | 0 | 0 | 0 |
Institutional holders
| Manager | % owned |
|---|---|
| LPL Financial LLC | 9.55% |
| MORGAN STANLEY | 7.12% |
| WELLS FARGO & COMPANY/MN | 6.85% |
| ROYAL BANK OF CANADA | 4.88% |
| Kingsview Wealth Management, LLC | 4.70% |
| Proactive Wealth Strategies LLC | 4.48% |
| RAYMOND JAMES FINANCIAL INC | 3.88% |
| Fiduciary Alliance LLC | 2.68% |
| Cetera Investment Advisers | 2.63% |
| ROMAN BUTLER FULLERTON & CO | 1.81% |
Funds
| Fund | % owned |
|---|---|
| - | |
OakChart. FYT. Cached 15 minutes.
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