First Trust Small Cap Growth AlphaDEX Fund
FYCFinancial·Exchange Traded Fund·USA·NASD·Nov 11 • 1:03 PM ET
116.30+2.01 (1.76%)
2026-11-11 19:05 CET
Market cap
- USD m
Revenue, TTM
- USD m
Net income, TTM
- USD m
Free cash flow, TTM
- USD m
EPS diluted, TTM
-
P/E
-
Price
FYC against its 20, 50 and 200-day averages2050200
8.8% under the 52-week high of 127.57 on 1 Jul 2026. 52-week low 86.85 on 21 Nov 2025. Last 15 sessions, 7.6% high to low
Profile
FYCFirst Trust Small Cap Growth AlphaDEX Fund seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX Small Cap Growth Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select growth stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX selection methodology.
News
latest 14 of 206- Is First Trust Small Cap Growth AlphaDEX ETF (FYC) a Strong ETF Right Now? (Zacks)
- Should First Trust Small Cap Growth AlphaDEX ETF (FYC) Be on Your Investing Radar? (Zacks)
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- Is First Trust Small Cap Growth AlphaDEX ETF (FYC) a Strong ETF Right Now? (Zacks)
- Should First Trust Small Cap Growth AlphaDEX ETF (FYC) Be on Your Investing Radar? (Zacks)
- Is First Trust Small Cap Growth AlphaDEX ETF (FYC) a Strong ETF Right Now? (Zacks)
- Should First Trust Small Cap Growth AlphaDEX ETF (FYC) Be on Your Investing Radar? (Zacks)
- Will Small-Cap ETFs be Able to Sustain the New-Found Optimism? (Zacks)
- Is First Trust Small Cap Growth AlphaDEX ETF (FYC) a Strong ETF Right Now? (Zacks)
- Should First Trust Small Cap Growth AlphaDEX ETF (FYC) Be on Your Investing Radar? (Zacks)
- Is First Trust Small Cap Growth AlphaDEX ETF (FYC) a Strong ETF Right Now? (Zacks)
Quarterly earnings
actual against estimate| Period | Reported | EPS act | EPS est | EPS rep | Sales act | Sales est | Analysts |
|---|---|---|---|---|---|---|---|
| No quarterly earnings. | |||||||
Annual earnings
| Period | EPS act | EPS est | EPS rep | Sales act | Sales est |
|---|---|---|---|---|---|
| No annual earnings. | |||||
Estimate revisions
last 14 periods| Period | Type | Date | Estimates | Up | Down | Mean | Low | High |
|---|---|---|---|---|---|---|---|---|
| No estimate revisions. | ||||||||
Estimate history
| No estimate history. |
Income statement, annual
No statement data.
Income statement, quarterly
No statement data.
Balance sheet, annual
No statement data.
Cash flow, annual
No statement data.
Balance sheet, quarterly
No statement data.
Cash flow, quarterly
No statement data.
Revenue breakdown
| Revenue split | - |
|---|
Short interest
shares short against float, oldest to newest| Settlement | Of float | Shares short | Float | Avg volume |
|---|---|---|---|---|
| 2026-10-30 | - | 0.0M | - | 84.18K |
| 2026-10-15 | - | 0.0M | - | 81.40K |
| 2026-09-30 | - | 0.0M | - | 75.97K |
| 2026-09-15 | - | 0.0M | - | 73.29K |
| 2026-08-31 | - | 0.0M | - | 72.28K |
| 2026-08-14 | - | 0.0M | - | 67.19K |
| 2026-07-31 | - | 0.0M | - | 63.16K |
| 2026-07-15 | - | 0.0M | - | 56.16K |
| 2026-06-30 | - | 0.0M | - | 56.85K |
| 2026-06-15 | - | 0.0M | - | 56.17K |
| 2026-05-29 | - | 0.0M | - | 63.23K |
| 2026-05-15 | - | 0.0M | - | 63.61K |
| 2026-04-30 | - | 0.0M | - | 73.53K |
| 2026-04-15 | - | 0.0M | - | 78.99K |
| 2026-03-31 | - | 0.0M | - | 85.14K |
| 2026-03-13 | - | 0.0M | - | 80.92K |
| 2026-02-27 | - | 0.0M | - | 73.51K |
| 2026-02-13 | - | 0.0M | - | 73.95K |
| 2026-01-30 | - | 0.0M | - | 65.18K |
| 2026-01-15 | - | 0.0M | - | 59.01K |
Option chain
expiry 2026-11-20| Type | Strike | Bid | Ask | Last | IV | Open int | Volume | Delta | Theta | Vega |
|---|---|---|---|---|---|---|---|---|---|---|
| call | 102 | 13.20 | 15.60 | 0.00 | 0.846 | 0.00 | 0.00 | 0.893 | -0.143 | 0.034 |
| call | 103 | 12.20 | 14.60 | 0.00 | 0.764 | 0.00 | 0.00 | 0.889 | -0.141 | 0.035 |
| call | 104 | 11.20 | 13.60 | 0.00 | 0.633 | 0.00 | 0.00 | 0.877 | -0.143 | 0.037 |
| call | 105 | 10.20 | 12.70 | 0.00 | 0.739 | 0.00 | 0.00 | 0.870 | -0.140 | 0.039 |
| call | 106 | 9.30 | 11.70 | 0.00 | 0.695 | 0.00 | 0.00 | 0.860 | -0.139 | 0.041 |
| call | 107 | 8.30 | 10.80 | 0.00 | 0.640 | 0.00 | 0.00 | 0.852 | -0.138 | 0.042 |
| call | 108 | 7.30 | 9.40 | 0.00 | 0.545 | 0.00 | 0.00 | 0.841 | -0.132 | 0.044 |
| call | 109 | 6.40 | 8.40 | 0.00 | 0.486 | 0.00 | 0.00 | 0.827 | -0.131 | 0.047 |
| call | 110 | 5.50 | 7.40 | 0.00 | 0.444 | 0.00 | 0.00 | 0.805 | -0.133 | 0.050 |
| call | 111 | 4.60 | 6.50 | 0.00 | 0.419 | 0.00 | 0.00 | 0.786 | -0.129 | 0.053 |
| call | 112 | 3.70 | 5.60 | 0.00 | 0.391 | 0.00 | 0.00 | 0.753 | -0.133 | 0.058 |
| call | 113 | 2.85 | 4.70 | 0.00 | 0.360 | 0.00 | 0.00 | 0.721 | -0.128 | 0.061 |
| call | 114 | 2.05 | 3.90 | 0.00 | 0.350 | 0.00 | 0.00 | 0.663 | -0.133 | 0.067 |
| call | 115 | 1.40 | 2.95 | 0.00 | 0.284 | 0.00 | 0.00 | 0.624 | -0.123 | 0.069 |
| call | 116 | 0.85 | 2.25 | 0.00 | 0.267 | 0.00 | 0.00 | 0.553 | -0.124 | 0.072 |
| call | 117 | 0.35 | 1.45 | 0.00 | 0.237 | 0.00 | 0.00 | 0.462 | -0.119 | 0.072 |
| call | 118 | 0.05 | 1.20 | 0.00 | 0.253 | 0.00 | 0.00 | 0.401 | -0.121 | 0.071 |
| call | 119 | 0.00 | 0.95 | 0.00 | 0.323 | 0.00 | 0.00 | 0.311 | -0.130 | 0.064 |
| call | 120 | 0.00 | 0.85 | 0.00 | 0.338 | 0.00 | 0.00 | 0.222 | -0.106 | 0.056 |
| call | 121 | 0.00 | 0.80 | 0.00 | 0.373 | 0.00 | 0.00 | 0.203 | -0.110 | 0.053 |
| call | 122 | 0.00 | 0.70 | 0.00 | 0.406 | 0.00 | 0.00 | 0.188 | -0.112 | 0.050 |
| call | 123 | 0.00 | 0.70 | 0.00 | 0.439 | 0.00 | 0.00 | 0.174 | -0.113 | 0.048 |
| call | 124 | 0.00 | 0.70 | 0.00 | 0.459 | 0.00 | 0.00 | 0.157 | -0.110 | 0.045 |
| call | 125 | 0.00 | 0.65 | 0.00 | 0.489 | 0.00 | 0.00 | 0.146 | -0.110 | 0.043 |
| call | 126 | 0.00 | 0.65 | 0.00 | 0.518 | 0.00 | 0.00 | 0.137 | -0.110 | 0.041 |
| call | 127 | 0.00 | 0.65 | 0.00 | 0.547 | 0.00 | 0.00 | 0.131 | -0.113 | 0.040 |
| call | 128 | 0.00 | 0.65 | 0.00 | 0.575 | 0.00 | 0.00 | 0.126 | -0.115 | 0.039 |
| call | 129 | 0.00 | 0.65 | 0.00 | 0.602 | 0.00 | 0.00 | 0.122 | -0.118 | 0.038 |
| call | 130 | 0.00 | 0.65 | 0.00 | 0.629 | 0.00 | 0.00 | 0.118 | -0.120 | 0.037 |
| put | 102 | 0.00 | 0.70 | 0.00 | 0.631 | 0.00 | 0.00 | -0.123 | -0.121 | 0.038 |
| put | 103 | 0.00 | 0.70 | 0.00 | 0.606 | 0.00 | 0.00 | -0.134 | -0.123 | 0.040 |
| put | 104 | 0.00 | 0.75 | 0.00 | 0.567 | 0.00 | 0.00 | -0.143 | -0.121 | 0.042 |
| put | 105 | 0.00 | 0.75 | 0.00 | 0.528 | 0.00 | 0.00 | -0.153 | -0.118 | 0.044 |
| put | 106 | 0.00 | 0.75 | 0.00 | 0.499 | 0.00 | 0.00 | -0.168 | -0.119 | 0.047 |
| put | 107 | 0.00 | 0.80 | 0.00 | 0.469 | 0.00 | 0.00 | -0.185 | -0.119 | 0.050 |
| put | 108 | 0.00 | 0.75 | 0.00 | 0.489 | 0.00 | 0.00 | -0.170 | -0.127 | 0.046 |
| put | 109 | 0.00 | 0.80 | 0.00 | 0.454 | 0.00 | 0.00 | -0.196 | -0.126 | 0.050 |
| put | 110 | 0.00 | 0.90 | 0.00 | 0.419 | 0.00 | 0.00 | -0.230 | -0.130 | 0.055 |
| put | 111 | 0.00 | 0.90 | 0.00 | 0.402 | 0.00 | 0.00 | -0.237 | -0.128 | 0.056 |
| put | 112 | 0.00 | 0.95 | 0.00 | 0.386 | 0.00 | 0.00 | -0.243 | -0.119 | 0.057 |
| put | 113 | 0.05 | 1.10 | 0.00 | 0.355 | 0.00 | 0.00 | -0.290 | -0.122 | 0.062 |
| put | 114 | 0.30 | 1.35 | 4.60 | 0.327 | 1.00 | 0.00 | -0.337 | -0.120 | 0.067 |
| put | 115 | 0.15 | 1.55 | 0.00 | 0.307 | 0.00 | 0.00 | -0.382 | -0.112 | 0.070 |
| put | 116 | 0.50 | 2.00 | 0.00 | 0.317 | 0.00 | 0.00 | -0.460 | -0.115 | 0.072 |
| put | 117 | 1.05 | 2.50 | 0.00 | 0.321 | 0.00 | 0.00 | -0.531 | -0.104 | 0.073 |
| put | 118 | 1.55 | 3.20 | 0.00 | 0.353 | 0.00 | 0.00 | -0.599 | -0.109 | 0.071 |
| put | 119 | 2.25 | 4.00 | 0.00 | 0.348 | 0.00 | 0.00 | -0.667 | -0.101 | 0.066 |
| put | 120 | 3.00 | 5.00 | 0.00 | 0.417 | 0.00 | 0.00 | -0.707 | -0.109 | 0.063 |
| put | 121 | 3.60 | 5.90 | 0.00 | 0.446 | 0.00 | 0.00 | -0.742 | -0.110 | 0.059 |
| put | 122 | 4.40 | 6.90 | 0.00 | 0.479 | 0.00 | 0.00 | -0.769 | -0.107 | 0.056 |
| put | 123 | 5.50 | 7.90 | 0.00 | 0.530 | 0.00 | 0.00 | -0.792 | -0.110 | 0.052 |
| put | 124 | 6.50 | 8.90 | 0.00 | 0.569 | 0.00 | 0.00 | -0.809 | -0.112 | 0.050 |
| put | 125 | 7.50 | 9.90 | 0.00 | 0.608 | 0.00 | 0.00 | -0.828 | -0.108 | 0.046 |
| put | 126 | 8.50 | 10.90 | 0.00 | 0.645 | 0.00 | 0.00 | -0.841 | -0.108 | 0.044 |
| put | 127 | 9.50 | 11.90 | 0.00 | 0.681 | 0.00 | 0.00 | -0.853 | -0.107 | 0.042 |
| put | 128 | 10.50 | 12.90 | 0.00 | 0.716 | 0.00 | 0.00 | -0.863 | -0.107 | 0.040 |
| put | 129 | 11.40 | 13.90 | 0.00 | 0.739 | 0.00 | 0.00 | -0.868 | -0.109 | 0.039 |
| put | 130 | 12.50 | 14.90 | 0.00 | 0.783 | 0.00 | 0.00 | -0.874 | -0.112 | 0.038 |
Latest SEC filings
0| Filed | Form | Description | Period | Link |
|---|---|---|---|---|
| No filings. | ||||
Insider activity by month
| Month | Bought | Buys | Sold | Sells |
|---|---|---|---|---|
| 2026-11 | 0 | 0 | 0 | 0 |
| 2026-10 | 0 | 0 | 0 | 0 |
| 2026-09 | 0 | 0 | 0 | 0 |
| 2026-08 | 0 | 0 | 0 | 0 |
| 2026-07 | 0 | 0 | 0 | 0 |
| 2026-06 | 0 | 0 | 0 | 0 |
| 2026-05 | 0 | 0 | 0 | 0 |
| 2026-04 | 0 | 0 | 0 | 0 |
| 2026-03 | 0 | 0 | 0 | 0 |
| 2026-02 | 0 | 0 | 0 | 0 |
| 2026-01 | 0 | 0 | 0 | 0 |
| 2025-12 | 0 | 0 | 0 | 0 |
| 2025-11 | 0 | 0 | 0 | 0 |
Institutional holders
| Manager | % owned |
|---|---|
| LPL Financial LLC | 13.45% |
| RAYMOND JAMES FINANCIAL INC | 6.34% |
| MORGAN STANLEY | 5.91% |
| MAINSTAY CAPITAL MANAGEMENT LLC /ADV | 4.82% |
| WELLS FARGO & COMPANY/MN | 4.61% |
| Cetera Investment Advisers | 3.06% |
| ELEVATION POINT WEALTH PARTNERS, LLC | 2.71% |
| BANK OF AMERICA CORP /DE/ | 2.43% |
| STIFEL FINANCIAL CORP | 1.92% |
| ENVESTNET ASSET MANAGEMENT INC | 1.88% |
Funds
| Fund | % owned |
|---|---|
| - | |
OakChart. FYC. Cached 15 minutes.
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