OakChart

Carlyle Group Inc

CGFinancial·Asset Management·USA·Large·NASD·Nov 11 • 12:53 PM ET

41.71+0.01 (0.03%)
2026-11-11 18:53 CET
Market cap
14,758.26 USD m
Revenue, TTM
3,451.20 USD m
Net income, TTM
355.30 USD m
Free cash flow, TTM
617.50 USD m
EPS diluted, TTM
0.94
P/E
44.32
Compare

Price

CG against its 20, 50 and 200-day averages
2050200miss
35.0040.0045.0050.0055.004.8M9.6MMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26CGclose 41.7120-day 39.4750-day 40.28200-day 46.3441.7152w low

38.0% under the 52-week high of 67.30 on 15 Jan 2026. 52-week low 35.41 on 14 Oct 2026. Last 15 sessions, 17.2% high to low

Profile

CG
52-week range, 20% of the way up
35.4167.30

The Carlyle Group, Inc. is a global investment firm. It operates through the following segments: Global Private Equity (GPE), Global Credit (GC), and Carlyle AlpInvest. The GPE segment focuses on buyout and growth capital funds, which pursue a variety of corporate investments of different sizes and growth potentials. The GC segment includes funds and vehicles that pursue investment strategies including loans and structured credit, direct lending, opportunistic credit, distressed credit, aircraft financing and servicing, infrastructure debt, insurance solutions, and global capital markets. The Carlyle AlpInvest segment provides comprehensive investment opportunities and resources for investors and clients to build private equity portfolios through fund of funds, secondary purchases or financings of existing portfolios, and managed co-investment programs. The company was founded by William Elias Conway Jr., Daniel Anthony D'Aniello, and David Mark Rubenstein in 1987 and is headquartered in Washington, DC.

IndexRUI
Employees2500
IPOMay 03, 2012
Beta1.82
ATR, 14d1.50
Rel volume0.48
Short float7.92%
Insider own27.96%
Inst own63.01%

Snapshot

6 groups

Valuation

IndexRUI
Market Cap14.76B
Enterprise Value28.92B
Income355.30M
Sales3.45B
Book/sh14.14
Cash/sh7.36
Dividend Est.1.40 (3.36%)
Dividend TTM1.40 (3.36%)
Dividend Ex-DateNov 16, 2026
Dividend Gr. 3/5Y4.41% 6.96%
Payout64.21%
Employees2500
IPOMay 03, 2012

Ratios

P/E44.32
Forward P/E8.53
PEG0.66
P/S4.28
P/B2.95
P/C5.67
P/FCF23.91
EV/EBITDA57.23
EV/Sales8.38
Quick Ratio0.63
Current Ratio0.63
Debt/Eq3.03
LT Debt/Eq3.00
Option/ShortYes / Yes

Earnings

EPS (ttm)0.94
EPS next Y4.89
EPS next Q0.56
EPS this Y-10.10%
EPS next Y35.36%
EPS next 5Y12.92%
EPS past 3/5Y-13.34% 17.55%
Sales past 3/5Y0.09% 10.93%
EPS Y/Y TTM-46.16%
Sales Y/Y TTM-11.91%
EPS Q/Q-1004.17%
Sales Q/Q-11.05%
EarningsNov 05 BMO
EPS/Sales Surpr.15.11% 7.99%

Ownership

Insider Own27.96%
Insider Trans-0.40%
Inst Own63.01%
Inst Trans-1.77%
ROA1.29%
ROE6.69%
ROIC1.78%
Gross Margin74.28%
Oper. Margin8.77%
Profit Margin10.29%
SMA205.69%
SMA503.57%
SMA200-9.99%
Trades-

Technical

Shs Outstand353.70M
Shs Float254.97M
Short Float7.92%
Short Ratio5.76
Short Interest20.20M
52W High67.30 -38.02%
52W Low35.41 17.79%
Volatility5.25% 3.70%
ATR (14)1.50
RSI (14)56.80
Beta1.82
Rel Volume0.48
Avg Volume3.50M
Volume921,531

Performance

Perf Week-2.43%
Perf Month12.01%
Perf Quarter-18.87%
Perf Half Y-15.15%
Perf YTD-29.43%
Perf Year-22.61%
Perf 3Y38.30%
Perf 5Y-29.23%
Perf 10Y175.57%
Recom2.30
Target Price49.37
Prev Close41.70
Price41.71
Change %0.03%

Analyst ratings

latest 10 of 20
DateActionAnalystRating changeTargetImplied
Nov 10, 2026DowngradeUUBSBuy → Neutral$60 → $47+12.7%
Oct 02, 2026InitiatedWWells FargoEqual Weight$43+3.1%
Sep 24, 2026InitiatedPPiper SandlerOverweight$54+29.5%
May 11, 2026DowngradeRRBC Capital MktsOutperform → Sector Perform$58+39.1%
May 08, 2026DowngradeTTD CowenBuy → Hold$53+27.1%
Feb 24, 2026InitiatedRRBC Capital MktsOutperform$67+60.6%
Dec 11, 2025ResumedUUBSBuy$74+77.4%
Oct 03, 2025InitiatedBBMO Capital MarketsOutperform$74+77.4%
Jul 10, 2025UpgradeCCitigroupNeutral → Buy$65+55.8%
May 14, 2025UpgradeTTD CowenHold → Buy$56+34.3%

Peers

Mkt cap
TickerCompanyMkt cap
TPGTPG Inc19.14B
KKRKKR & Co Inc89.77B
BXBlackstone Inc151.88B
APOApollo Global Management Inc73.32B
ARESAres Management Corp46.53B
OWLBlue Owl Capital Inc16.27B
BAMBrookfield Asset Management Ltd86.94B
HLNEHamilton Lane Inc5.43B
STEPStepStone Group Inc5.97B
BLKBlackrock Inc198.99B

Insider trading

6 filings
InsiderRelationshipDateTransactionCostSharesValueTotal heldForm
David M. RubensteinDirectorSep 11 '26Proposed Sale43.07400,00017,228,000Sep 11 05:47 PM
Rubenstein David M.DirectorSep 11 '26Sale42.74400,00017,096,00026,899,644Sep 11 05:11 PM
Rubenstein David M.DirectorMar 19 '26Sale46.68500,00023,340,00027,399,644Mar 20 05:34 PM
David M. RubensteinDirectorMar 19 '26Proposed Sale47.72500,00023,860,000Mar 19 04:13 PM
Rubenstein David M.DirectorDec 10 '25Sale56.55625,00035,343,75027,999,644Dec 12 05:35 PM
David M. RubensteinDirectorDec 10 '25Proposed Sale56.55625,00035,343,750Dec 10 05:50 PM

Held by

AUM
TickerCompanyAUM
IJHiShares Core S&P Mid-Cap ETFAUM: 124.48B
VTIVanguard Morningstar Total Stock Market ETFAUM: 687.42B
VBVanguard Morningstar Small-Cap ETFAUM: 79.59B
VBRVanguard Morningstar Small-Cap Value ETFAUM: 37.76B
VXFVanguard Extended Market Index ETFAUM: 30.47B
MDYState Street SPDR S&P MIDCAP 400 ETF TrustAUM: 26.22B
SPMDState Street SPDR Portfolio S&P 400TM Mid Cap ETFAUM: 18.90B
IWRiShares Russell Mid-Cap ETFAUM: 58.68B
VYMVanguard High Dividend Yield Indx ETFAUM: 83.15B
IJJiShares S&P Mid-Cap 400 Value ETFAUM: 8.81B

News

latest 14 of 206
  • UBS downgrades Carlyle as weak fund returns threaten 2028 growth targets (Investing.com)
  • SEI and Carlyle Advance Strategic Relationship with Launch of SEI Carlyle Private Markets Fund (PRVTX) (PR Newswire)
  • Value Creation Before IPO: Accordion Managing Director Shauna Watson, Live from NYSE (IPO-Edge.com) -6.53%
  • Carlyle: Q3 Earnings Snapshot (Associated Press)
  • Oil has had a massive run, but a prominent bull sees a turning point on midterm eve (MarketWatch)
  • Loading…
  • Oak Hill Capital to Acquire Majority Stake in Wyyerd from Carlyle (PR Newswire)
  • Carlyle's Fundraising Super Cycle Faces A Seasonal Test After 26% Stock Slide (Earnings Whispers)
  • A New Private-Equity Firm Specializes in Giving Companies AI Glow-Ups (The Wall Street Journal)
  • Carlyle to Announce Third Quarter 2026 Financial Results and Host Investor Conference Call (GlobeNewswire)
  • Nidec confirms talks to sell components unit to Carlyle for $636 mln (Investing.com)
  • CoreWeave upgraded, Etsy downgraded: Wall Street's top analyst calls (The Fly)
  • Carlyle's Basmadjian on AI Debt Reshaping the Loan Market (Bloomberg)
  • Carlyle's Fujiyama Sees Investor Excitement in Defense Tech (Bloomberg)

Quarterly earnings

actual against estimate
PeriodReportedEPS actEPS estEPS repSales actSales estAnalysts
2026Q32026-11-051.1200.973-0.020994.5920.9218
2026Q22026-08-051.0700.9110.3731,112923.5116
2026Q12026-05-070.8900.932-0.368750.91,01215
2025Q42026-02-061.0100.9960.9581,0921,05014
2025Q32025-10-310.9601.0100.002782.5987.2315
2025Q22025-08-060.9100.8880.871984904.6714
2025Q12025-05-081.1400.9550.355973.1992.3914
2024Q42025-02-110.9200.9490.569948.5961.5616
2024Q32024-11-070.9500.8841.633895909.2417
2024Q22024-08-050.7800.8260.404788.9834.3715
2024Q12024-05-021.0100.9670.1781,0231,00915
2023Q42024-02-070.8600.778-1.918896.4861.8314
2023Q32023-11-070.8700.7190.224776.6834.0115
2023Q22023-08-020.8800.674-0.272977.9791.1515
2023Q12023-05-040.6300.6750.276754.2810.6215
2022Q42023-02-071.0100.9670.3471,0591,03413

Annual earnings

PeriodEPS actEPS estEPS repSales actSales est
2018FY1.7801.2170.8192,1862,246
2019FY1.7001.6642.8162,1102,052
2020FY2.0501.8450.9722,2902,284
2021FY5.0104.2078.2044,9504,210
2022FY4.3404.2973.3504,4014,421
2023FY3.2403.168-1.6843,4053,169
2024FY3.6603.6782.7733,6553,692
2025FY4.0204.0102.1803,9023,795
2026FY-3.614--3,701
2027FY-4.892--4,758
2028FY-5.789--5,468
2029FY-6.134--5,720

Estimate revisions

last 14 periods
PeriodTypeDateEstimatesUpDownMeanLowHigh
2026Q4S2026-11-091036860.73790945
2026Q4S2026-11-061036861.35790945
2026Q4S2026-11-051018847.93790908.3
2026Q4S2026-10-301006866.18767933.6
2026Q4S2026-10-191006875.58767933.6
2026Q4S2026-10-161008875.58767933.6
2026Q4S2026-10-141007880.89767933.6
2026Q4S2026-10-091007881.29767933.6
2026Q4S2026-10-081006902.047671,096
2026Q4S2026-10-051006901.927671,096
2026Q4S2026-10-021006903.517671,096
2026Q4S2026-09-301006914.218371,096
2026Q4S2026-09-23906918.018371,096
2026Q4S2026-09-22806918.58371,096

Estimate history

EPS, annual2.380.8192.8160.9728.2043.35-1.6842.7732.180.9412
Period201720182019202020212022202320242025TTM
EPS, quarterly1.6330.5690.3550.8710.0020.958-0.3680.373-0.022
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Sales, annual35222535.63357.82851.18717.64775.72643.15292.74788.73451.2
Period201720182019202020212022202320242025TTM
Sales, quarterly2658.11016.2971.81590.6339.31879.5377.8892.1301.8
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26
Shares, annual100.101107.746117.841353.521355.368362.299361.326357.184357.374353.695
Period201720182019202020212022202320242025MRQ
Shares, quarterly357.681357.184360.882358.962360.137357.374359.839353.389353.695
PeriodQ3 '24Q4 '24Q1 '25Q2 '25Q3 '25Q4 '25Q1 '26Q2 '26Q3 '26

Income statement, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Total Revenue3,451.204,788.705,292.702,643.104,775.708,717.602,851.103,357.802,535.60
Total Expenses3,148.603,609.103,780.803,106.403,109.304,561.802,162.802,019.602,088.70
Operating Income302.601,179.601,511.90-463.301,666.404,155.80688.301,338.20446.90
Unusual Expense0.000.000.000.007.700.0029.90-5.20
Net Income Before Taxes479.701,159.201,393.70-600.901,572.504,027.50580.001,233.40360.20
Income Taxes128.10214.50302.60-104.20287.80982.30197.2049.0031.30
Consolidated Net Income351.60944.701,091.10-496.701,284.703,045.20382.801,184.40328.90
Net Income From Continuing Operations355.30808.701,020.40-608.401,225.002,974.70348.20380.90116.50
Net Income355.30808.701,020.40-608.401,225.002,974.70348.20345.3092.90
EPS (Recurring)1.002.182.77-1.683.368.201.032.820.85
EPS (Basic, Before Extraordinaries)0.992.252.85-1.683.398.370.993.050.89
EPS (Diluted)0.942.182.77-1.683.358.200.972.820.82
Non-Operating Income (Expense)331.30103.502.80-13.8024.20-15.0015.60-22.700.70
Other After Tax Adjustments0.000.000.000.000.000.000.000.000.00
Stock Option Compensation Expense335.12296.01369.64196.79121.66163.1076.65102.20189.52
Price To Earnings Ratio44.3144.31170.2370.916.246.6934.2611.1219.40
Price To Sales Ratio4.074.583.515.562.292.283.951.170.70
Gross Margin74.2882.9560.1235.5577.4163.3965.1181.1276.82
Operating Margin8.7724.6328.57-17.5334.8947.6724.1439.8517.63
Net Margin10.2916.8919.28-23.0225.6534.1212.2110.283.66
Shares Outstanding353.70357.37357.18361.33362.30355.37353.52117.84107.75
Market Capitalization14,758.2614,758.2618,059.3114,680.7910,849.9719,573.3911,106.813,761.961,697.03

Income statement, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q22025Q12024Q4
Total Revenue301.80892.10377.801,879.50339.301,590.60971.801,016.20
Total Expenses456.10649.70598.501,444.30294.601,101.20768.70733.10
Operating Income-154.30242.40-220.70435.2044.70489.40203.10283.10
Unusual Expense0.000.000.000.000.000.000.000.00
Net Income Before Taxes-76.90273.80-179.00461.8085.80440.60171.00265.40
Income Taxes-0.1049.00-37.10116.30-26.70112.5012.4038.10
Consolidated Net Income-76.80224.80-141.90345.50112.50328.10158.60227.30
Net Income From Continuing Operations-7.70137.10-132.20358.100.90319.70130.00210.90
Net Income-7.70137.10-132.20358.100.90319.70130.00210.90
EPS (Recurring)-0.020.37-0.370.960.000.870.350.57
EPS (Basic, Before Extraordinaries)-0.020.38-0.371.000.000.890.360.59
EPS (Diluted)-0.020.37-0.370.960.000.870.350.57
Non-Operating Income (Expense)116.5069.6080.3064.9070.90-20.80-4.3011.80
Other After Tax Adjustments0.000.000.000.000.000.000.000.00
Stock Option Compensation Expense79.6391.6494.6469.2071.6573.3981.7789.11
Price To Earnings Ratio44.3128.7822.1332.8918.2917.3615.66170.23
Price To Sales Ratio4.074.434.154.626.033.022.813.54
Gross Margin18.9575.9442.5988.7433.4558.3765.8669.26
Operating Margin-51.1327.17-58.4223.1613.1730.7720.9027.86
Net Margin-2.5515.37-34.9919.050.2720.1013.3820.75
Shares Outstanding353.70353.39359.84357.37360.14358.96360.88357.18
Market Capitalization14,758.2615,158.5117,477.0621,303.8922,678.9018,562.3915,744.8418,059.31

Balance sheet, annual

Currency USD, millions
Metric2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY2017FY
Cash & Short Term Investments3,208.702,096.901,788.101,570.502,622.901,138.20950.40885.801,406.40
Short Term Receivables1,041.201,042.70832.60681.30518.40361.60348.30576.503,978.50
Investment Securities0.000.000.000.000.000.000.000.000.00
Securities In Custody0.000.000.000.000.000.000.000.000.00
Investments13,172.708,373.308,014.407,635.107,231.406,658.405,512.505,790.005,316.50
Investment in Unconsolidated Affiliates10,499.8010,345.809,194.0010,039.7010,261.606,779.406,299.205,245.801,218.40
Net Property, Plant & Equipment556.80526.70493.70476.90505.00510.30312.0095.10100.40
Deferred Tax Assets32.2027.6016.5015.8014.5096.50270.10194.40170.40
Other Intangible Assets604.60690.50836.70983.7096.60100.40116.30126.6090.00
Total Assets29,116.0023,103.5021,176.0021,403.0021,250.4015,644.8013,808.8012,914.2012,280.60
Total Debt13,893.209,496.309,255.608,679.808,499.408,047.406,971.206,390.505,877.40
Long Term Debt13,405.709,038.108,796.608,396.608,340.907,904.506,856.506,275.405,768.00
Provision for Risks Charges0.000.000.000.0030.4024.0015.1013.1012.30
Deferred Tax Liabilities106.30137.0045.30402.70487.1057.8065.2064.3075.60
Other Liabilities8,059.407,122.606,090.605,499.206,527.304,585.403,787.703,610.003,366.30
Total Liabilities22,058.9016,755.9015,391.5014,581.7015,544.2012,714.6010,839.2010,077.909,331.60
Preferred Stock - Carrying Value0.000.000.000.000.000.000.00387.50387.50
Common Equity5,761.505,606.905,191.406,221.005,279.002,689.20618.60590.10629.10
Total Shareholders Equity5,761.505,606.905,191.406,221.005,279.002,689.20618.60977.601,016.60
Accumulated Minority Interest1,295.60740.70593.10600.30427.20241.002,351.001,858.701,932.40
Total Equity7,057.106,347.605,784.506,821.305,706.202,930.202,969.602,836.302,949.00
Total Liabilities & Stockholders Equity29,116.0023,103.5021,176.0021,403.0021,250.4015,644.8013,808.8012,914.2012,280.60
Book Value Per Share16.1215.7014.3717.1714.867.615.255.486.28
Tangible Book Value Per Share14.7013.9212.2514.6914.767.474.724.765.93
Full-Time Employees2,5002,3002,2002,1001,8501,8251,7751,6501,600
Price to Book Ratio2.953.262.481.773.704.136.112.883.79
Return on Assets3.104.61-2.865.7416.132.362.850.922.19
Return on Equity14.2318.90-10.6621.3074.6621.0547.7311.6836.86
Return on Invested Capital4.226.97-4.358.3821.843.295.101.613.60
Quick Ratio0.560.440.410.510.550.370.390.480.72
Current Ratio0.560.440.410.510.550.370.390.480.72

Cash flow, annual

Currency USD, millions
MetricTTM2025FY2024FY2023FY2022FY2021FY2020FY2019FY2018FY
Funds from Operations1,102.00996.101,222.401,002.901,445.401,519.10587.30503.90399.60
Extraordinary Item0.000.000.000.000.000.000.000.000.00
Changes in Working Capital-355.00466.80387.00-61.30-642.90368.20399.20-146.50-107.60
Income Taxes Payable-----73.20----
Cash from Operating Activities747.001,462.901,609.40941.60802.501,887.30986.50357.40292.00
Capital Expenditures-129.50-99.40-77.70-66.60-659.00-41.40-61.20-27.80-31.30
Net Assets From Acquisitions0.000.000.000.00-150.200.000.000.00-67.80
Sale of Fixed Assets and Businesses0.000.000.000.000.009.200.000.00-
Purchase or Sale of Investments-2,108.10-4,146.00-1,523.00-364.90-749.2089.60-959.608.10-1,003.60
Purchase of Investments-11,557.80-12,104.00-7,838.80-3,573.20-4,525.70-5,683.70-3,490.90-2,551.60-4,591.20
Sale Or Maturity of Investments9,449.707,958.006,315.803,208.303,776.505,773.302,531.302,559.703,587.60
Other Uses0.000.000.000.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.000.000.000.00
Cash from Investing Activities-2,237.60-4,245.40-1,600.70-431.50-1,558.4057.40-1,020.80-19.70-1,102.70
Cash Dividends Paid-502.50-505.10-503.00-497.70-443.60-355.80-351.30-172.60-153.40
Change in Capital Stock-923.00-686.50-554.60-203.50-146.70-157.00-26.40-439.90-107.50
Repurchase of Common Pref Stock-923.00-686.50-554.60-203.50-185.60-161.80-26.40-439.90-107.50
Sale of Common Pref Stock0.000.000.000.0038.904.800.000.000.00
Proceedsfrom Stock Options0.000.000.000.0038.904.800.000.000.00
Issuance or Reduction of Debt, Net2,647.004,840.901,705.20695.40680.70286.30685.00652.00792.70
Change in Long Term Debt2,647.004,840.901,705.20695.40680.70286.30685.00652.00792.70
Issuance of Long Term Debt2,719.404,897.401,825.70712.60697.40848.701,018.70779.101,204.50
Reduction of Long Term Debt-72.40-56.50-120.50-17.20-16.70-562.40-333.70-127.10-411.80
Net Financing Active Other Cash Flow-623.20-370.60-284.30-270.80-366.80-232.20-77.40-246.50-491.10
Other Financing Activities Uses-597.60-370.60-284.30-270.80-366.80-232.20-78.10-375.90-491.10
Cash from Financing Activities598.303,278.70363.30-276.60-276.40-458.70160.30-207.0040.70
Exchange Rate Effect-14.2091.60-21.3018.90-20.30-30.8021.708.10-19.90
Net Change in Cash-906.50587.80350.70252.40-1,052.601,455.20147.70138.80-789.90
Free Cash Flow617.501,363.501,531.70875.00761.901,845.90925.30329.60260.70
Preferred Dividends (Cash Flow)-0.000.000.000.000.000.00-17.70-23.60
Price to Free Cash Flow122.1825.5418.0638.9734.2813.3619.6325.0616.64

Balance sheet, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Cash & Short Term Investments2,605.002,040.602,763.703,208.703,263.701,738.90
Short Term Receivables1,340.401,471.501,125.801,041.201,000.601,043.30
Investments14,239.2013,874.9014,944.4013,172.7011,699.9010,460.20
Investment in Unconsolidated Affiliates8,870.709,677.009,847.7010,499.809,898.8010,600.40
Net Property, Plant & Equipment567.20568.70567.80556.80539.70542.80
Deferred Tax Assets70.1030.2030.1032.2028.3025.70
Other Intangible Assets486.80532.70562.50604.60624.90656.50
Total Assets28,179.4028,195.6029,842.0029,116.0027,055.9025,067.80
Total Debt15,169.6014,253.7014,617.1013,893.2012,663.3010,705.10
Long Term Debt14,979.6014,007.4014,229.8013,405.7012,544.6010,472.70
Provision for Risks Charges0.000.000.000.000.000.00
Deferred Tax Liabilities17.9016.0055.20106.3080.70128.30
Other Liabilities6,395.306,713.107,795.108,059.407,466.807,516.80
Total Liabilities21,582.8020,982.8022,467.4022,058.9020,210.8018,350.20
Preferred Stock - Carrying Value0.000.000.000.000.000.00
Common Equity5,001.505,242.105,403.505,761.505,619.605,860.50
Total Shareholders Equity5,001.505,242.105,403.505,761.505,619.605,860.50
Accumulated Minority Interest1,595.101,970.701,971.101,295.601,225.50857.10
Total Equity6,596.607,212.807,374.607,057.106,845.106,717.60
Total Liabilities & Stockholders Equity28,179.4028,195.6029,842.0029,116.0027,055.9025,067.80
Book Value Per Share14.1414.8315.0216.1215.6016.33
Tangible Book Value Per Share12.9913.5913.7014.7014.1014.73
Full-Time Employees---2,500--
Price to Book Ratio2.952.803.003.793.843.33
Return on Assets1.291.372.033.102.665.31
Return on Equity6.696.569.9514.2311.8523.07
Return on Invested Capital-0.040.71-0.671.870.001.96
Quick Ratio0.630.520.550.560.630.38
Current Ratio0.630.520.550.560.630.38

Cash flow, quarterly

Currency USD, millions
Metric2026Q32026Q22026Q12025Q42025Q32025Q2
Funds from Operations289.70303.20284.60224.50253.20148.70
Extraordinary Item0.000.000.000.000.000.00
Changes in Working Capital201.90-969.10184.40227.80286.9016.60
Cash from Operating Activities491.60-665.90469.00452.30540.10165.30
Capital Expenditures-27.40-32.00-28.10-42.00-23.20-17.50
Net Assets From Acquisitions0.000.000.000.000.000.00
Sale of Fixed Assets and Businesses0.000.000.000.000.000.00
Purchase or Sale of Investments133.80191.60-1,096.50-1,337.00-1,643.50-400.30
Purchase of Investments-2,271.60-2,182.60-4,241.00-2,862.60-5,063.90-1,673.70
Sale Or Maturity of Investments2,405.402,374.203,144.501,525.603,420.401,273.40
Other Uses0.000.000.000.000.000.00
Other Sources0.000.000.000.000.000.00
Cash from Investing Activities106.40159.60-1,124.60-1,379.00-1,666.70-417.80
Cash Dividends Paid-124.50-125.70-126.40-125.90-126.50-126.30
Preferred Dividends (Cash Flow)0.000.000.000.000.000.00
Change in Capital Stock-210.40-304.10-204.80-203.70-202.70-103.60
Repurchase of Common Pref Stock-210.40-304.10-204.80-203.70-202.70-103.60
Sale of Common Pref Stock0.000.000.000.000.000.00
Proceedsfrom Stock Options0.000.000.000.000.000.00
Issuance or Reduction of Debt, Net407.10370.10589.701,280.102,530.70470.20
Change in Long Term Debt407.10370.10589.701,280.102,530.70470.20
Issuance of Long Term Debt437.40385.20612.201,284.602,542.60495.70
Reduction of Long Term Debt-30.30-15.10-22.50-4.50-11.90-25.50
Net Financing Active Other Cash Flow-165.30-315.70-54.10-88.10-80.70-78.40
Other Financing Activities Uses-165.30-280.00-89.80-62.50-106.30-37.60
Cash from Financing Activities-93.10-375.40204.40862.402,120.80161.90
Exchange Rate Effect17.60-32.40-8.709.3043.6033.70
Net Change in Cash522.50-914.10-459.90-55.001,037.80-56.90
Free Cash Flow464.20-697.90440.90410.30516.90147.80
Price to Free Cash Flow122.1893.3417.2025.7522.0323.27

Revenue breakdown

Total Investment Advice revenue2024: 5.43B 2025: 4.78B
Americas2024: 4.10B 2025: 3.28B
Asia Pacific2024: 281.80M 2025: 46.60M
EMEA2024: 1.05B 2025: 1.45B

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-307.87%20.2M256.7M3.62M
2026-10-157.67%19.7M256.7M3.62M
2026-09-308.58%22.0M256.7M3.44M
2026-09-157.50%19.3M256.7M3.64M
2026-08-316.99%17.9M256.2M3.68M
2026-08-147.75%19.9M257.3M3.67M
2026-07-316.45%16.8M259.5M3.38M
2026-07-156.24%16.2M259.5M3.51M
2026-06-306.55%17.0M259.5M3.58M
2026-06-156.29%16.3M259.4M3.27M
2026-05-296.04%15.7M259.9M3.35M
2026-05-156.61%17.5M265.2M3.35M
2026-04-305.58%14.5M260.5M3.49M
2026-04-155.59%14.6M260.5M3.37M
2026-03-315.81%15.1M259.8M3.20M
2026-03-136.13%15.9M259.8M3.00M
2026-02-275.49%14.3M259.8M2.79M
2026-02-135.81%15.1M259.2M2.76M
2026-01-305.70%14.7M258.7M2.68M
2026-01-156.69%17.3M259.0M2.64M

Option chain

expiry 2026-11-20
TypeStrikeBidAskLastIVOpen intVolumeDeltaThetaVega
call22.5018.2019.800.002.9320.000.000.988-0.0180.002
call25.0015.7017.300.002.5120.000.000.959-0.0640.006
call27.5013.3014.808.602.1301.000.000.952-0.0620.006
call30.0010.7012.306.601.7761.000.000.942-0.0590.007
call32.508.509.807.201.44330.000.000.929-0.0560.009
call35.005.707.304.411.1361760.000.921-0.0440.010
call37.503.804.502.700.6295800.000.892-0.0390.012
call40.001.952.151.950.3961,5514.000.728-0.0570.022
call42.500.550.700.550.3961,7271.000.408-0.0620.025
call45.000.100.200.300.4351,4090.000.167-0.0440.016
call47.500.000.500.450.6372800.000.105-0.0420.012
call50.000.000.450.150.9741,1930.000.145-0.0810.015
call55.000.000.150.071.0652,0050.000.067-0.0480.009
call60.000.000.450.051.29611.000.000.046-0.0460.006
call65.000.000.450.001.5160.000.000.041-0.0480.006
put22.500.000.050.001.7570.000.00-0.011-0.0180.002
put25.000.000.450.102.06416.000.00-0.040-0.0650.006
put27.500.000.450.101.65631.000.00-0.041-0.0530.006
put30.000.000.450.051.3641,8230.00-0.049-0.0510.007
put32.500.000.500.041.0903,4520.00-0.061-0.0480.008
put35.000.000.450.050.8276,0640.00-0.078-0.0440.010
put37.500.150.250.190.5724,48130.00-0.107-0.0380.012
put40.000.500.600.670.5021,0970.00-0.271-0.0570.022
put42.501.651.801.750.50967.000.00-0.588-0.0620.025
put45.003.304.307.300.85213.000.00-0.832-0.0430.016
put47.505.407.107.351.2593.000.00-0.894-0.0410.012
put50.007.909.5010.621.4492.000.00-0.913-0.0450.010
put55.0012.9014.500.001.8490.000.00-0.944-0.0400.007
put60.0017.9019.500.002.1860.000.00-0.953-0.0430.006
put65.0022.9024.600.002.5250.000.00-0.959-0.0450.006

Latest SEC filings

30
FiledFormDescriptionPeriodLink
2026-11-0610-QQuarterly report pursuant to Section 13 or 15(d)2026-09-30SEC
2026-11-0613F-HRFurther understand that each of 13F-HR, 13F-NT, and amendments thereto are mandatory electronic filings (hardship exemption exists to submit in paper; never used to the knowledge of IM staff);2026-09-30SEC
2026-11-058-KCurrent report2026-11-05SEC
2026-11-034Statement of changes in beneficial ownership of securities2026-11-01SEC
2026-10-2240-6B/ASEC
2026-09-11144Filing for proposed sale of securities under Rule 144.SEC
2026-09-114Statement of changes in beneficial ownership of securities2026-09-11SEC
2026-08-284Statement of changes in beneficial ownership of securities2026-08-26SEC
2026-08-284Statement of changes in beneficial ownership of securities2026-08-26SEC
2026-08-284Statement of changes in beneficial ownership of securities2026-08-26SEC
2026-08-284Statement of changes in beneficial ownership of securities2026-08-26SEC
2026-08-284Statement of changes in beneficial ownership of securities2026-08-26SEC
2026-08-284Statement of changes in beneficial ownership of securities2026-08-26SEC
2026-08-284Statement of changes in beneficial ownership of securities2026-08-26SEC
2026-08-284Statement of changes in beneficial ownership of securities2026-08-26SEC
2026-08-14SCHEDULE 13G/ASEC
2026-08-14N-PXAnnual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX2026-06-30SEC
2026-08-10S-8Initial registration statement for securities to be offered to employees pursuant to employee benefit plansSEC
2026-08-1010-QQuarterly report pursuant to Section 13 or 15(d)2026-06-30SEC
2026-08-0713F-HRFurther understand that each of 13F-HR, 13F-NT, and amendments thereto are mandatory electronic filings (hardship exemption exists to submit in paper; never used to the knowledge of IM staff);2026-06-30SEC
2026-08-058-KCurrent report2026-08-05SEC
2026-08-044Statement of changes in beneficial ownership of securities2026-08-01SEC
2026-08-044Statement of changes in beneficial ownership of securities2026-08-01SEC
2026-08-044Statement of changes in beneficial ownership of securities2026-08-01SEC
2026-08-044Statement of changes in beneficial ownership of securities2026-08-01SEC
2026-08-044Statement of changes in beneficial ownership of securities2026-08-01SEC
2026-08-044Statement of changes in beneficial ownership of securities2026-08-01SEC
2026-08-044Statement of changes in beneficial ownership of securities2026-08-01SEC
2026-07-27SCHEDULE 13G/ASEC
2026-07-083Initial statement of beneficial ownership of securities2026-06-29SEC

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-100000
2026-090017.10M1
2026-080000
2026-070000
2026-060000
2026-050000
2026-040000
2026-030023.34M1
2026-020000
2026-010000
2025-120035.34M1
2025-110000

Institutional holders

Manager% owned
BlackRock, Inc.8.89%
HARRIS ASSOCIATES L P4.91%
VANGUARD PORTFOLIO MANAGEMENT LLC3.29%
Capital World Investors3.28%
VANGUARD CAPITAL MANAGEMENT LLC3.18%
MORGAN STANLEY2.78%
STATE STREET CORP2.75%
MASSACHUSETTS FINANCIAL SERVICES CO /MA/2.15%
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC1.91%
FMR LLC1.81%

Funds

Fund% owned
ACAP Strategic Fund13.70%
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND10.74%
Guggenheim Total Return Bond Fund8.38%
VANGUARD INTERMEDIATE-TERM INVESTMENT-GRADE FUND5.12%
MFS Corporate Bond Fund4.43%
Income Fund of America3.15%
VANGUARD TOTAL BOND MARKET II INDEX FUND2.78%
iShares Core S&P Mid-Cap ETF2.46%
VANGUARD TOTAL STOCK MARKET INDEX FUND2.22%
Oakmark Fund1.99%

OakChart. CG. Cached 15 minutes.