First Trust Active Factor Small Cap ETF
AFSMFinancial·Exchange Traded Fund·USA·NYSE·Nov 11 • 2:37 PM ET
Price
AFSM against its 20, 50 and 200-day averages5.0% under the 52-week high of 41.63 on 17 Aug 2026. 52-week low 30.74 on 20 Nov 2025. Last 15 sessions, 6.9% high to low
Profile
AFSMFirst Trust Active Factor Small Cap ETF seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment.
News
latest 14 of 200- The Fed Is In A 'Good Place' - But For How Long? (Seeking Alpha)
- Fed's Interest Rate Decision: May 7, 2025 (Seeking Alpha)
- Mar-A-Largo Accord Will Create An Asset Bubble (Seeking Alpha)
- Fed's Wait And See Stance Could Persist Through To September (Seeking Alpha)
- Fed Watch: Still Waiting (Seeking Alpha)
- Tariff Tension: Will The Damage To Supply Chains Mean Empty Shelves And The Start Of An Economic Contraction? (Seeking Alpha)
- Making Sense Of The Recent Contraction In Real GDP (Seeking Alpha)
- Buckled Up For April's Market Ride (Seeking Alpha)
- Rebound For Initial U.S. Q2 GDP Nowcast Could Be Misleading (Seeking Alpha)
- Here's Why Tariffs Won't Bring Back Manufacturing (Seeking Alpha)
- Economic Forecast Update, May 2025: A Short Rocky Road (Seeking Alpha)
- Trade Policy And Sequel Slumps (Seeking Alpha)
- Jobs: Last Three Months Saw Downward Revisions Of 57k On Average (Seeking Alpha)
- China Unveils Fresh Monetary Policy Easing Package Ahead Of This Week's Trade Talks (Seeking Alpha)
Quarterly earnings
actual against estimate| Period | Reported | EPS act | EPS est | EPS rep | Sales act | Sales est | Analysts |
|---|---|---|---|---|---|---|---|
| No quarterly earnings. | |||||||
Annual earnings
| Period | EPS act | EPS est | EPS rep | Sales act | Sales est |
|---|---|---|---|---|---|
| No annual earnings. | |||||
Estimate revisions
last 14 periods| Period | Type | Date | Estimates | Up | Down | Mean | Low | High |
|---|---|---|---|---|---|---|---|---|
| No estimate revisions. | ||||||||
Estimate history
| No estimate history. |
Income statement, annual
No statement data.
Income statement, quarterly
No statement data.
Balance sheet, annual
No statement data.
Cash flow, annual
No statement data.
Balance sheet, quarterly
No statement data.
Cash flow, quarterly
No statement data.
Revenue breakdown
| Revenue split | - |
|---|
Short interest
shares short against float, oldest to newest| Settlement | Of float | Shares short | Float | Avg volume |
|---|---|---|---|---|
| 2026-10-30 | - | 0.0M | - | 17.05K |
| 2026-10-15 | - | 0.0M | - | 18.61K |
| 2026-09-30 | - | 0.0M | - | 15.46K |
| 2026-09-15 | - | 0.0M | - | 17.08K |
| 2026-08-31 | - | 0.0M | - | 17.02K |
| 2026-08-14 | - | 0.0M | - | 16.71K |
| 2026-07-31 | - | 0.0M | - | 17.11K |
| 2026-07-15 | - | 0.0M | - | 15.32K |
| 2026-06-30 | - | 0.0M | - | 16.02K |
| 2026-06-15 | - | 0.0M | - | 16.29K |
| 2026-05-29 | - | 0.0M | - | 16.96K |
| 2026-05-15 | - | 0.0M | - | 17.36K |
| 2026-04-30 | - | 0.0M | - | 18.77K |
| 2026-04-15 | - | 0.0M | - | 19.44K |
| 2026-03-31 | - | 0.0M | - | 20.52K |
| 2026-03-13 | - | 0.0M | - | 17.60K |
| 2026-02-27 | - | 0.0M | - | 23.98K |
| 2026-02-13 | - | 0.0M | - | 23.13K |
| 2026-01-30 | - | 0.0M | - | 25.13K |
| 2026-01-15 | - | 0.0M | - | 24.09K |
Option chain
expiry 2026-11-11| Type | Strike | Bid | Ask | Last | IV | Open int | Volume | Delta | Theta | Vega |
|---|---|---|---|---|---|---|---|---|---|---|
| No option chain for this symbol. | ||||||||||
Latest SEC filings
0| Filed | Form | Description | Period | Link |
|---|---|---|---|---|
| No filings. | ||||
Insider activity by month
| Month | Bought | Buys | Sold | Sells |
|---|---|---|---|---|
| 2026-11 | 0 | 0 | 0 | 0 |
| 2026-10 | 0 | 0 | 0 | 0 |
| 2026-09 | 0 | 0 | 0 | 0 |
| 2026-08 | 0 | 0 | 0 | 0 |
| 2026-07 | 0 | 0 | 0 | 0 |
| 2026-06 | 0 | 0 | 0 | 0 |
| 2026-05 | 0 | 0 | 0 | 0 |
| 2026-04 | 0 | 0 | 0 | 0 |
| 2026-03 | 0 | 0 | 0 | 0 |
| 2026-02 | 0 | 0 | 0 | 0 |
| 2026-01 | 0 | 0 | 0 | 0 |
| 2025-12 | 0 | 0 | 0 | 0 |
| 2025-11 | 0 | 0 | 0 | 0 |
Institutional holders
| Manager | % owned |
|---|---|
| James J. Burns & Company, LLC | 17.38% |
| LPL Financial LLC | 13.75% |
| ENVESTNET ASSET MANAGEMENT INC | 7.14% |
| TRUIST FINANCIAL CORP | 6.01% |
| JPMORGAN CHASE & CO | 4.86% |
| Cetera Investment Advisers | 3.05% |
| MGO ONE SEVEN LLC | 2.94% |
| Federation des caisses Desjardins du Quebec | 2.88% |
| Kestra Advisory Services, LLC | 2.37% |
| Arax Advisory Partners | 2.32% |
Funds
| Fund | % owned |
|---|---|
| - | |
OakChart. AFSM. Cached 15 minutes.
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